Network Working Group
Request for Comments: 4639
Obsoletes: 2669
Category: Standards Track
R. Woundy
Comcast Cable
K. Marez
Motorola
December 2006
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Cable Device Management Information Base for

Data-Over-Cable Service Interface Specification (DOCSIS)

Compliant Cable Modems and Cable Modem Termination Systems

Status of This Memo

This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.

Copyright Notice

Copyright © The IETF Trust (2006).

Abstract

This memo defines a portion of the Management Information Base (MIB) for use with network management protocols in the Internet community. In particular, it defines a basic set of managed objects for Simple Network Management Protocol (SNMP)-based management of Data Over Cable Service Interface Specification (DOCSIS)-compliant Cable Modems and Cable Modem Termination Systems.

This memo obsoletes RFC 2669.


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Table of Contents

1. The Internet-Standard Management Framework
2. Glossary
2.1. CATV
2.2. CM or Cable Modem
2.3. CMTS or Cable Modem Termination System
2.4. DOCSIS or Data-Over-Cable Service Interface Specification ..3 2.5. Downstream
2.6. Head-End
2.7. Media Access Control (MAC) Packet
2.8. RF
2.9. Simple Network Management Protocol (SNMP)
2.10. Upstream
3. Introduction
3.1. Structure of the MIB
3.1.1. IMPORTed MIB Modules and REFERENCE Clauses
3.1.2. Persistence Model for Cable Modems
3.1.3. IPv4 Compliance
3.2. Management Requirements
3.2.1. Handling of Software Upgrades
3.2.2. Events and Notifications
3.2.3. Notification Throttling
3.2.3.1. Notification Rate Throttling
3.2.3.2. Limiting the Notification Rate
3.3. Protocol Filters
3.3.1. Inbound LLC Filters: docsDevFilterLLCTable
3.3.2. Special Filters
3.3.2.1. IP Spoofing Filters:
docsDevCpeTable, docsDevCpeInetTable
3.3.2.2. SNMP Access Filters:
docsDevNmAccessTable
3.3.3. IP Filtering: docsDevFilterIpTable
3.3.4. Outbound LLC Filters
4. Definitions
5. Acknowledgements
5.1. Revision Descriptions
6. Security Considerations
7. IANA Considerations
8. References
8.1. Normative References
8.2. Informative References


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1 The Internet-Standard Management Framework

For a detailed overview of the documents that describe the current Internet-Standard Management Framework, please refer to section 7 of RFC 3410 [RFC3410].

Managed objects are accessed via a virtual information store, termed the Management Information Base or MIB. MIB objects are generally accessed through the Simple Network Management Protocol (SNMP). Objects in the MIB are defined using the mechanisms defined in the Structure of Management Information (SMI). This memo specifies a MIB module that is compliant to the SMIv2, which is described in STD 58, RFC 2578 [RFC2578], STD 58, RFC 2579 [RFC2579] and STD 58, RFC 2580 [RFC2580].

2 Glossary

The terms in this document are derived either from normal cable system usage, or from the documents associated with the Data-Over- Cable Service Interface Specification (DOCSIS) process.

2.1 CATV

Originally "Community Antenna Television", now used to refer to any cable or hybrid fiber and cable system used to deliver video signals to a community.

2.2 CM or Cable Modem

A CM acts as a "slave" station in a DOCSIS-compliant cable data system.

2.3 CMTS or Cable Modem Termination System

A generic term covering a cable bridge or cable router in a head-end. A CMTS acts as the master station in a DOCSIS-compliant cable data system. It is the only station that transmits downstream, and it controls the scheduling of upstream transmissions by its associated CMs.

2.4 DOCSIS or Data-Over-Cable Service Interface Specification

A term referring to the ITU-T Recommendation J.112 [ITU-T_J.112], Annex B, standard for cable modem systems. [RFI1.0] [RFI1.1] [RFI2.0]


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2.5 Downstream

The direction from the head-end towards the subscriber.

2.6 Head-End

The origination point in most cable systems of the subscriber video signals. Generally, also the location of the CMTS equipment.

2.7 Media Access Control (MAC) Packet

A DOCSIS Packet Data Unit.

2.8 RF

Radio Frequency.

2.9 Simple Network Management Protocol (SNMP)

Protocol used for network access to Management Information Base (MIB) objects. The three most commonly used versions are Version 1 (SNMPv1), Version 2 (SNMPv2c), and Version 3 (SNMPv3).

2.10 Upstream

The direction from the subscriber towards the head-end.

3 Introduction

This MIB module provides a set of objects required for the management of DOCSIS-compliant Cable Modems (CM) and Cable Modem Termination Systems (CMTS). The specification is derived from the DOCSIS Radio Frequency Interface specification [RFI1.0]. Please note that the DOCSIS 1.0 standard only required that Cable Modems implement SNMPv1 and to process Internet Protocol Version 4 (IPv4) customer traffic. Design choices in the original version of this MIB module reflected those requirements. DOCSIS 1.1 [RFI1.1] and DOCSIS 2.0 [RFI2.0] require support for SNMPv3, as well as for SNMPv1 and SNMPv2c, and the changes in this MIB module over the previous proposed standard version reflect those additional requirements.

Future versions of DOCSIS, starting with DOCSIS 3.0 [MULPI3.0], are expected to require support for the Internet Protocol Version 6 (IPv6) as both a Customer Premise Equipment (CPE) protocol and one supported by the network elements of the DOCSIS CMTS/CM system.


