Network Working Group
Request for Comments: 892
ISO
December 1983

ISO Transport Protocol Specification

This document is distributed as an RFC for information only.
It does not specify a standard for the ARPA Internet.

Note: This document appeared in:

ISO/TC97/SC16/WG6. Information Processing Systems - Open Systems
Interconnection - Transport Protocol Specification. Computer Communication Review 12, 3-4 (July/October 1982), pp. 24-67.

and differs from it only in format.

Table of Contents

0 Introduction
1 Scope and Field of Application
2 References

Section One - General

3 Definitions
4 Symbols and Abbreviations
5 Overview

5.1 Service provided by the transport layer
5.2 Service assumed from the network layer
5.3 Functions of the transport layer
5.4 Model of the transport layer

Section Two - Transport Protocol Specification

6 Protocol Mechanisms

6.1 Assignment to network connection
6.2 Transport protocol data unit (TPDU) transfer
6.3 Data TPDU length and segmenting
6.4 Concatenation and separation
6.5 Connection establishment
6.6 Connection refusal
6.7 Release
6.8 Implicit termination
6.9 Spurious disconnect
6.10 Data TPDU numbering
6.11 Expedited data transfer
6.12 Reassignment
6.13 Reassignment after failure

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6.14 Retention until acknowledgement of TPDUs
6.15 Resynchronization
6.16 Multiplexing and demultiplexing
6.17 Explicit flow control
6.18 Checksum
6.19 Frozen references
6.20 Retransmission on timeout
6.21 Resequencing
6.22 Inactivity control
6.23 Treatment of protocol errors
6.24 Splitting and recombining

7 Protocol Classes
7.0 Protocol description of class 0: simple class
7.1 Protocol description of class 1: basic error recovery class
7.2 Protocol description of class 2: multiplexing class 7.3 Protocol description of class 3: error recovery and multiplexing class
7.4 Protocol description of class 4: error detection and recovery class

8 Encoding

8.1 Summary
8.2 Structure
8.3 Connection Request (CR)
8.4 Connection Confirm (CC)
8.5 Disconnect Request (DR)
8.6 Disconnect Confirm (DC)
8.7 Data (DT
8.8 Expedited Data (ED)
8.9 Data Acknowledgement (AK)
8.10 Expedited Data Acknowledgement (EA)
8.11 Reject (RJ)
8.12 TPDU Error (ERR)

Section Three - Conformance

9 Conformance

0 Introduction

The Transport Protocol Standard is one of a set of International

Standards produced to facilitate the interconection of computer
systems. The set of standards covers the services and protocols
required to achieve such interconnection.

The Transport Protocol Standard is positioned with respect to

other related standards by the layers defined in the Reference Model
for Open Systems Interconnection (ISO 7498). It is most closely
related to, and lies within the field of application of the Transport

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Service Standard (DP aaaa). It also uses and makes reference to the
Network Service Standard (DP bbbb), whose provisions it assumes in
order to accomplish the transport protocol's aims. The
interrelationship of these standards is depicted in Figure 1.

-----------------------------------TRANSPORT SERVICE DEFINITION-----

 Transport                --Reference to aims---------------
 Protocol
 Specification            --Reference to assumptions--------

------------------------------------NETWORK SERVICE DEFINITION------

Figure 1 - Relationship between the transport protocol and adjacent
services

The standard specifies a common encoding and a number of

classes of transport protocol procedures to be used with different
network qualities of service.

It is intended that the Transport Protocol should be simple

but general enough to cater for the total range of Network Service
qualities possible, without restricting future extensions.

The protocol is structured to give rise to classes of protocol

which are designed to minimize possible incompatibilities and
implementation costs.

The classes are selectable with respect to the Transport and

Network Services in providing the required quality of service for the
interconnection of two session entities (note that each class provides
a different set of functions for enhancement of service qualities).

This protocol standard is concerned with optimisation of network

tariffs and the following qualities of service:

a) different throughput rates;
b) different error rates;
c) integrity of data requirements;
d) reliability requirements.

The aim of this standard is primarily to provide a definition

for implementors. Since the protocol is complex, the document contains
much material which is advisory or descriptive, but mandatory
requirements on implementations are clearly identified.

It should be noted that, as the number of valid protocol sequences

is very large, it is not possible with current technology to verify that an
implementation will operate the protocol defined in this document
correctly under all circumstances. It is possible by means of testing

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to establish confidence that an implementation correctly operates the
protocol in a representative sample of circumstances. It is, however,
intended that this standard can be used in circumstances where two
implementations fail to communicate in order to determine whether one
or both have failed to operate the protocol correctly.

The variations and options available within this standard are

essential to enable a Transport Service to be provided for a wide
variety of applications over a variety of network qualities. Thus, a
minimally conforming implementation will not be suitable for use in
all possible circumstances. It is important therefore to qualify all
references to this standard with statements of the options provided or
required or with statements of the intended purpose of provision or
use.

1 Scope and Field of Application

1.1 This International Standard Specifies:

a) five classes of procedures

1) Class 0. Simple class;
2) Class 1. Basic error recovery class;
3) Class 2. Multiplexing class;
4) Class 3. Error recovery class;
5) Class 4. Error detection and recovery class,

for the transfer of data and control information from one transport entity to a peer transport entity;

b) the means of negotiating the class of procedures to be used by the transport entities;

c) the encoding of the transport protocol data units used for the transfer of data and control information;

d) the functional requirements of equipment within a computer system claiming to implement these procedures.

1.2 The procedures are defined in terms of:

a) the interactions between peer transport entities through the exchange of transport protocol data units;

b) the interactions between a transport entity and the transport service user in the same system through the exchange of transport service primitives;

c) the interactions between a transport entity and the network service provider through the exchange of network


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service primitives.

1.3 This International Standard is applicable to equipment which
supports the Transport Layer of the OSI Reference Model and which wishes to interconnect in an open systems environment.

2 References

ISO 7498 Information processing systems - Open systems inter-
connection - Basic Reference Model

DP aaaa Information processing systems - Open systems inter-
connection - Transport service definition (N1169).

DP bbbb Information processing systems - Open systems inter-
connection - Connection-oriented network service definition (N729)

Section One - General

3 Definitions

3.1 Equipment: Hardware or software or a combination of both; it
need not be physically distinct within a computer system.

3.2 Transport service user: An abstract representation of the
totality of those entities within a single system that make use of the transport service.

3.3 Network service provider: An abstract machine which models
the totality of the entities providing the network service, as viewed by a transport entity.

Explanatory Notes

1 Definitions 3.1 to 3.3 relate to terms used in clause 1.

2 This standard makes use of the terms, concepts, and
definition defined in ISO 7498.

4 Symbols and Abbreviations

4.1 Data Units

        TPDU    Transport protocol data unit
        TSDU    Transport service data unit
        NSDU    Network service data unit

4.2 Types of transport protocol data units


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        CR TPDU         Connection request TPDU
        CC TPDU         Connection confirm TPDU
        DR TPDU         Disconnect request TPDU
        DC TPDU         Disconnect confirm TPDU
        DT TPDU         Data TPDU
        ED TPDU         Expedited data TPDU
        AK TPDU         Data acknowledge TPDU
        EA TPDU         Expedited acknowledge TPDU
        RJ TPDU         Rejected TPDU
        ERR TPDU        Error TPDU

4.3 TPDU fields

        LI              Length indicator (field)
        CDT             Credit (field)
        TSAP-ID         Transport service access point identifier
                        (field)
        DST-REF         Destination reference (field)
        SCE-REF         Source reference (field)
        EOT             End of TSDU mark
        TPDU-NR         DT TPDU number (field)
        ED-TPDU-NR      ED TPDU number (field)
        YR-TU-NR        Sequence number response (field)

4.4 Parameters

        T (R)           Receive sequence number
        T (S)           Send sequence number

4.5 Timer variables

        T1              Elapse time between retransmissions
        N               The maximum number of retransmissions
        L               Bound for the maximum time between the
                        decision to transmit a TPDU and the receipt of
                        any response relating to it
        T-WAIT          Maximum time for a reassignment to take place
                        before TC failure is assumed
        I               Inactivity timer - Maximum time allowed to 
                        elapse between receipt of TPDUs before TC 
                        failure is assumed
        W               Window timer - Maximum interval between trans-
                        mission of up to date window information

4.6 Other variables

        n               The number of bits in the sequence number
                        field
        p               The number of bits in the credit field of a 
                        CR, CC or AK TPDU

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4.7 Miscellaneous

        TS-user         Transport service user
        TSAP            Transport service access point
        NSAP            Network service access point
        TC              Transport connection
        NC              Network Connection

5 Overview of the Transport Protocol

5.1 Service Provided by the Transport Layer

The services provided by the protocol described in this

document are connection-oriented services. They are defined in
document DP aaaa. The Transport Service primitives provided are
summarized in Figure 1.