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The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].

3.1 Structure of the MIB

This MIB module is structured into seven components. A component contains one or more MIB groups related by deprecation or logical extension.


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3.1.1 IMPORTed MIB Modules and REFERENCE Clauses

This MIB module IMPORTs definitions normatively from the following MIB modules, beyond [RFC2578], [RFC2579], and [RFC2580]: INET- ADDRESS-MIB [RFC4001], SNMP-FRAMEWORK-MIB [RFC3411], IF-MIB [RFC2863], RMON2-MIB [RFC4502], and DIFFSERV-MIB [RFC3289].

This MIB module also includes DESCRIPTION and REFERENCE clauses that normatively refer to [RFC868], [RFC3617], [RFI1.0], [RFI1.1], [RFI2.0], [OSSI1.1], and [OSSI2.0].

3.1.2 Persistence Model for Cable Modems

Most of the tables in this MIB module (e.g., docsDevNmAccessTable, docsDevFilterLLCTable) are specified not to let objects persist across reboots.

The expectation (and current operational practice) is that upon reboot, these tables are cleared and repopulated from the DOCSIS configuration file supplied by the cable operator. This approach enables a cable modem to adapt to the current cable operator's environment, which in turn enables cable modem portability across different cable operators.

A notable exception to the persistence model is docsDevEventTable, since it is useful to maintain a record of events across reboots for debugging purposes.

3.1.3 IPv4 Compliance

Please note that the compliance statements in this version of the MIB module require support only for IPv4 addresses. That is because the current versions of the DOCSIS protocols (1.0, 1.1, and 2.0) are not IPv6 capable. Although support for IPv6 will require changes to the DOCSIS protocols, it is expected that the only changes needed to the MIB module itself will be the addition of new compliance statements that mandate support for IPv6 addresses.


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3.2 Management Requirements

3.2.1 Handling of Software Upgrades

The Cable Modem software upgrade process is documented in [RFI1.0]. From a network management station, the operator

Although DOCSIS only specifies the implementation of the TFTP protocol [RFC1350] for file transfers, other functional entities embedded within the cable device (particularly a PacketCable Multimedia Terminal Adapter [MTA-PROV]) specify the optional implementation of the Hyper Text Transfer Protocol (HTTP) [RFC1945] and [RFC2616] for file transfers. The value of the
docsDevSwServerTransportProtocol object determines which protocol is used for SNMP-initiated software upgrade.

One reason for the SNMP-initiated upgrade is to allow loading of a temporary software image (e.g., special diagnostic software) that differs from the software normally used on that device without changing the provisioning database.

Note that software upgrades should not be accepted blindly by the cable device. The cable device may refuse an upgrade if

A cable device that implements the code verification mechanisms of [BPIPLUS] verifies the source and integrity of the downloaded image by validating one or more Code Verification Signatures that are bundled within the software upgrade.


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3.2.2 Events and Notifications

This MIB module provides control facilities for reporting events through syslog [RFC3164], notifications (traps and informs), and non-volatile logging. Additional controls allow the agent to use the SNMP Notification MIB [RFC3413] and Notification Log MIB [RFC3014] for event notification.

The conventions for event reporting are outside the scope of this document. The definition and coding of common DOCSIS notifications can be found in [RFC4547].

3.2.3 Notification Throttling

The CM and CMTS MUST provide support for notification message throttling as described below. The network operator can employ notification rate throttling or notification limiting by manipulating the appropriate MIB variables.

3.2.3.1 Notification Rate Throttling

Network operators may employ either of two rate control methods. In the first method, the device ceases to send notifications when the rate exceeds the specified maximum message rate. It resumes sending notifications only if reactivated by a network management station request.

In the second method, the device resumes sending notifications when the rate falls below the specified maximum message rate.

The network operator configures the specified maximum message rate by setting the measurement interval (in seconds), and the maximum number of notifications to be transmitted within the measurement interval. The operator can query the operational throttling state (to determine whether notifications are enabled or blocked by throttling) of the device, as well as query and set the administrative throttling state (to manage the rate control method) of the device.


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3.2.3.2 Limiting the Notification Rate

Network operators may wish to limit the number of notifications sent by a device over a specified time period. The device ceases to send notifications when the number of notifications exceeds the specified threshold. It resumes sending notifications only when the measurement interval has passed.

The network operator defines the maximum number of notifications he is willing to handle and sets the measurement interval to a large number (in hundredths of a second). For this case, the
administrative throttling state is set to stop at a threshold that is the maximum number of notifications.

See "Techniques for Managing Asynchronously Generated Alerts" [RFC1224] for additional technical motivations.

3.3 Protocol Filters

The Cable Device MIB provides objects for both Link Layer Control (LLC) and IP protocol filters. The LLC protocol filter entries can be used to limit CM forwarding to a restricted set of network-layer protocols (such as IP, Internetwork Packet Exchange (IPX), Network Basic Input/Output System (NetBIOS), and Appletalk).

The IP protocol filter entries can be used to restrict upstream or downstream traffic according to source and destination IP addresses, transport-layer protocols (such as Transport Control Protocol (TCP), User Datagram Protocol (UDP), and Internet Control Message Protocol (ICMP)), and source and destination TCP/UDP port numbers.

In general, a cable modem applies filters (or, more properly, classifiers) in an order appropriate to the layering model. Specifically, the inbound MAC (or LLC) layer filters are applied first, then the "special" filters, then the IP layer inbound filters, then the IP layer outbound filters, and then any final LLC outbound filters.


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                   *****************
                   * LLC Filter In *
                   *****************
                           |
                           v
                  *******************
                  * Special Filters *
                  *        |        *
                  *        V        *
                  *  ************   *
                  *  * IP Spoof *   *
                  *  ************   *
                  *        |        *
                  *        v        *
                  * *************** *
                  * * SNMP Access * *
                  * *************** *
                  *        |        *
                  *******************
                           |
                           v
                   ****************
                   * IP Filter In *
                   ****************
                           |
                           v
                   *****************
                   * IP Filter Out *
                   *****************
                           |
                           v
                   ******************
                   * LLC Filter Out *
                   ******************

3.3.1 Inbound LLC Filters: docsDevFilterLLCTable

The inbound LLC (or MAC or level-2) filters are contained in the docsDevFilterLLCTable and are applied to level-2 frames entering the cable modem from either the RF MAC interface or from one of the CPE interfaces (physical or logical). These filters are used to prohibit the processing and forwarding of certain types of level-2 traffic that may be disruptive to the network. The filters, as currently specified, can be set to cause the modem either to drop frames that match at least one filter, or to process a frame that matches at least one filter. Some examples of possible configurations would be to permit only IP (and ARP) traffic, or to drop NetBIOS traffic.


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3.3.2 Special Filters

Special filters are applied after the packet is accepted from the MAC layer by the IP module, but before any other processing is done. They are filters that apply only to a very specific class of traffic.

3.3.2.1 IP Spoofing Filters: docsDevCpeTable, docsDevCpeInetTable

IP spoofing filters are applied to packets entering the modem from one of the CPE interfaces and are intended to prevent a subscriber from stealing or misusing IP addresses that were not assigned to the subscriber. If the filters are active (enabled), the source address of the IP packet must match at least one IP address in one of these two tables (docsDevCpeTable or docsDevCpeInetTable), or it is discarded without further processing.

To prevent potential implementation ambiguity, the device consults the docsDevCpeTable for the IP packet source address before consulting the docsDevCpeInetTable.

The table can be automatically populated where the first N different IP addresses seen from the CPE side of the cable modem are used to populate the table automatically. The spoofing filters are specified in the docsDevCpeTable and the docsDevCpeInetTable, and the policy for automatically creating filters in those tables is controlled by docsDevCpeEnroll and docsDevMaxCpe, as well as by the network management agent.

Similar IP spoofing filter controls are defined for CMTS
implementation in the Subscriber Management MIB [RFC4036].

3.3.2.2 SNMP Access Filters: docsDevNmAccessTable

The SNMP access filters are applied to SNMP packets entering from any interface and destined for the cable modem. If the packets enter from a CPE interface, the SNMP filters are applied after the IP spoofing filters. The filters only apply to SNMPv1 or SNMPv2c traffic and are not consulted for SNMPv3 traffic (and need not be implemented by a v3-only agent). SNMPv3 access control is specified in the User Security Model MIB, in [RFC3414].

With the completion of the SNMP coexistence document, RFC 3584 [RFC3584], docsDevNmAccess table has been deprecated in this version of the MIB. See the body of the MIB for the description of how agents should handle the interaction between RFC 3584 MIBs and this MIB.


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3.3.3 IP Filtering: docsDevFilterIpTable

The IP Filtering table acts as a classifier table. Each row in the table describes a template against which IP packets are compared. The template includes source and destination addresses (and their associated masks), upper level protocol (e.g., TCP, UDP), source and destination port ranges, and Terms of Service (ToS) values. A row also contains interface and traffic direction match values that have to be considered in combination. All columns of a particular row must match the appropriate fields in the packet and must match the interface and direction items for the packet to result in a match to the packet.

When classifying a packet, each table is scanned, beginning with the lowest number filter. If the agent finds a match, it applies the group of policies specified. If the matched filter has the continue bit set, the agent continues the scan possibly matching additional filters and applying additional policies. For example, this allows the agent to take one set of actions for the 24.0.16/255.255.255.0 group and one set of actions for telnet packets to/from 24.0.16.30, and these sets of actions may not be mutually exclusive.

Once a packet is matched, one of three actions happen according to the setting of docsDevFilterIpControl in the row. The packet may be dropped, in which case no further processing is required. The packet may be accepted, and processing of the packet continues. Lastly, the packet may have a set of policy actions applied to it. If docsDevFilterIpContinue is set to true, scanning of the table continues and additional matches may result.

When a packet matches and docsDevFilterIpControl in the filter matched is set to 'policy', the value of docsDevFilterIpPolicyId is used as a selector into the docsDevFilterPolicyTable. The first level of indirection may result in zero or more actions being taken according to the match. The docsDevFilterPolicyTable is scanned in row order, and all rows where docsDevFilterPolicyId equals docsDevFilterIpPolicyId have the action specified by the
docsDevFilterPolicyValue 'executed'.

For an example of the use of these IP Filtering MIB tables, see [RFC2669].

The IP Filtering table and related tables have been deprecated in this version of the MIB in favor of the Data Path, Classifier, and Action tables from the Differentiated Services MIB [RFC3289]. See the body of the MIB for the description of how agents should handle the interaction between RFC 3289 MIBs and this MIB module.