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        Primitive                               Parameters
------------------------------------------------------------------------
T-CONNECT       Request                 To Transport Address, From 
                Indication              Transport Address, Expedited
                                        Data Option, Quality of
                                        Service, TS-User data.
------------------------------------------------------------------------
T-CONNECT       Response                Responding Address, Quality 
                Confirmation            of Service, Expedited Data
                                        Option, TS-User data.
------------------------------------------------------------------------
T-DATA          Request                 TS-User data.
                Indication
------------------------------------------------------------------------
T-EXPEDITED     Request                 TS-User data.
DATA            Indication      
------------------------------------------------------------------------
T-DISCONNECT    Request                 TS-User data.
------------------------------------------------------------------------
T-DISCONNECT    Indication              Disconnect reason, TS-User
                                        data.
------------------------------------------------------------------------

Figure 1. Transport Service Primitives

5.2 Service Assumed from the Network Layer

The transport protocol described in this document assumes of

the Network Services described in DP bbbb. The Network Service
primitives used are summarized in Figure 2.

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        Primitive               X/Y             Parameters      X/Y/Z
------------------------------------------------------------------------
N-CONNECT  Request               X              Called Address,    X
           Indication            X              Calling Address,   X
           Response              X              NS-User data,      Z
           Confirmation          X              QOS.               X
------------------------------------------------------------------------
N-DATA     Request                X              NS-User data,      X
           Indication             X              Conf. Request      Y
------------------------------------------------------------------------
N-DATA      Request               Y
ACKNOWLEDGE Indication
------------------------------------------------------------------------
N-EXPEDITED Request               Y     
DATA        Indication                            NS-User data       Y
------------------------------------------------------------------------
N-RESET      Request              X               
             Indication           X
             Response             X
             Confirmation         X
------------------------------------------------------------------------
N-DISCONNECT Request              X               NS-User data       Z
             Indication           X
------------------------------------------------------------------------

X - The Transport Protocol assumes that this facility is provided in all networks.

Y - The Transport Protocol assumes that this facility is provided in some networks and a mechanism is provided to optionally use the facility.

Z - The Transport Protocol does not use this parameter.

Figure 2. Network Service Primitives

5.3 Functions of the Transport Layer

5.3.1 Connection Oriented Functions

5.3.1.1 Overview of Functions

The functions in the transport layer are at least those

necessary to bridge the gap between the services available from the
network layer and those to be offered to the transport users.

The functions in the transport layer are concerned with the

enhancement of quality of service, including all aspects of cost
optimization. They are described below; the descriptions are grouped
into those concerned with the establishment phase, the data transfer

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phase, and the release phase.

5.3.1.1.1 Establishment Phase

The goal of the establishment phase is to establish a

transport connection, i.e., between two transport users. The
functions of transport layer during this phase must match the
requested class of services with the services provided by the network
layer as follows:

5.3.1.1.2 Data Transfer Phase

The purpose of the data transfer phase is to permit two-way

simultaneous transport of TSDUs between the session entities connected
by the transport connection. This purpose is achieved by means of
two-way simultaneous communication in the Transport protocol and by
the following functions. Each of these functions is used or not used
in accordance with the result of the selection performed in the
establishment phase.

A function used to collect several TPDUs into a single NSDU; the destination transport entity separates the TPDUs.

The splitting of a single data TSDU into multiple TPDUs which are reassembled into their original format at the destination.


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A function used to share a single network connection between two or more transport connections.

A function allowing the simultaneous use of two or more network connections to support the same transport connec- tion.

A function used to regulate the flow of TPDUs between two transport entities on one transport connection.

A function used to detect the loss, corruption,
duplication, misordering or misdelivery of TPDUs.

A means to uniquely identify a transport connection between the pair of transport entities supporting the connection during the lifetime of the transport
connection.

A function used to recover from detected and signalled errors.

A function used to bypass the flow control of normal data TPDU. Expedited data TPDUs' flow is controlled by separate flow control.

A function used to determine the beginning and ending of a TSDU.

5.3.1.1.3 Release Phase

A function to provide a disconnection of the transport connection, regardless of the current activity.

5.3.1.2 Classes and Options

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A class defines a set of functions. In this protocol five classes are defined:

Note that with the exception of classes 0 and 1, transport connections of different class may be multiplexed together onto the same network connection.

5.3.1.2.2 Options within Classes

Options define potential functions which may be used within a class.

5.3.1.2.3 Negotiation

Classes and options within classes are negotiated during the connection establishment phase.

5.3.1.2.4 Choice of the Class of Protocol

The choice will be made by the transport entities according to:

           - if the TS-User requests either transmission of 
             user data during the connection phase, or use of
             Expedited data transfer, then Class 0 cannot be
             selected.

           - if the TS-User requests use of Expedited data 
             transfer, then Class 2 with the non-explicit 
             flow control option cannot be selected.

The following is a classification of network services in terms

of quality with respect to error behavior relative to the user
requirements. Its main purpose is to provide a basis for the decision
regarding which class of transport connection should be used on top of

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a given network connection.

Type A: Network connection with acceptable residual error rate (for example not signalled by 'clear' or 'reset') and acceptable rate of signalled failures.

Type B: Network connections with acceptable residual error rate (for example not signalled by 'clear' or 'reset')

                but unacceptable rate of signalled failures.    

Type C: Network connections with residual error rate not acceptable to the TS-user.

It is assumed that each transport entity is aware of the

quality of service provided by particular Network connections.

5.3.1.3 Potential Functions

The protocol described in this document does not include the

following set of functions which have been identified as potential
transport layer functions:

5.4 Model of the Transport Layer

             TSAP                               TSAP

        Transport Protocol              Transport Protocol
             Entity                           Entity
                                                   
                                                    
              NSAP   -------                    NSAP  -------
               |     (NSAP)                      |     (NSAP)
               |       |                         |       |
               |       |-------------------------|--------
               |                                 |              
               -----------------------------------

A Transport Protocol entity within the Transport Layer

communicates with a Transport User through a TSAP by means of the

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service primitives as defined by the transport service definition DP
aaaa. Service primitives will cause or be the result of Transport
Protocol Data Unit exchanges between the peer Transport Protocol
entities supporting a Transport Connection. These protocol exchanges
are effected using the services of the Network Layer as defined by the
Network Service Definition DP bbbb through one or more NSAPs.

Transport connection endpoints are identified in end systems

by an internal, implementation dependent, mechanism so that the
Transport User and the Transport Protocol entity can refer to each
Transport connection.

Section Two - Transport Protocol Specification

6 Protocol Mechanisms

Several functions are described as 'inherent' or 'pervasive'.

Inherent functions must be invoked for every transport connection.
Pervasive functions are optional, but if one is invoked for the first
transport connection over a network connection, it must also be invoked
for any and all other transport connections which use that network
connection during its lifetime.

6.1 Assignment to Network Connection

Purpose: Assignment of transport connections to network connections.

Network Service Primitives:

N-CONNECT
N-DISCONNECT

Description:

This function is inherent.

Before a transport connection can be created or used, it must

be assigned to one (or more if splitting function is being used)
network connection(s). Both transport entities involved must become
aware of this assignment. A transport connection may be assigned to a
suitable existing network connection; one or more new network
connections may also be created for the purpose.

An existing network connection, which connects the relevant

transport entities, is unsuitable for assignment of a transport
connection if, for example:


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connection.

When a new network connection is created, the quality of

service requested is a local matter, though it will normally be
related to the requirements of transport connection(s) expected to be
assigned to it.

A Network Connection with no transport connections will be

available after initial establishment or because explicit
disconnection of all the transport connections previously assigned to
it has taken place. Either Transport entity may as a local
matter choose to disconnect the Network Connection or assign other
Transport Connections to it.

6.2 Transport Protocol Data Unit (TPDU) Transfer

Purpose: To convey transport protocol data unit in user data fields of network service primitives.

Network Service Primitives

N-DATA
N-EXPEDITED DATA

Description:

This function is inherent.

The Transport Protocol Data Units (TPDUs) defined for the

protocol are listed in Figure 3.

                TPDU name                Abbreviation

        Connection Request                      CR
        Connection Confirm                      CC
        Disconnect Request                      DR
        Disconnect Confirm                      DC
        Data                                    DT
        Expedited Data                          ED
        Data Acknowledge                        AK
        Expedited Acknowledge                   EA
        Reject                                  RJ
        TPDU Error                              ERR

Figure 3. Transport Protocol Data Units


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TPDUs are conveyed using the NS-User data parameters of the

Network Service primitives, primarily with the N-DATA, but also with
N-EXPEDITED primitives.

Transport entities shall accept all permissible assignments and

may issue any permissible assignments. The permissible assignments of
TPDUs to these primitives are shown in Figure 4. Concatenation of
TPDUs is also permitted (see section 6.4).

Primitive Applicable TPDUs Note

N-DATA CR, CC, DR, DT, ED,
AK, EA, RJ, DC, ERR

N-EXPEDITED ED, EA 1

Notes:

1 This assignment is permissible only when using class 1 and when
the network expedited variant has been agreed.

Figure 4. Network Service Primitives which can convey TPDUs.

6.3 Data TPDU Length and Segmenting

Purpose: Mapping between one TSDU and TPDUs.

TPDUs and fields used:

DT

        -  End of TSDU (1 bit)

Description:

The data field of Data TPDUs may contain any number of octets

up to an agreed maximum as negotiated at connection time.