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3.3.4 Outbound LLC Filters

Lastly, any outbound LLC filters are applied to the packet just prior to its being emitted on the appropriate interface. This MIB module does not specify any outbound LLC filters, but section 3 of the DOCSIS Quality of Service (QoS) MIB, [RFC4323], includes outbound LLC filtering requirements.

4 Definitions

   DOCS-CABLE-DEVICE-MIB DEFINITIONS ::= BEGIN

IMPORTS
MODULE-IDENTITY,
OBJECT-TYPE,
IpAddress,
Unsigned32,
Counter32,
Integer32,
zeroDotZero,
mib-2

                   FROM SNMPv2-SMI           -- RFC 2578
           RowStatus,
           RowPointer,
           DateAndTime,
           TruthValue,
           StorageType
                   FROM SNMPv2-TC            -- RFC 2579
           InetAddressType,
           InetAddress
                   FROM INET-ADDRESS-MIB     -- RFC 4001
           OBJECT-GROUP,
           MODULE-COMPLIANCE
                   FROM SNMPv2-CONF          -- RFC 2580
           SnmpAdminString
                   FROM SNMP-FRAMEWORK-MIB   -- RFC 3411
           InterfaceIndexOrZero
                   FROM IF-MIB               -- RFC 2863
           ZeroBasedCounter32
                   FROM RMON2-MIB            -- RFC 4502
           diffServMIBDataPathGroup,
           diffServMIBClfrGroup,
           diffServMIBClfrElementGroup,
           diffServMIBMultiFieldClfrGroup,
           diffServMIBActionGroup,
           diffServMIBDscpMarkActGroup,
           diffServMIBCounterGroup,
           diffServMIBAlgDropGroup,


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diffServDataPathStatus,
diffServClfrStatus,
diffServClfrElementStatus,
diffServMultiFieldClfrAddrType,
diffServMultiFieldClfrSrcAddr,
diffServMultiFieldClfrDstAddr,
diffServAlgDropStatus,
diffServDataPathStorage,
diffServClfrStorage,
diffServClfrElementStorage,
diffServMultiFieldClfrStorage,
diffServActionStorage,
diffServCountActStorage,
diffServAlgDropStorage,
diffServAlgDropType

                   FROM DIFFSERV-MIB;        -- RFC 3289

docsDev MODULE-IDENTITY

           LAST-UPDATED    "200612200000Z" -- December 20, 2006
           ORGANIZATION    "IETF IP over Cable Data Network
                            Working Group"
           CONTACT-INFO
               "        Rich Woundy
                Postal: Comcast Cable
                        27 Industrial Avenue
                        Chelmsford, MA 01824 U.S.A.
                Phone:  +1 978 244 4010
                E-mail: richard_woundy@cable.comcast.com

Kevin Marez
Postal: Motorola Corporation
6450 Sequence Drive
San Diego, CA 92121 U.S.A.
Phone: +1 858 404 3785
E-mail: kevin.marez@motorola.com

IETF IPCDN Working Group
General Discussion: ipcdn@ietf.org
Subscribe: http://www.ietf.org/mailman/listinfo/ipcdn Archive: ftp://ftp.ietf.org/ietf-mail-archive/ipcdn Co-chairs: Richard Woundy,
richard_woundy@cable.comcast.com
Jean-Francois Mule,
jf.mule@cablelabs.com"

DESCRIPTION
"This is the MIB Module for DOCSIS-compliant cable modems


Page 15

and cable-modem termination systems.

Copyright © The IETF Trust (2006). This version of this MIB module was published in RFC 4639; for full legal notices see the RFC itself."

REVISION "200612200000Z" -- December 20, 2006
DESCRIPTION
"Second version, published as RFC 4639.

Modifications to this MIB module since RFC 2669 include:

                - Deprecation of the docsDevFilter group in favor of the
                  DiffServ MIB groups, to enable support for IPv6
                  filtering and DiffServ Code Point (DSCP) marking.
                - Deprecation of the docsDevCpeGroup in favor of the
                  docsDevCpeInetGroup, to enable support of IPv6.
                - Addition of various InetAddress objects to enable
                  support of IPv6.
                - Deprecation of docsDevNmAccessTable in favor of SNMP
                  Coexistence and SNMPv3 -- yet adding
                  docsDevNmAccessTrapVersion and clarifying
                  docsDevNmAccessIp for current use of this table,
                - Addition of docsDevIgmpModeControl for management and
                  control of the IGMP mode of operation,
                - Addition of docsDevMaxCpe for management of the
                  maxmium number of CPEs permitted access through a
                  cable modem,
                - Addition of docsDevSwServerTransportProtocol, and
                  modifications to docsDevSoftware object DESCRIPTIONS,
                  to enable software downloads via either TFTP or HTTP,
                - Replacement of docsDevEvThrottleInhibited with
                  docsDevEvThrottleThresholdExceeded to simplify
                  event threshold management,
                - Modification of docsDevEvReporting to enable local
                  logging to the internal volatile log, and not to the
                  internal non-volatile log,
                - Modification of the compliance statement to make the
                  docsDevCpe objects optional
                - Created placeholders for two OIDs in the
                  docsDevFilterPolicyTable that were never used
                - Modified the DESCRIPTION of
                  docsDevSwServerTransportProtocol and
                  docsDevSwServerAddressType to address the
                  dependence between each object
                - Added a reference to docsDevServerConfigTftpAddress
                - Clarified the scope of notifications that are covered
                  by docsDevEvThrottleThreshold
                - Clarified an error condition that could occur when


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doing a SET to docsDevEvReporting

                - Defined each of the enumerated types for both
                  docsDevEvLevel and docsDevEvPriority
                - Added UNITS clause to docsDevFilterLLCMatches,
                  docsDevFilterIpMatches, docsDevMaxCpe,
                  docsDevEvThrottleThreshold and docsDevEvCounts.
                - Added REFERENCE clause to docsDevFilterIpProtocol
                - Modified DESCRIPTION of docsDevCpeInetAddr to be
                  more protocol-neutral
                - Removed the enumerated value (1) from both
                  docsDevCpeInetSource and docsDevCpeSource
                - Covered additional read-write and read-create objects
                  in the Security Considerations section
                - Modified the default value of docsDevNmAccessIpMask
                  to be consistent with OSSI specification
                - Modified the SYNTAX of docsDevNmAccessCommunity and
                  docsDevNmAccessInterfaces in the Conformance
                  Statement section
                - Added SYNTAX clause to docsDevEvReporting in the
                  Conformance Statement section
                - Modified SYNTAX clause of docsDevEvReporting to
                  move new enumerated type to byte boundary
                - Added references to DOCSIS 2.0 specifications to
                  multiple objects
                - Clarified non-persistency across reboots for
                  all tables
                - Clarified functionality of docsDevSw objects as
                  they relate to docsDevSwOperStatus
                - Clarified enumerated types (9) and (10) for
                  docsDevServerBootState
                - Defined the state of unknown(0) for the following
                  objects:  docsDevServerDhcpAddressType,
                  docsDevServerTimeAddressType,
                  docsDevServerConfigTftpAddressType and
                  docsDevServerConfigTftpAddressType
                - Modified the value in docsDevFilterIpDaddr to be
                  consistent with the SYNTAX
                - Specified which rows could be modified in an
                  active row for docsDevFilterPolicyStatus
                - Defined the term 'manually' in docsDevCpeEnroll
                - Clarified the description for
                  docsDevFilterTosOrMask
                - Covered the case of a non-existent row for
                  docsDevFilterPolicyPtr
                - Added DEFVAL clauses for multiple objects
                - Replaced docsDevNotification OBJECT IDENTIFIER
                  with docsDevNotifications to address possible
                  compatibility issues


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                - Added support for the usage of RFC 3413 and RFC 3014
                  as event notification mechanisms
                - Removed docsDevFilterPolicyObsoleteGroup
                - Added stdInterface(9) type to docsDevEvReporting to
                  support the usage of RFC3413 and RFC3014
                - Modified DESCRIPTION for docsDevMaxCpe"

REVISION "199908190000Z"
DESCRIPTION
"Initial version, published as RFC 2669."

           ::= { mib-2 69 }

   docsDevMIBObjects  OBJECT IDENTIFIER ::= { docsDev 1 }

   docsDevBase OBJECT IDENTIFIER ::= { docsDevMIBObjects 1 }

   --
   -- For the following object, there is no concept in the
   -- RFI specification corresponding to a backup CMTS.  The
   -- enumeration is provided here in case someone is able
   -- to define such a role or device.
   --

docsDevRole OBJECT-TYPE

           SYNTAX INTEGER {
               cm(1),
               cmtsActive(2),
               cmtsBackup(3)
           }
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "Defines the current role of this device.  cm(1) is a
                Cable Modem, cmtsActive(2) is a Cable Modem Termination
                System that is controlling the system of cable modems,
                and cmtsBackup(3) is a CMTS that is currently connected
                but is not controlling the system (not currently used).

In general, if this device is a 'cm', its role will not change during operation or between reboots. If the device is a 'cmts' it may change between cmtsActive and cmtsBackup and back again during normal operation. NB: At this time, the DOCSIS standards do not support the concept of a backup CMTS, but cmtsBackup is included for completeness."

           ::= { docsDevBase 1 }


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docsDevDateTime OBJECT-TYPE

           SYNTAX      DateAndTime
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The current date and time, with time zone information
                (if known).

If the real data and time cannot be determined, this shall represent elapsed time from boot relative to the standard epoch '1970-1-1,0:0:0.0'. In other words, if this agent has been up for 3 minutes and not been able to determine what the actual date and time are, this object will return the value
'1970-1-1,0:03:0.0'."

           ::= { docsDevBase 2 }

docsDevResetNow OBJECT-TYPE

           SYNTAX      TruthValue
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "Setting this object to true(1) causes the device to
                reset.  Reading this object always returns false(2)."
           ::= { docsDevBase 3 }

docsDevSerialNumber OBJECT-TYPE

           SYNTAX      SnmpAdminString
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The manufacturer's serial number for this device."
           ::= { docsDevBase 4 }

docsDevSTPControl OBJECT-TYPE

           SYNTAX INTEGER {
               stEnabled(1),
               noStFilterBpdu(2),
               noStPassBpdu(3)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "This object controls operation of the spanning tree
                protocol (as distinguished from transparent bridging).

If set to stEnabled(1), then the spanning tree protocol is enabled, subject to bridging constraints.


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If noStFilterBpdu(2), then spanning tree is not active, and Bridge PDUs received are discarded.