A transport entity uses an End of TSDU mark as defined below:

In each Data TPDU a transport entity may indicate the end of a

TSDU.

        Category 1      Having the End of TSDU mark set to yes.  These
                        TPDUs may or may not have the maximum length.

        Category 2      Having the End of TSDU mark set to no.  These
                        TPDUs do not necessarily have the maximum
                        length.

A complete Data TPDU sequence is defined as being composed of


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either a single category 1 DT TPDU or consecutive category 2 followed
by a category 1 DT TPDU.

6.4 Concatenation and Separation

Pupose: Conveyance of multiple TPDUs in one NSDU.

Description:

All TPDUs carry in their TPDU header a length indicator (see Section 8.2.1). Additionally, TPDUs are classified as either Data

TPDUs or Control TPDUs. Control TPDUs may or may not contain a data
field. For TPDUs containing data the length of the data field is
indicated by the length of the NSDU. These provisions permit any
number of Control TPDUs that may not contain data to be concatenated
with a single control TPDU which may contain data or with a single
Data TPDU. The control TPDUs without data must precede the TPDU with
data, if any. The number of TPDUs so concatenated is terminated by
the end of the NSDU.

The concatenated set of TPDUs may be for the same or different

transport connections. An implementation shall accept concatenated
TPDUs and may concatenate TPDUs before transmission. The transport
entity shall not send a concatenated set of TPDUs which exceeds twice
the overall maximum TPDU length for all the TCs assigned to the
network connection.

6.5 Connection Establishment

Purpose: Creation of a new transport connection.

Network Service Primitives:

N-DATA

TPDUs and fields used:

CR, CC

        - source reference (16 bits)
        - initial credit (if applicable)
        - calling transport address (optional)
        - called transport address (optional)
        - user data (optional)
        - TPDU size (optional)
        - sequence number length (optional)
        - checksum selection (optional)
        - acknowledgement time (optional)
        - quality of service (optional)
        CR
        - preferred protocol class

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        - alternative protocol classes (zero or more)
        - version number (optional)
        - security (optional)
        - proposed options
        CC
        - destination reference (16 bits)
        - selected protocol class
        - selected options

Description:

This function is inherent:

A transport connection is established by means of one

transport entity (the initiator) transmitting a Connection Request
(CR) TPDU to the other transport entity (the responder), which replies
with a Connection Confirm (CC) TPDU. Before sending the CR TPDU, the
initiator assigns the transport connection being created to one (or
more if the splitting function is being used) network connection(s).
It is this set of network connections over which the TPDUs are sent.
During this exchange, all information and parameters needed for the
transport entities to operate must be exchanged or negotiated.

The following information is exchanged:

           - it cannot already be in use or "frozen" (see "Frozen
             References", Section 6.19).

           - it cannot be zero.

Each transport entity is responsible for selecting the

Reference which the partner will use. This mechanism is symmetrical
and therefore avoids the need to assign a status of master or slave to
partners and avoids call collision. This mechanism also provides
identification of the transport connection independent of the network
connection. The range of References used for transport connections, in
a given transport entity, is a local system parameter.


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The following negotiations take place:

class and any number of alternatives. (Except that no alternatives are
allowed when class 0 is the preference.) The initiator should assume
when it sends the CR TPDU that its preferred class will be agreed to,
and commence the functions associated with that class.

Note: This means, for example, that when a class which

includes resynchronization (see "Resynchronization", Section 6.15) is
preferred, resynchronization will occur if a reset is signalled during
connection establishment.

When the responder has decided which class is to be used, it

shall indicate this in the CC TPDU and shall invoke the appropriate
functions for the class. The responder may select the preferred
class, or any of the alternative classes or may select class 0 if
class 1 is proposed or class 2 if class 3 or 4 is proposed. (see
Section 9)

If the preferred class is not selected, then on receipt of the

CC TPDU, the initiator shall adjust its functions accordingly.

TPDUs, and the responder may accept this value or respond with any
value between the proposed value and 128 in the set of values
available (see "Encoding", Section 8).

available. When the sequence number is extended, the credit field (if
applicable) is also extended.

the connection are to include a checksum.

protocol standard used for this connection.

user defined.

delay, priority and residual error rate.

negotiated.


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expedited is negotiated when class 1 is to be used.

The negotiation rules for the options are such that the

initiator may propose either to use or not to use the option. The
responder may either accept the proposed choice or select the
mandatory alternative defined in Section 9.

During the establishment phase of the transport connection,

the use of the expedited data option field of CR/CC allows both
Transport Service user to negotiate the use or non use of the
expedited data transport service as described in the transport service
definitions.

The following table summarizes the negotiation possibilities

for the options.

                                Proposition Made        Possible
                                by the Initiator        Selection by 
        Option                                          the Responder

Transport expedited data Yes Yes or No
transfer service No No

Use of receipt confir- Yes Yes or No
mation (class 1 only) No No

Use of the network Yes Yes or No
expedited variant No No
(class 1 only)

Non use of checksum Yes Yes or No
(class 4 only)                       No                       No

Non use of explicit Yes Yes or No
flow control (class 2 only) No No

Use of extended format Yes Yes or No
                                     No                       No

In class 2, whenever a transport entity requests or agrees to

the Transport Expedited data transfer service or to the use of
extended formats, it must also request or agree (respectively) to the
use of explicit flow control.

6.6 Connection Refusal

        Purpose:        Refusal of the transport connection.

TPDUs and fields used:


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DR

        -  reason (1 octet)
        -  user data (maximum of 64 octets)

ERR

        -  reject code (1 octet)
        -  rejected TPDU parameter

Description:

If a transport connection cannot be accepted, the called

transport entity shall respond to the CR TPDU with a DR TPDU. The
clearing reason shall indicate why the connection was not accepted.
The source reference field in the DR TPDU is set to zero to indicate
an unassigned reference.

If the CR is regarded as an invalid TPDU, the called transport

entity will respond by sending an ERR TPDU. On receipt of this TPDU,
the calling entity will regard the connection as closed.

6.7 Release

Variants: 'implicit' or 'explicit'

Purpose: Termination of the transport connection.

Network Service Primitives:

N-DISCONNECT (implicit variant only)
N-DATA

TPDUs and fields used:

DR

        - clearing reason (1 octet)
        - user data (maximum of 64 octets)

DC

Description:

This function is inherent.

In the 'implicit' variant, either transport entity disconnects

a transport connection by disconnecting the network connection to
which it is assigned. Similarly when a transport entity is informed
that the network connection has been disconnected by the peer
transport entity, this should be considered as a transport
disconnect.


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In the 'explicit' variant, either transport entity transmits a

Disconnect Request (DR) TPDU, and the other responds with a Disconnect
Confirm (DC) TPDU. When the DC TPDU is sent or received by a
transport entity, that entity should consider the transport connection
not to exist (note 1). After the sending of a DR TPDU, other TPDUs
received before the DC TPDU are ignored. It is possible that a
disconnect collision will occur, when both transport entities send a
DR TPDU at about the same time. This results in each transport entity
receiving a DR, after sending one. Each transport entity shall
consider the received DR TPDU as a confirmation of its DR TPDU, and
shall not send or expect to receive a DC TPDU.

The DR can convey a limited amount (up to 64 octets) of data.

6.8 Implicit Termination

Purpose: Termination of a Transport Connection on the

occurrence of a signalled error for which recovery functions are not
operative.

Network Service Primitives:

N-DISCONNECT Indication
N-RESET Indication

Description:

When, on the network connection to which a Transport

Connection is assigned, an N-DISCONNECT or N-RESET Indication occurs,
both transport entities shall consider that the transport connection
no longer exists, and so inform the session entities.

Note 1:

When a connection has been released, after the exchange of DR

and DC, the reference can be re-used immediately (except in Class 4,
where the Frozen Reference function is used, see Section 6.19). This
is because the releasing transport entity does not know with certainty
that the remote transport entity considers use of the reference to be
ended. Therefore, the reference should not be re-used for further
connections. (In practice, the reference may be re-used after a
reasonable period when it is possible to be reasonably certain that
the remote transport entity will not continue to use it).

6.9 Spurious Disconnect

Purpose: To deal with the arrival of an "unknown" DR TPDU.

TPDUs and fields used:


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DR, DC

        - source reference
        - destination reference

Description:

A DR TPDU can be received for a transport connection which

does not exist. Rather than treating this as an error, a DC TPDU
should be send back which reflects the references of the DR TPDU.

Note:
This only applies when one or more transport connections using
a multiplexing class exist over the network connection, or when no
transport connections exist. At other times it is a protocol error.

6.10 Data TPDU Numbering

Variants: 'normal' or 'extended'

        Purpose:   Numbering of DT TPDUs for use in recovery, 
                   flow control, or sequencing functions.

TPDUs and Fields Used:

DT

        - TPDU-NR (7 or 31 bits)

Description:

DT TPDUs transmitted in each direction on a transport

connection bear a sequence number 'TPDU-NR'. Its value in the first
DT TPDU in each direction after connection establishment will be zero.
Thereafter each TPDU had 'TPDU-NR' one greater than the previous.
Modulo 2**7 arithmetic is used in the 'normal' variant, and modulo 2**31
in the 'extended' variant.