If noStPassBpdu(3), then spanning tree is not active, and Bridge PDUs are transparently forwarded.

Note that a device need not implement all of these options, but that noStFilterBpdu(2) is required." DEFVAL { noStFilterBpdu }

           ::= { docsDevBase 5 }

docsDevIgmpModeControl OBJECT-TYPE

           SYNTAX INTEGER {
               passive(1),
               active(2)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "This object controls the IGMP mode of operation for
                the CM or CMTS.  In passive mode, the device forwards
                IGMP between interfaces as based on knowledge of
                Multicast Session activity on the subscriber side
                interface and the rules defined in the DOCSIS RFI
                specification.  In active mode, the device terminates
                at and initiates IGMP through its interfaces as based
                on the knowledge of Multicast Session activity on the
                subscriber side interface."
           REFERENCE
               "DOCSIS RFI 1.1 Specification, Section 3.3.1. and
                DOCSIS RFI 2.0 Specification, Section 5.3.1."
           DEFVAL { passive }
           ::= { docsDevBase 6 }

docsDevMaxCpe OBJECT-TYPE

           SYNTAX      Unsigned32 (0..255)
           UNITS       "CPEs"
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The maximum number of CPEs that can be granted access
                through a CM during a CM epoch.  This value can be
                obtained from the CM configuration file; however,
                it may be adjusted by the CM according to hardware or
                software limitations that have been imposed on the
                implementation."
           REFERENCE
               "DOCSIS RFI 1.0 Specification, Appendix C.7.20., and


Page 20

DOCSIS RFI 1.1 Specification, Appendix C.1.1.7. and DOCSIS RFI 2.0 Specification, Appendix C.1.1.7."

           ::= { docsDevBase 7 }

   --
   -- The following table provides one level of security for access
   -- to the device by network management stations.
   -- Note that access is also constrained by the
   -- community strings and any vendor-specific security.
   --

docsDevNmAccessTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevNmAccessEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "This table controls access to SNMP objects by network
                management stations.  If the table is empty, access to
                SNMP objects is unrestricted.  The objects in this table
                MUST NOT persist across reboots.  The objects in this
                table are only accessible from cable devices that are
                not capable of operating in SNMP Coexistence mode
                (RFC 3584) or in SNMPv3 mode (RFC 3410).
                See the conformance section for
                details.  Note that some devices are required by other
                specifications (e.g., the DOCSIS OSSIv1.1 specification)
                to support the legacy SNMPv1/v2c docsDevNmAccess mode
                for backward compatibility.

This table is deprecated. Instead, use the SNMP coexistence MIBs from RFC 3584, the TARGET and NOTIFICATION MIBs from RFC 3413, and
the View-Based Access Control Model (VACM) MIBs for all SNMP protocol versions from RFC 3415."

           ::= { docsDevMIBObjects 2 }

docsDevNmAccessEntry OBJECT-TYPE

           SYNTAX      DocsDevNmAccessEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "An entry describing access to SNMP objects by a
                particular network management station.  An entry in
                this table is not readable unless the management station
                has read-write permission (either implicit if the table
                is empty, or explicit through an entry in this table).
                Entries are ordered by docsDevNmAccessIndex.  The first


Page 21

matching entry (e.g., matching IP address and community string) is used to derive access."
INDEX { docsDevNmAccessIndex }

           ::= {  docsDevNmAccessTable 1 }

   DocsDevNmAccessEntry ::= SEQUENCE {
               docsDevNmAccessIndex         Integer32,
               docsDevNmAccessIp            IpAddress,
               docsDevNmAccessIpMask        IpAddress,
               docsDevNmAccessCommunity     OCTET STRING,
               docsDevNmAccessControl       INTEGER,
               docsDevNmAccessInterfaces    OCTET STRING,
               docsDevNmAccessStatus        RowStatus,
               docsDevNmAccessTrapVersion   INTEGER
           }

docsDevNmAccessIndex OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "Index used to order the application of access
                entries."
           ::= { docsDevNmAccessEntry 1 }

docsDevNmAccessIp OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The IP address (or subnet) of the network management
                station.  The address 0.0.0.0 is defined to mean
                any Network Management Station (NMS).  If traps are
                enabled for this entry, then the value must be the
                address of a specific device.  Implementations MAY
                recognize 255.255.255.255 as equivalent to 0.0.0.0."
           DEFVAL { '00000000'h }
           ::= { docsDevNmAccessEntry 2 }

docsDevNmAccessIpMask OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The IP subnet mask of the network management stations.
                If traps are enabled for this entry, then the value must
                be 0.0.0.0.  Implementations MAY recognize
                255.255.255.255 as equivalent to 0.0.0.0."