In the sections that follow, the relationships 'greater than'

and 'less than' are used in connection with TPDU numbers. In all
such uses, the numbers being compared cover a range less than the
modulus and in fact lie within a contiguous set of TPDU numbers called
a 'window'. The window has a known starting TPDU number and finishing
number. The term 'less than' means 'occurring sooner in the window
sequence' and the term 'greater than' means 'occurring later in the
window sequence'.

6.11 Expedited Data Transfer

Variants: 'network expedited' or not

Purpose: Provision of the expedited data service


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Network Service Primitives:

N-DATA
N-EXPEDITED DATA

TPDUs and Fields Used:

ED

        - ED TPDU-NR (7 or 31 bits)

EA

        - YR-TU-NR (7 or 31 bits)

Description:

Each expedited TSDU is conveyed as the data field of an Expedited

Data (ED) TPDU.

Each ED TPDU received must be acknowledged by an Expedited

Acknowledge (EA) TPDU.

There may only be one ED TPDU unacknowledged at any time for each

direction of a transport connection.

In the 'network expedited' variant (available in class 1 only),

ED and EA TPDUs are conveyed in the data fields of N-EXPEDITED DATA
primitives. Otherwise, N-DATA is used.

6.12 Reassignment

Purpose: Assignment of a Transport Connection to a different

Network Connection.

TPDUs and Fields Used:

CR

        - source reference

RJ, DR

        - destination reference

Description:

When the Network Connection to which a Transport Connection was

assigned no longer exists, the Transport Connection can be assigned to
another Network Connection.

When one transport entity has assigned the Transport Connection,

it is important that the other transport entity recognise to which
Network Connection it has been assigned. This can only take place when it

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has received a TPDU for the Transport Connection on a Network Connection
with calling and called network addresses which imply
the same transport entities as the old. The TPDU will have been sent
as a result of the assigning transport entity commencing resynchronization,
and will thus be a RJ, or a retransmitted CR or DR.

The Transport Connection shall be recognised as having been

assigned to the Network Connection on which the TPDU was received.

6.13 Reassignment After Failure

Purpose: Recovery from network provider initiated disconnect.

Network Service Primitives:

N-DISCONNECT Indication

Description:

When a N-DISCONNECT Indication arrives for the network connection

to which a transport connection is assigned, the transport connection must
be reassigned by its initiator (see "Reassignment")

If the reassignment has not successfully occurred within a time

of T-wait seconds, then the transport connection must be considered as
non-existent by both transport entities.1

        1.      The CR TPDU does not have a destination reference;
                nevertheless it can be distinguished from a new
                connection attempt by having the same source 
                reference.  

NOTE: The value of T-wait has to be agreed by the communicating

transport entities.

6.14 Retention Until Acknowledgement of TPDUs

Variants: 'confirmation of receipt' or 'AK'

Purpose: To enable and minimize retransmission after

possible loss of TPDUs.

Network Service Primitives:

N-DATA
N-DATA ACKNOWLEDGE

TPDUs and Fields Used:

CR, CC, DR, DC


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RJ, AK, EA

        - YR-TU-NR (7 or 31 bits)

DT

        - TPDU-NR (7 or 31 bits)

ED

        - ED TPDU-NR (7 or 31 bits)

Description:

Copies of the following TPDUs shall be retained upon transmission

to permit their later retransmission:

CR, CC, DR, DT, ED.

NOTE: If DR is sent in response to CR there is no need to

retain a copy of the DR.

In the 'confirmation of receipt' variant, applicable only

in Class 1, transport entities receiving N-DATA Indications which
convey DT TPDUs and have the confirmation request field set shall
issue a N-DATA Acknowledge Request at the earliest possible
opportunity (1).

        (1)     It is a local matter for each transport entity to 
                decide which N-DATA Requests should have the 
                confirmation request parameter set.  This decision
                will normally be related to the amount of storage 
                available for retained copies of the DT TPDUs.  
                Use of the confirmation request parameter may
                affect the quality of network service.  

After each TPDU is acknowledged, as shown in Figure 5,

the copy need not be retained. Copies may also be discarded when
the transport connection ceases to exist.

        TPDU                            ACKNOWLEDGED BY

        CR              receipt of CC, DR, or ERR, TPDU

        DR              receipt of DC or DR (in case of collision)
                        TPDU

        CC              receipt of RJ, DT, AK, ED, EA TPDUs (or 
                        N-DATA ACKNOWLEDGE Indication.)

        DT              N-DATA ACKNOWLEDGE Indication when the 
        (Note 1)        DT TPDU was sent before or with the oldest
                        N-DATA which had the confirmation request

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field set.

        DT              receipt of Data Acknowledge (AK) or
        (Note 2)        Reject (RJ) TPDU for which 'YR-TU-NR'
                        is greater than 'TPDU-NR' in the DT TPDU.

        ED              receipt of EA TPDU for which 'YR-TU-NR' 
                        is equal to 'ED-TPDU-NR' in the ED TPDU.        Notes:
  

1 Applies to 'confirmation of receipt' variant.
2. Applies to 'AK' variant.

Figure 5. Acknowledgement of TPDUs

6.15 Resynchronization

Purpose: To restore the connection to normal after an

error.

Network Service Primitives:

N-RESET Indication

TPDUs and Fields Used:

CR, DR, CC, DC

RJ, EA

        - YR-TU-NR (7 or 31 bits)

        DT                      
        - TPDU-NR (7 or 31 bits)

ED

        - ED TPDU-NR (7 or 31 bits)

Description:

After the reset of an underlying network connection,

the resynchronization procedures below are carried out by both
transport entities.

After a network connection failure, the reassignment after

failure function is invoked and then the resynchronization function.
The sequence of events at the two transport entities is the following:

Events at the transport entity initiating reassignment: (the transport entity immediately commences resynchronization by sending a TPDU)


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                -       send RJ TPDU with 'YR-TU-NR' field set to
                        the 'TPDU-NR' of the first unreceived DT
                        TPDU

                -       when RJ TPDU has been received retransmit any
                        ED TPDUs then DT TPDUs which are unacknowledged

                -       any ED TPDUs received which are duplicates shall
                        be acknowledged (by EA TPDUs) and discarded.  

Events at the other transport entity:

The transport entity shall not send any TPDUs until after

receipt of the TPDU which commenced resynchronization. This TPDU
therefore serves two purposes, namely indication of re-assignment
and commencement of resynchronization.

NOTE: no TPDUs can be transmitted using network expedited until

CC becomes acknowledged, to prevent the network expedited overtaking the
CC.

                -       if a DR TPDU is retained, then retransmit it

                -       if a CC TPDU remains unacknowledged, then carry
                        out the data resynchronization procedure described
                        below

                -       otherwise resynchronize data:

                        -       send RJ TPDU with 'YR-TU-NR' field set to
                                the 'TPDU-NR' of the first unreceived DT
                                TPDU


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                        -       retransmit any ED TPDUs then DT TPDUs which
                                are unacknowledged

                        -       any ED TPDUs received which are duplicates 
                                should be acknowledged (by EA TPDUs) and 
                                discarded.  

NOTE: It is possible for a transport entity using the Class 1

protocol to decide on a local basis to issue an N-RESET Request. The effect
of this request at the remote transport entity is to force it to perform
the resynchronization mechanism. This possibility may be used to remove
congestion within the network connection.

6.16 Multiplexing and Demultiplexing

Purpose: Concurrent sharing of a network connection by several

transport connections.

TPDUs and Fields Used:

CC, DR, DC, DT, AK, ED, EA, RJ, ERR

        - destination reference

Description:

This function is pervasive.

When this function is in operation, more than one transport

connection can be simultaneously assigned to the same network connection.

Every TPDU (including DT TPDUs) must carry the destination

reference, to identify the transport connection to which it refers.

6.17 Explicit Flow Control

Purpose: Regulation of flow of DT TPDUs independently of

the flow control in the other layers.

TPDUs and Fields Used:

CR, CC, AK, RJ

        - CDT (4 or 16 bits)

DT

        - TPDU-NR (7 or 31 bits)

AK, RJ

        - YR-TU-NR (7 or 31 bits)
        - subsequence number (optional)
        - flow control confirmation (optional)

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Description:

The mechanism depends on the class. Thus the description can

be found in the section describing the class.

6.18 Checksum

Purpose: To detect corruption of TPDUs by the network service

provider.

TPDUs and Fields Used:

All TPDUs

        - checksum (16 bits - 32 bits)

Description:

When a TPDU is to be transmited for a TC which has selected the

checksum option, the sending transport entity must generate a checksum
for the TPDU and store it in the checksum parameter in the variable
part of the TPDU header. The checksum must be generated as follows:

        1.      Set up the complete TPDU, including the header and 
user data (if any). The header must include the checksum parameter in
its variable part. The value field of the checksum parameter must be
set to zero at this point.

        2.      Initialize two variables to zero.  Let these variables 
be called C0 and C1.

        3.      For each octet of the TPDU, including the header, 
variable part of the header and the user data, add the octet value to
C0, and then add the value of C0 to C1. Octets should be processed
sequentially, starting with the first octet (the Length Indicator) and
proceeding through the TPDU. All addition is to be performed modulo 255.

        4.      Calculate the value field of the checksum parameter as
follows. Let the offset into the TPDU of the first octet of the value
field be 'n' (where the first octet of the TPDU, the Length Indicator
of the header, is considered to be at offset 1). Let the length
of the TPDU, i.e. the number of times the above operation was repeated,
be 'L'. Let the first octet of the checksum value, i.e., the one at offset
'n' be called 'X', and the second octet, at offset 'n+1', be called 'Y'.
Then:

        X = (((L - n) *  C0) - C1) modulo 255
        Y = (((L - n + 1) * (-C0)) + C1) modulo 255

5 Place the computed values of X and Y in the appropriate
octets of the TPDU.

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NOTE

An implementation may use one's complete arithmetic as an alternative to modulo 255 arithmetic. However, if either of the checksum octets X and Y has the value minus zero (i.e., 255) then it must be converted to plus zero
(i.e., 0) before being stored.

When a TPDU is received for a TC for which the checksum option

has been selected, the TPDU must be verified to ensure that it has been
received correctly. This is done by computing the checksum, using the
same algorithm by which it was generated. The nature of the checksum
algorithm is such that it is not necessary to compare explicitly the stored
checksum bytes. The procedure described below may be used to verify that
a TPDU has been correctly received.

        1.      Initialize two variable to zero.  Let these variables
be called C0 and C1.

        2.      For each octet in the received TPDU, add the value of
the octet to C0 and then add the value of C0 to C1, starting with the
first octet and proceeding sequentially through the TPDU. All
addition is to be performed modulo 255.

        3.      When all octets have been sequentially processed, the
values of C0 and C1 should be zero. If either or both of them is
non-zero, the TPDU has been received incorrectly and the verification
has failed. Otherwise, the TPDU has been received correctly and the
TPDU should be processed normally.

NOTE

An implementation may use one's complement arithmetic as an alternative to modulo 255 arithmetic. In this case, if either C0 or C1 has the value minus zero (i.e., 255) it is to be regarded as though it was plus zero (i.e., 0)

If a checksum verification failure occurs, it is not possible

to determine the TC that the TPDU relates to, since the Reference field
of the TPDU may have been received incorrectly. Therefore, all TCs
multiplexed onto the same NC must be treated as though a network signalled
error has occurred.

6.19 Frozen References

Purpose: To prevent re-use of a reference while TPDUs associated

with the old use of the reference may still exist.

Description: When a transport entity determines that a particular

connection has terminated, the reference shall be placed in a frozen state

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during which time it will not be reused. The circumstances under which
this is done, and the period of time for which the reference remains
frozen depends on the class.

6.20 Retransmission on Timeout

Purpose: To cope with unsignalled loss of TPDUs by the network

service provider.

TPDUs and Fields Used:

CR, CC, DR, DT, ED, AK

Description:

The description is given in the section related to class 4.

6.21 Resequencing

Purpose: To cope with misordering of TPDUs by the network

service provider.

TPDUs and Field Used:

DT

        - TPDU NR

ED

        - ED TPDU NR

Description:

The description is given in the section related to class 4.

6.22 Inactivity Control

Purpose: To cope with unsignalled termination of a network

connection.

TPDUs and Fields Used:

AK

Description:

The description is given in the section related to class 4.

6.23 Treatment of Protocol Errors

Purpose: To deal with invalid TPDUs.


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TPDUs and Fields Used:

ERR

        - reject cause
        - TPDU in error (string of octets)

DR

        - reason code

Description:

This function is inherent.

Any received TPDU which is invalid or which cannot be dealt with by

any operative function, or which is regarded as a violation of the protocol
rules of the class in use (e.g., receipt in a wrong state, window error,
sequencing error, TPDU with incorrect format), shall be considered as a
protocol error. Such an error shall be signalled to the transport entity
responsible by the sending of an TPDU Error (ERR) TPDU or by initiating a
release. The ERR TPDU conveys the octets of the offending TPDU up to
and including the octet where the error was detected.

In general, no further action is defined for the sender of

ERR TPDU, since it is expected that the offender will either correct
the error, or close the connection.

Action to be done by the receiver depends on local implementation

decision; e.g., freeze the connection, report to management, disconnect.

NOTES:

        1.      Further action is a local implementation issue.  Care
should be taken by the transport entity receiving several invalid TPDUs
or ERR TPDUs to avoid looping if the error is repeatedly generated.

        2.      There are two cases in which specific action is defined
for the receiver of the ERR TPDU (see Sections 6.6 and 7.0.7).

6.24 Splitting and Recombining

Purpose: To allow a transport connection to make use of

multiple network connections to provide additional resilience against
network failure, to increase throughput, or for other reasons.

Description:

This function is available only in Class 4.

When this function is being used, a transport connection is

assigned (see Section 6.1) to multiple network connections. TPDUs for the

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connection may be sent over any assigned network connection. The
resequencing function of Class 4 (see Section 6.21) is used to ensure
that TPDUs are processed in the correct sequence.

If the use of Class 4 is not accepted by the remote transport

entity following the negotiation rules, only the network connection
over which the CR TPDU was sent may be used for this transport
connection.

The splitting function should only be used where the

supporting network connections provide similar transmit delay.

   Protocol Mechanism           Variant         0  1  2  3  4

Assignment to Network Conn. * * * * *

TPDU Transfer * * * * *

DT TPDU Length and Segmenting * * * * *

Concatenation and Separation * * * *

Connection Establishment * * * * *

Connection Refusal * * * * *

Release implicit *
                                explicit           *  *  *  *

Implicit Termination * *

DT TPDU Numbering normal * m m m
                                extended            (1)o o  o

Expedited Data Transfer network exp. ao
                                not "              m  *  *  *
                                                     (1)

Reassigment * *

Reassignment after Failure * *

Retention until Acknowledge- Conf. Receipt ao
ment of TPDUs AK m * *

Resynchronization * *

Multiplexing and * * *
Demultiplexing


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Explicit Flow Control With m * *
                      Without                   *  *  o 

Checksum (use of) m
           (non-use of)                         *  *  *  *  o

Frozen References *

Retransmission on Timeout *

Resequencing *

Inactivity Control *

Treatment of Protocol Errors * * * * *

Splitting and recombining *

(1) not applicable in class 2 when the non use of explicit flow

control is selected.

7 PROTOCOL CLASSES

The details of the implementation of the protocol

mechanisms are in certain cases different for different classes.
For this reason, the following table is not intended to provide a
complete description of the classes, but more to give an overview of
how each class works. The exact definition of the protocol is given
in the subsequent sections.

KEY

m mandatory function (negotiable but always implemented)

ao additional function (negotiable but not necessarily implemented). Use of this option depends on the willingness of both transport entities and availability of network service.

na not applicable.

7.0 PROTOCOL DESCRIPTION OF CLASS 0: SIMPLE CLASS

7.0.1 Characteristics of Class 0

The characteristic of this class is that it provides

the simplest type of transport connection and fully compatible

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with the CCITT recommendations S.70 for Teletex terminals.

The class is designed for use in association with

network connections of type A (see 5.3.1.2.4.).

7.0.2 Functions of Class 0

This class is designed to have minimum functionality.

It provides only the functions needed for connection
establishment with negotiation, data transfer with segmenting and
protocol error reporting.

Class 0 provides transport connections with flow

control based on the network service provided flow control, and
disconnection based on the network service disconnection.

7.0.3 Protocol Mechanisms of Class 0

7.0.3.1 Connection Establishment Phase

Connection shall be made in accordance with the

general rules (Assignment of Network Connection, Connection
Establishment and Connection Refusal) with the following
restrictions:

7.0.3.2 Data Transfer Phase

7.0.3.3 Release Phase

There is no explicit transport connection release

procedure for this class. The lifetime of the transport connection
is directly correlated to the lifetime of the network connection.

7.0.4 Connection Establishment for Class 0

The connection establishment function is used

with the contraint that only the transport entity which has
requested the establishment of the network connection may send the
CR TPDU. If the calling transport entity receives a CR TPDU, it
shall transfer a TPDU Error (ERR) TPDU to notify the called
transport entity of the procedure error.


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7.0.5 Data Transfer Procedures

7.0.5.1 General

The data transfer procedures described in the

following subsections apply only when the transport layer is in the
data transfer phase, that is after completion of Transport
Connection establishment.

7.0.5.2 Transport Data TPDU maximum length

For Class 0 the standard maximum transport data

TPDU length is 128 octets including the data TPDU header octets.

Other maximum TPDU lengths may be supported in

conjunction with the optional transport data TPDU size negotiation
function (see Section 8.3 and 8.4). Optional maximum data field
lengths shall be chosen from the following list: 256, 512, 1024
and 2048 octets.

TSDUs are transmitted using the segmenting function.

7.0.6 Release Procedure

The "implicit" variant of the release function is used.

7.0.7 Treatment of invalid TPDUs

The "treatment of protocol errors' function is used.

7.0.8 Behaviour after an error signalled by the network service.

The implicit termination function is used and the

high layer is informed about this disconnection.