Page 22

DEFVAL { '00000000'h }

           ::= { docsDevNmAccessEntry 3 }

docsDevNmAccessCommunity OBJECT-TYPE

           SYNTAX      OCTET STRING
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The community string to be matched for access by this
                entry.  If set to a zero-length string, then any
                community string will match.  When read, this object
                SHOULD return a zero-length string."
           DEFVAL { "public" }
           ::= { docsDevNmAccessEntry 4 }

docsDevNmAccessControl OBJECT-TYPE

           SYNTAX         INTEGER {
               none(1),
               read(2),
               readWrite(3),
               roWithTraps(4),
               rwWithTraps(5),
               trapsOnly(6)
           }
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Specifies the type of access allowed to this NMS.
                Setting this object to none(1) causes the table entry
                to be destroyed.  Read(2) allows access by 'get' and
                'get-next' PDUs.  ReadWrite(3) allows access by 'set' as
                well.  RoWithtraps(4), rwWithTraps(5), and trapsOnly(6)
                control distribution of Trap PDUs transmitted by this
                device."
           DEFVAL { read }
           ::= { docsDevNmAccessEntry 5 }

   -- The syntax of the following object was copied from RFC 1493,
   -- dot1dStaticAllowedToGoTo.

docsDevNmAccessInterfaces OBJECT-TYPE

           SYNTAX      OCTET STRING (SIZE (1..32))
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Specifies the set of interfaces from which requests from
                this NMS will be accepted.  Each octet within
                the value of this object specifies a set of eight


Page 23

interfaces, the first octet specifying ports 1 through 8, the second octet specifying interfaces 9 through 16, etc. Within each octet, the most significant bit represents the lowest numbered interface, and the least significant bit represents the highest numbered interface. Thus, each interface is represented by a single bit within the value of this object. If that bit has a value of '1' then that interface is included in the set.

Note that entries in this table apply only to link-layer interfaces (e.g., Ethernet and CATV MAC). Bits representing upstream and downstream channel interfaces MUST NOT be set to '1'.

Note that if bits corresponding to non-existing interfaces are set, the result is implementation specific.

Note that according to the DOCSIS OSSIv1.1
specification, when ifIndex '1' is included in the set, then this row applies to all CPE
(customer-facing) interfaces.

The size of this object is the minimum required to represent all configured interfaces for this device."

           ::= { docsDevNmAccessEntry 6 }

docsDevNmAccessStatus OBJECT-TYPE

           SYNTAX      RowStatus
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Controls and reflects the status of rows in this
                table.  Rows in this table may be created by either the
                create-and-go or create-and-wait paradigm.  There is no
                restriction on changing values in a row of this table
                while the row is active.

The following objects MUST have valid values before this object can be set to active: docsDevNmAccessIp, docsDevNmAccessStatus, docsDevNmAccessIpMask, docsDevNmAccessCommunity, docsDevNmAccessControl, and docsDevNmAccessInterfaces."

           ::= { docsDevNmAccessEntry 7 }

docsDevNmAccessTrapVersion OBJECT-TYPE

           SYNTAX      INTEGER {


Page 24

disableSNMPv2trap(1),
enableSNMPv2trap(2)
}
MAX-ACCESS read-create

           STATUS      deprecated
           DESCRIPTION
               "Specifies the TRAP version that is sent to this NMS.
                Setting this object to disableSNMPv2trap (1) causes the
                trap in SNMPv1 format to be sent to a particular NMS.
                Setting this object to enableSNMPv2trap (2) causes the
                trap in SNMPv2 format be sent to a particular NMS."
           DEFVAL { disableSNMPv2trap }
           ::= { docsDevNmAccessEntry 8 }

   --
   -- The following group describes control objects used for downloading
   -- firmware to a cable device.  Procedures for software download are
   -- described in Section 3.2.1 of the RFC containing this MIB module.
   --

   docsDevSoftware OBJECT IDENTIFIER ::= { docsDevMIBObjects 3 }

docsDevSwServer OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-write
           STATUS      deprecated
           DESCRIPTION
               "The address of the TFTP server used for software
                upgrades.  If the TFTP server is unknown or is a
                non-IPv4 address, return 0.0.0.0.

This object is deprecated. See docsDevSwServerAddress for its replacement. This object will have its value modified, given a valid SET to docsDevSwServerAddress."

           ::= { docsDevSoftware 1 }

docsDevSwFilename OBJECT-TYPE

           SYNTAX      SnmpAdminString (SIZE (0..64))
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The filename of the software image to be downloaded via
                TFTP, or the abs_path (as defined in RFC 2616) of the
                software image to be downloaded via HTTP.

Unless set via SNMP, this is the filename or abs_path specified by the provisioning server during the boot process that corresponds to the software version that


Page 25

is desired for this device.

If unknown, the value of this object is the zero-length string."

           ::= { docsDevSoftware 2 }

docsDevSwAdminStatus OBJECT-TYPE

           SYNTAX INTEGER {
               upgradeFromMgt(1),
               allowProvisioningUpgrade(2),
               ignoreProvisioningUpgrade(3)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "If set to upgradeFromMgt(1), the device will initiate a
                TFTP or HTTP software image download.  After
                successfully receiving an image, the device will set
                its state to ignoreProvisioningUpgrade(3) and reboot.
                If the download process is interrupted (e.g., by a reset
                or power failure), the device will load the previous
                image and, after re-initialization, continue to attempt
                loading the image specified in docsDevSwFilename.

If set to allowProvisioningUpgrade(2), the device will use the software version information supplied by the provisioning server when next rebooting (this does not cause a reboot).

When set to ignoreProvisioningUpgrade(3), the device will disregard software image upgrade information from the provisioning server.

Note that reading this object can return
upgradeFromMgt(1). This indicates that a software download is currently in progress, and that the device will reboot after successfully receiving an image." DEFVAL { allowProvisioningUpgrade }

           ::= { docsDevSoftware 3 }

docsDevSwOperStatus OBJECT-TYPE

           SYNTAX INTEGER {
               inProgress(1),
               completeFromProvisioning(2),
               completeFromMgt(3),
               failed(4),
               other(5)
           }


Page 26

MAX-ACCESS read-only

           STATUS      current
           DESCRIPTION
               "InProgress(1) indicates that a TFTP or HTTP download is
                underway, either as a result of a version mismatch at
                provisioning or as a result of a upgradeFromMgt request.
                No other docsDevSw* objects can be modified in
                this state.