7.0.9 Supported Options

None

7.1 PROTOCOL DESCRIPTION OF CLASS 1: BASIC ERROR RECOVERY CLASS

7.1.1 Characteristics of Class 1

The characteristic of this class is that it

provides a basic transport connection with minimal overheads.

The main purpose of the class if to recover from

network signalled errors (network disconnect or reset).

Selection of this class is usually based on


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reliability criteria. Class 1 has been designed to be used in
association with type B network connections.

7.1.2 Functions of Class 1

Class 1 provides transport connections with flow

control based on the network service provided flow control, error
recovery, expedited data transfer, disconnection, and also the
ability to support consecutive Transport connections on a network
connection.

This class provides the functionality of Class 0

plus the ability to recover after a failure signalled by the Network
Service, without involving the user of the Transport Service.

7.1.3 Protocol Mechanisms of Class 1

Class 1 protocol mechanisms include Class 0

protocol mechanisms plus the following:

7.1.3.1 User Data in the Connection Phase

Class 1 provides the possibility of conveying

data in the connection request and confirm commands.

7.1.3.2 Numbering of Data TPDU

Each Data TPDU transmitted between transport entities for

each direction of transmission in a transport connection is
sequentially numbered.

7.1.3.3 Release

The "explicit" variant of the release function is used.

7.1.3.4 Error Recovery

The sending Transport entity keeps a copy of transmitted

TPDUs until it receives an acknowledgment which allows copies to be released.
After a failure is indicated by the nerwork service (Reset,
Disconnect), the resynchronization function is used to determine
which TPDUs must be retransmitted.

Resynchronization may also be invoked by a transport entity

as a local matter. For that purpose the Resynchronization function is
used (see note at the end of Section 6.15).

7.1.3.5 Acknowledgement

Acknowledgements are used to release copies of retained TPDUs.


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Two methods of acknowledgment are provided in the Retention until
Acknowledgement of TPDUs function:

Note: The credit field of the AK TPDU is
not used in this class (always Set to zero).

The variant to be used is negotiated during the

Connection Establishment Phase. The default option is the "AK TPDU"
variant. Use of Network Layer Receipt Confirmation is allowed only
in Class 1, and depends on the availability of the network layer
receipt confirmation service, the expected cost reduction, and the
agreement of both transport entities to use it.

7.1.4 Connection Establishment Procedures for Class 1

The 'assignment to network connection' and
'connection establishment' mechanisms are used. From the point at

which a transport entity issues a CR proposing the use of Class 1 or
a CC accepting the use of Class 1 the following mechanisms must be
available to deal with signalled errors during connection
establishment:

If no DT or ED TPDU is to be sent, receipt of a CC should be

acknowledged.

7.1.5 Data Transfer Phase

Data transfer is accomplished using the 'TPDU

transfer' 'Concatenation' and 'DT TPDU Length and Segmenting'
mechanisms. 'DT TPDU Numbering' and 'Retention until
Acknowledgement of TPDUs' are used in support of error recovery.

7.1.5.1 Behaviour after an error

After receiving a network reset, the Resynchronization

mechanism is invoked. After receiving a network disconnect, the
'Reassignment after Failure' mechanism is invoked after which the 'Resynchronization' mechanism is invoked.

The 'Spurious Disconnect' mechanism is used to

deal with receipt of a DR TPDU for an unrecognised Transport

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Connection.

7.1.5.2 Procedure for Expedited Data Transfer

The Expedited Data Transfer mechanism is used.

Two methods are possible to provide the function:

Note: (1) This method is always included in this class.

Note: (2) The EDTPDU-NR of the ED TPDU contains an

identification number. This number must be different for successive ED TPDUs.
That is, when an ED TPDU has been sent and an EA TPDU for the ED
TPDU has been received, the next ED TPDU must have a different value
in the EDTPDU-NR field. No other significance is attached to
EDTPDU-NR field. It is recommended but not essential, that the
values used be consecutive modulo 128.

Note: (1) The use of this method is

determined through negotiation during transport connection
establishment.

7.1.6 Release Procedures

The 'explicit' variant of the Release mechanism is used.

Receipt of an error indication by a transport

entity, which, prior to this event has sent a DR, causes this
transport entity to retransmit DR. Only DC and DR will be accepted
and interpreted as the completion of the connection release
sequence. The related Reference will become unassigned.

7.1.7 Treatment of Unknown TPDUs

The 'Treatment of Protocol Errors' mechanism is used.

7.1.8 Supported Options

Use of network receipt confirmation.

Use of network expedited.

7.2 PROTOCOL DESCRIPTION OF CLASS 2: MULTIPLEXING CLASS

7.2.1 Characteristics of Class 2

The characteristic of this class is to provide a


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way to multiplex several transport connections onto a single network
connection. This class has been designed to be used in association
with type A network connections.

Use of Explicit Flow Control

The objective is to provide flow control to help

avoid congestion at end-points and on the network connection.
Typical use is when traffic is heavy and continuous, or when there
is intensive multiplexing. Use of flow control can optimize
response times and resource utilization.

Non Use of Explicit Flow Control (optional)

The objective is to provide a basic transport

connection with minimal overheads suitable when independence of
transport and network connection lifetime is desirable. The class
would typically be used for unsophisticated terminals, and when no
multiplexing onto network connections is required. Expedited data
is never available.

7.2.2 Functions of Class 2

Class 2 provides transport connections with or

without individual flow control - no error detection or error
recovery is provided.

If the network resets or clears, the transport

connection is terminated without the transport clearing sequence
and the transport user is informed.

When explicit flow control is used a credit

mechanism is defined allowing the receiver to inform the sender of
the exact amount of data he is willing to receive and expedited data
transfer is available.

7.2.3 Protocol Mechanisms of Class 2

7.2.3.1 Connection Establishment Phase

The connection establishment function shall be used.

7.2.3.1.1 User Data in the Connection Phase

Class 2 provides the possibility to convey data in the

connection request and confirm commands.

7.2.3.2 Connection Identification

In Class 2 each TPDU conveys a Destination Reference.


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This uniquely identifies the transport connection within the
receiving transport entity and thus allows multiplexing.

7.2.3.3 Release Phase

The release of a transport connection results either

from the use of the 'explicit' variant of the release function or
from the Implicit Termination function.

7.2.3.4 Protocol Mechanisms when Explicit Flow Control is used.

The following mechanisms are provided:

7.2.3.4.1 Numbering of Data TPDU

Each Data TPDU transmitted between transport entities

for each direction of transmission in a transport connection is
sequentially numbered.

Each Data TPDU contains a Send Sequence Number T(S).

7.2.3.4.2 Flow Control Principles

The receiver of data TPDUs holds a count of the sequence

number of the next expected TPDU. This count is called the
Receive Sequence Number, T(R). The receiver indicated to the sender
the number of Data TPDUs he is ready to receive by means of a 'credit'
mechanism. Credits are given using the credit field in the AK TPDU.
The value of the credit field, in conjunction with the value of T(R)
transported by the YR-TU-NR (your TPDU number) field
of the AK TPDU, is used by the receiver of the AK TPDU to determine
whether and how many Data TPDUs may be accepted by the sender of the
AK TPDU. Precise definition of flow control principles appears in Section
7.2.5.5.3

7.2.3.4.3 Expedited Flow

The non network expedited variant is used. Normal

flow is the flow of data subject to the flow control mechanism,
expedited flow is the flow of data that the sender may send without
explicit agreement of the receiver. This expedited flow has a
limited capability and could for example be used to carry session
supervisory commands.

The number of expedited data units outstanding at any

time is limited to one and the amount of TS-user data is limited (up
to 16 octets).

An expedited data may arrive before normal data which

was submitted earlier. Normal data submitted after the expedited

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data will arrive after the expedited data.

7.2.4 Connection Establishment Procedures for Class 2

7.2.4.1 References

See Section 6.5 for reference assignment. Receipt of

any TPDU with a reference that is not assigned to a transport
connection other than a Disconnect Request (DR) or Connection
Request (CR) will be ignored.

Receipt of a Disconnect Request (DR) for an unassigned

Reference will result in a Disconnect Confirm (DC) response.

7.2.4.2 Connection Eastablishment

This phase is achieved by exchange of CR/CC TPDU using

the 'connection establishment' function. Since the multiplexing
function is in use, then more than one transport connection may be
assigned to the same network connection concurrently. The
restrictions of Class 0 does not apply to this class and the other
higher classes.

7.2.5 Data Transfer Procedures for Class 2

The data transfer procedures described in the

following section apply independently to each transport connection
existing between two transport entities.

7.2.5.1 TPDU Maximum Length and Segmenting

The general rules defined in Section 6.3 apply.

7.2.5.2 Concatenation

The general rules defined in Section 6.4 apply.

7.2.5.3 Sending Data TPDU (No Explicit Flow Control Option)

In this case the data TPDU is built in accordance

with the rules stated in Section 6.2 and 6.3 and sent without any
additional mechanisms. Thus, the DT TPDU NR field may take any
value and no AK TPDU is used.

7.2.5.4 Sending Data TPDU (When Explicit Flow Control is Used)

On each transport connection the transmission of Data

TPDUs is controlled separately for each direction and is based on
authorization from the receiver.


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This authorization is provided through the use of

the TPDUs Credit field. Credit field values are only present in
the following TPDUs: CR, CC, AK..

7.2.5.4.1 Numbering of Data TPDUs

Each Data TPDU transmitted between transport entities,

for each direction of transmission in a transport connection, is
sequentially numbered.

The sender of Data TPDUs holds a count of the next

TPDU to be sent. This count is called the Send Sequence Number
T(S). The sender indicates to the receiver the number of the data
TPDU he sends by putting the current T(S) value into the TPDU-NR
field of the data TPDU.

Sequence numbering is performed modulo 2**n, where n

is the number of bits of the sequence number field. The T(S)
counter cycles through the entire range 0 to (2**n)-1.

At connection establishment time both Transport

entities initialize their T(S) and T(R) counts to zero (i.e. the
first Data TPDU to be transmitted between transport entities for a
given direction of data transmission after the connection
establishment has a TPDU-NR field set to zero).

Receipt of a Data TPDU whose TPDU-NR field is not

equal to the expected value T(R), is to be regarded as a protocol
error.

Operations described above are summarized as follows:

           T(S) = 0     T(R) = 0

Sending of Data TPDU
put T(S) into the TPDU-NR field of the Data TPDU to be sent

                         T(S) = (T(S) + 1) (modulo 2**n)

Receiving of Data TPDU

TPDU-NR field of the received data TPDU which is not equal to T(R) is a protocol error.

                         T(R) = (T(R) + 1) (modulo 2**n)


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7.2.5.4.2 Window Definition

For each transport connection and for each direction

of data transmission a 'transmit window' is defined as the (possibly
null) ordered set of consecutive data TPDUs authorized to be
transmitted in that direction. At any given time, the lowest
sequence number of a data TPDU which a transport entity is
authorized to transmit is referred to as the 'lowest window edge'.
The 'upper window edge' is calculated by adding the credit
allocation, given by the value of the Credit (CDT) field contained
in a received TPDU, to the lower window edge. Note that a transport
entity is authorized to send data TPDUs with sequence numbers up to
but not including the upper window edge.

7.2.5.4.3 Flow Control

Flow control is performed as follows:

           Lower window edge = 0

           Upper window edge = N (Credit received either in
           CR or in CC and N < 2**p < 2** (n-1), where P is the number of 
           bits in credit field of CR and CC.

Send data TPDUs while T(S) is less than the upper window edge. If T(S) equals the upper window edge then wait for additional credit before sending.

If T(R) is greater than or equal to the upper window edge authorized to the sending transport entity, then the receiving transport entity shall use the Treatment of Protocol Errors function. Otherwise T(R) shall be incremented.

Sending Credit

                    Send AK TPDU with YR-TU-NR = T(R) and Credit equals N.
                    (Where N = number of additional data 
                    TPDUs the entity is prepared to receive.)

Receiving Credit in AK.

                    Lower window edge = YR-TU-NR received.

                    Upper window edge =  Lower window edge + N.

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7.2.5.4.4 Reducing the Upper Window Edge

The value of the upper window edge cannot be decreased

in this class. If, at a certain point of time, the upper window edge
value is U, the reception of an AK TPDU having YR-TU-NR = M and CDT
= N such that:

(U-M) (mod. 2**n) > N

is a protocol error

Provided the previous statements are respected, CDT

field may take any value including zero.

7.2.5.4.5 Procedure for Expedited Data Transfer

The procedure of expedited data transfer allows a

transport entity to transmit data to the remote transport entity
without following the flow control procedure of the normal data
flow. This procedure can only apply in the transfer phase.

The expedited procedure has no effect on the transfer

and flow control applying to normal Data TPDUs.

To transmit expedited data, the transport entity sends

an expedited data TPDU (ED TPDU). The size of a data field is
limited (up to 16 octets). The data field contains a complete ED
TSDU. The remote transport will then confirm the receipt of the ED
TPDU by transmitting an expedited TPDU acknowledgement (EA TPDU).
A transport entity can send another ED TPDU only after having
received an EA TPDU for the previously transmitted ED TPDU. In
class 2 the ED TPDU NR field of the ED and YR-TU-NR field of the EA
TPDU are not defined and may take any value.

7.2.6 Release Procedures for Class 2

The data phase ends after a transport entity has sent

or received a Disconnect Request (DR). The transport entity will
ignore any incoming TPDU except DC or DR.

If the network resets or clears the network

connection, all transport connections are terminated without the
transport clearing sequence. The References become frozen.

For Class 2 the explicit variant of the 'release'

mechanism is used, enabling transport connections to be cleared
independently of the underlying network connection.

7.2.7 Treatment of Invalid TPDUs


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The 'Treatment of Protocol Error' mechanism in Section

6.23 is used.

7.2.8 Behaviour after an Error signalled by the Network Layer.

The implicit termination mechanism is used.

7.2.9 Supported Options

Non use of explicit flow control.
Extended formats.

7.3 PROTOCOL DESCRIPTION OF CLASS 3: ERROR RECOVERY AND MULTIPLEXING CLASS

7.3.1 Characteristics of Class 3

The characteristics of Class 3 in addition to those of

Class 2 is to mask errors indicated by the network. Selection of
this class is usually based upon reliability criteria. Class 3 has
been designed to be used in association with type B network connections.

7.3.2 Functions of Class 3

This class provides the functionality of Class 2 (with

use of explicit flow control) plus the ability to recover after a
failure signalled by the Network Layer without involving the user
of the transport service.

The mechanisms used to achieve this functionality also

allow the implementation of more flexible flow control.

7.3.3 Protocol Mechanisms of Class 3

Class 3 mechanisms include Class 2 (with use of

explicit flow control option) mechanisms and the ability to recover
after a failure signalled by the network without informing the user
of the transport connection.

7.3.3.1 Error Recovery Principles

The sending transport entity keeps a copy of

transmitted Data TPDUs and ED TPDUs until it receives a positive
aknowledgement which allows copies to be released. It may also
receive an RJ command inviting it to retransmit or transmit all Data
TPDUs, if any, from the point in the sequence indicated in the RJ
command.

This is especially the case, when a failure is

indicated by the network. The transport entity sends an RJ command
in order to indicate the sequence number of the next expected TPDU.

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Error recovery for ED TPDU is achieved by retransmission (see 7.3.5.3).

7.3.3.2 Relationship between Flow Control and Error Recovery

        Acknowledgement is performed by use of the T(R) count.          A
 credit is associated with this acknowledgement which may
be equal to or greater than zero. Thus it is possible to acknowledge
data without giving the right to send new data.

Credit may be reduced, by the use of the RJ TPDU.

7.3.4 Connection Establishment Procedure for Class 3

The rules for Class 2 (with use of explicit flow

control) apply with the addition of the following rules which apply
on receipt of an eror indication from the Network layer.

           - Reception of CR will cause the transport 
             entity to retransmit CC.

           - Reception of RJ will cause the transport 
             entity to transmit an RJ with a YR-TU-NR 
             equal to zero and enter the data phase.

           - Reception of a DR will cause termination 
             of the transport connection as for Classes 1 
             and 2 (see 7.1.4).

7.3.5 Data Transfer Procedures for Class 3

7.3.5.1 Acknowledgement

The 'AK' variant of the Retention until

Acknowledgement of TPDUs function is used.

7.3.5.2 Retransmission Procedure

TPDU retransmission is a procedure which allows

a transport entity to request retransmission of one or several
consecutive Data TPDUs from the remote transport entity. A

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transport reject condition is signalled to the remote transport
entity by transmission of an RJ TPDU whose YR-TU-NR field indicates
the sequence number of the next expected Data TPDU.

On receipt of a RJ TPDU, a Transport entity shall

accept credit to the value contained in the credit field and shall
re-transmit TPDUs, starting with the one whose number is specified in
the YR-TU-NR field of the received RJ TPDU, subject to the new
credit.

The transport entity shall not specify a T(R) in the

RJ TPDU less than that which has previously been acknowledged.
Receipt of an RJ TPDU with a T(R) which has been previously
acknowledged will be considered a protocol error.

Additional DT TPDUs pending initial transmission may

follow the retransmitted DT TPDU(s) if the window is not closed.

7.3.5.3 Reducing the upper window edge

It is possible to decrease the value of the upper

window edge down to the sequence number transported by YR-TU-NR
field of the RJ TPDU. Receipt of an DT TPDU which would have been
inside the window before the reduction is not a protocol error and
this TPDU may be discarded.

Note: In such a case the credit equal to zero

achieves the effect of a Receive not Ready Condition.

7.3.5.4 Behaviour after an error signalled by the network layer

After receiving an error indication from the Network

Service, the transport entity shall tranmit to the remove entity an
RJ TPDU with YR-TU-NR field indicating the sequence number of the
next expected Data TPDU.

7.3.5.5 Procedure for Expedited Data Transfer

In Class 3, the ED TPDU-NR field of the Expedited

Data (ED) TPDU contains an identification number. This number must
be different for successive ED TPDUs. That is, when an ED TPDU has
been sent and an EA TPDU for the ED TPDU has been received, the next
ED TPDU must have a different value in the NR field of the ED
TPDU. No other significance is attached to this field. It is
recommended, however, that the values used be consecutive modulo
2**n When a transport entity receives an ED TPDU for a transport
connection, it shall respond by transmitting an expedited
acknowledgement (EA) TPDU.

It places in the YR-TU-NR field the value contained in


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the NR field of the received ED TPDU. If, and only if, this value
is different from the NR field of the previously received ED TPDU,
the data contained in the TPDU is to be passed to the session entity.

If an error indication from the Network layer is

received before the receipt of the expected Expedited Acknowledgement
(EA) TPDU, the transport entity shall retransmit the ED TPDU with
the same value in the NR field. By the rule described in the
previous paragraph, the session entity does not receive data
corresponding to the same expedited TPDU more than once.

7.3.6 Release Procedures for Class 3

The rules for Class 2 apply with the addition of the

following rule:

Receipt of an eror indication by a transport entity,

which prior to this event has sent a DR, causes this transport
entity to retransmit DR. Only DC and DR will be accepted and
interpreted as the completion of the connection clearing sequence.
The related Reference will become unassigned.

7.3.7 Treatment of Invalid TPDUs

The 'Treatment of Protocol Errors' mechanism is used.

7.3.8 Supported Options

Extended formats.

7.4 PROTOCOL DESCRIPTION OF CLASS 4: ERROR DETECTION AND RECOVERY CLASS

7.4.1 Characteristics of Class 4

The characteristic of Class 4, in addition to those of

Class 3, is the detection of errors which occur as a result of the
low grade of service available from the network layer. The kinds of
errors to be detected include: TPDU loss, TPDU delivery out of
sequence, TPDU duplication. These errors may afect control TPDUs as
well as Data TPDUs.

Class 4 has been designed to be usd in association

with network connections of type C.

7.4.2 Functions of Class 4

This class provides the functionality of Class 3, plus

the ability to detect and recover from lost, duplicated or out of
sequence TPDUs without involving the user of the transport service.


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This detection of errors is made by extended use of

the sequence numbering of Classes 2 and 3, by a timeout mechanism,
and by additional protocol mechanisms.

This class additionally detects and recovers from

damaged TPDUs by using a checksum mechamism. The use of the
checksum mechanism must be available but its use or its non use is
subject to negotiation. Class 4 does not attempt to deal with
detection of errors due to the misdelivery of TPDUs.

7.4.3 Protocol Mechanisms of Class 4

7.4.3.1 Network Service Data Unit Lifetime

The network layer is assumed to provide, as an aspect

of its grade of service, for a bound on the maximum lifetime of
NSDUs in the network. This value is known by the Transport Layer.
The maximum time which may elapse between the transmission of an
NSDU into the network layer and the receipt of any copy of it is
referred to as M.

7.4.3.2 Average Transit Delay

It is assumed that there is some value of transmit

delay in the network, typically much less than M, which will be the
maximum delay suffered by all but a small proportion of NSDUs. This
value is referred to as E.

7.4.3.3 Remote Acknowledge Time Assumptions

Any transport entity is assumed to provide a bound for the

maximum time which can elapse between its receipt of a TPDU from
the Network Layer and its transmisssion of the Corresponding response.
this value is referred to as A/L. The corresponding time given by the
remote transport entity is referred to as A/R. The values for these
timers may be conventionally established or may be established
at connection establishment time.

7.4.3.4 Local Retransmission Time

The local transport entity is assumed to maintain a

bound on the time it will wait for an acknowledgement before
retransmitting the TPDU. This time is the local retransmission time
and is referred to as T1.

                  T1 = 2*E +  X  + Ar?

Where X is a value to allow for TPDU processing in the

local transport entity.


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7.4.3.5 Persistence Time

The local transport entity is assumed to provide a

bound for the maximum time for which it may continue to retransmit
a TPDU requiring positive acknowledgment. This value is referred to
as R.

The value is clearly related to the time elapsed

between retransmission, T1, and the maximum number of
retransmissions, N. It is not less than T1*N+X, where X is small
quantity to allow for additional internal delays, the granularity of
the mechanism used to implement T1 and so on. Because R is a bound,
the exact value of X is unimportant as long as it is bounded and
the value of a bound is known.

7.4.3.6 Bound on Reference Identifier and Sequence Numbers

Using the above values, a bound L may be established

for the maximum time between the decision to transmit a TPDU and the
receipt of any response relating to it. The value of L is given by:

                  L = 2*M+R+Ar

It is necessary to wait for a period L before reusing

any reference or sequence number, to avoid confusion in case a TPDU
referring to it may be duplicated or delayed.

(Note: In practive, the value of L may be

unacceptably large. It may also be only a statistical figure at a
certain confidence level. A smaller value may therefore be used
where this still allows the required quality of service to be
provided).

7.4.3.7 Inactivity Time

To protect against unsignalled breaks in the network

connection (Half-open connections), each transport entity maintains
an inactivity time interval. If the interval passes without
receipt of some TPDU, the transport entity will terminate the TC by
making use of the release procedure. This interval is referred to
as I.

7.4.3.8 Window Time

A transport entity maintains a time to ensure that

there is a maximum interval between transmission of up-to-date
window information. This interval is referred to as the window
time, W.

7.4.3.9 Class 4 Error Recovery Principles

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In class 4, the transport entity associates a response time

with TPDUs sent requiring a response. If an appropriate response is
not received within time T1, the recovery procedure must be invoked
by the sender. This will usually involve the retransmission of the
corresponding TPDU.

A TPDU may be transmitted a maximum number of times,

This number is referred to a N. The value of N is chosen so that
the required quality of service can be provided given the known
characteristics of the network connection.

7.4.3.10 Relationship of Times and Intervals

The following note describes the relationship between

the time described in Section 7.4.3.1 - 7.4.3.9.

Note:

a The interrelationship of times for the worst case
is as follows:

                  M:   maximum transit delay of the network (see 
                       7.4.3.1)

Ar maximum acknowledgement time of the remote transport entity (see 7.4.3.3)

                  R:   maximum local retransmission time (see 
                       7.4.3.5)

                  N:   maximum number of transmission for a single 
                       TPDU (see 7.4.3.9)

                  L:   maximum time for a TPDU to be valid (see 
                       7.4.3.6)

                                             R = T * (N-1)
                                                  1

R

                            *
                            M
             L              *

                            A                =2*M  +  A   + R
                             R                         R

                            *
                            M

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                                 t      t

b The interrelationship of times for the average
case is as follows (see 7.4.3.4)

                  E:        average transit delay for the network 
                            (E<<M)

                  X:        TPDU processing time

                  T :       average time from sending a TPDU until 
                   1        the receipt of its acknowledgement (see 
                            7.4.3.4)

                  A :       maximum acknowledgement time of the 
                   R        remote transport entity (see 7.4.3.3)

X

E

                         A         T  = 2*E + X + A
                          R         1              R

E

t t

7.4.3.11 Sequence Numbering

In Class 4 sequence numbering is applied to certain

control TPDUs and their acknowledgements, as well as to DT TPDUs.
These are ED and its acknowledgement EA.

The length of sequence numbers may be negotiated at

connection establishment. Where other than the default length is
used, an extended header format is used for sequenced TPDUs
containing additional octets of sequence numbers. Extended header
format includes a credit field on the appropriate TPDU types
allowing extended credit allocation.

7.4.4 Procedures for Connection Establishment Phase

The following features pertain to connection

establishment for Class 4:


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TPDU by immediately sending a DT, ED or AK TPDU.

7.4.4.1 Connection Request

When a transport entity transmits a CR TPDU it starts

timer T1. If this timer expires before a CC TPDU is received, the
CR TPDU is retransmitted and the timer restarted. After
transmission of the CR TPDU N times, the connection establishment
procedure is abandoned and the failure reported to the transport
user. The reference must be placed in the frozen state for a period
L (see section 7.4.3.6).

7.4.4.2 Incomimg Connection Request

An incoming connection request is processed as for Class 3

7.4.4.3 Connection Confirm

When a transport entity transmits a CC TPDU it starts

timer T1. If this timer expires before an AK or DT TPDU is
received, the CC TPDU is retransmitted according to the
retransmission principles in Section 7.4.3.9

7.4.4.4 Incoming Connection Confirm

When a CC TPDU is received, the receiving transport entity

enters the data transfer phase. It must immediately transmit an
AK, ED or DT TPDU to complete the 3-way TPDU exchange. The
CC TPDU is subject to the usual rules of the data transfer phase
regarding retransmission, see Section 7.4.5.3.

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7.4.4.5 Incoming Acknowledgement

When an AK, DT or ED TPDU is received the receiving

transport entity can enter the data transfer phase. If the entity
has data to send it may send DT TPDUs or an ED TPDU. The DT TPDUs
are subject to flow control. Otherwise, the transport entity must
obey the inactivity principles (see Section 7.4.5.8).

7.4.4.6 Unsuccessful Connection

When a DR TPDU is received in response to a CR TPDU,

the timer T1 is cancelled and the reference placed in the frozen
state for a period L (see Section 7.4.6.1).

7.4.4.7 Initial Credit Allocation

The CR and CC TPDUs may allocate an initial credit value

to their respective recipients. This value is limited to 15 by the
encoding of