CompleteFromProvisioning(2) indicates that the last software upgrade was a result of version mismatch at provisioning.

CompleteFromMgt(3) indicates that the last software upgrade was a result of setting docsDevSwAdminStatus to upgradeFromMgt.

Failed(4) indicates that the last attempted download failed, ordinarily due to TFTP or HTTP timeout." REFERENCE
"DOCSIS RFI 1.0 Specification, Section 8.2., and DOCSIS RFI 1.1 Specification, Section 10.1. and DOCSIS RFI 2.0 Specification, Section 12.1."

           ::= { docsDevSoftware 4 }

docsDevSwCurrentVers OBJECT-TYPE

           SYNTAX      SnmpAdminString
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The software version currently operating in this device.
                This string's syntax is that used by the
                individual vendor to identify software versions.
                For a CM, this string will describe the current
                software load.  For a CMTS, this object SHOULD contain
                a human-readable representation either of the vendor
                specific designation of the software for the chassis,
                or of the software for the control processor.  If
                neither of these is applicable, the value MUST be a
                zero-length string."
           ::= { docsDevSoftware 5 }

docsDevSwServerAddressType OBJECT-TYPE

           SYNTAX      InetAddressType
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The type of address of the TFTP or HTTP server used for


Page 27

software upgrades.

If docsDevSwServerTransportProtocol is currently set to tftp(1), attempting to set this object to dns(16) MUST result in an error."

           ::= { docsDevSoftware 6 }

docsDevSwServerAddress OBJECT-TYPE

           SYNTAX      InetAddress
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The address of the TFTP or HTTP server used for software
                upgrades.

If the TFTP/HTTP server is unknown, return the zero- length address string (see the TextualConvention).

If docsDevSwServer is also implemented in this agent, this object is tied to it. A set of this object to an IPv4 address will result in also setting the value of docsDevSwServer to that address. If this object is set to an IPv6 address, docsDevSwServer is set to 0.0.0.0. If docsDevSwServer is set, this object is also set to that value. Note that if both are set in the same action, the order of which one sets the other is undefined."

           ::= { docsDevSoftware 7 }

docsDevSwServerTransportProtocol OBJECT-TYPE

           SYNTAX INTEGER {
               tftp(1),
               http(2)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "This object specifies the transport protocol (TFTP or
                HTTP) to be used for software upgrades.

If the value of this object is tftp(1), then the cable device uses TFTP (RFC 1350) read request packets to download the docsDevSwFilename from the
docsDevSwServerAddress in octet mode.

If the value of this object is http(2), then the cable device uses HTTP 1.0 (RFC 1945) or HTTP 1.1 (RFC 2616) GET requests sent to host docsDevSwServerAddress to


Page 28

download the software image from path docsDevSwFilename.

If docsDevSwServerAddressType is currently set to dns(16), attempting to set this object to tftp(1) MUST result in an error."
DEFVAL { tftp }

           ::= { docsDevSoftware 8 }

   --
   -- The following group describes server access and parameters used
   -- for initial provisioning and bootstrapping.
   --

   docsDevServer OBJECT IDENTIFIER ::= { docsDevMIBObjects 4 }

docsDevServerBootState OBJECT-TYPE

           SYNTAX INTEGER {
               operational(1),
               disabled(2),
               waitingForDhcpOffer(3),
               waitingForDhcpResponse(4),
               waitingForTimeServer(5),
               waitingForTftp(6),
               refusedByCmts(7),
               forwardingDenied(8),
               other(9),
               unknown(10)
           }
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "If operational(1), the device has completed loading and
                processing of configuration parameters, and the CMTS has
                completed the Registration exchange.

If disabled(2), then the device was administratively disabled, possibly by being refused network access in the configuration file.

If waitingForDhcpOffer(3), then a Dynamic Host Configuration Protocol (DHCP) Discover has been transmitted, and no offer has yet been received.

If waitingForDhcpResponse(4), then a DHCP Request has been transmitted, and no response has yet been received.

If waitingForTimeServer(5), then a Time Request has been transmitted, and no response has yet been received.


Page 29

If waitingForTftp(6), then a request to the TFTP parameter server has been made, and no response received.

If refusedByCmts(7), then the Registration
Request/Response exchange with the CMTS failed.

If forwardingDenied(8), then the registration process was completed, but the network access option in the received configuration file prohibits forwarding.

If other(9), then the registration process reached a point that does not fall into one of the above categories.

If unknown(10), then the device has not yet begun the registration process or is in some other indeterminate state."
REFERENCE
"DOCSIS RFI 1.0 Specification, Figure 7-1, and DOCSIS RFI 1.1 Specification, Figure 9-1 and DOCSIS RFI 2.0 Specification, Figure 11-1."

           ::= { docsDevServer 1 }

docsDevServerDhcp OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-only
           STATUS      deprecated
           DESCRIPTION
               "The IP address of the DHCP server that assigned an IP
                address to this device.  Returns 0.0.0.0 if DHCP is not
                used for IP address assignment, or if this agent is
                not assigned an IPv4 address.

This object is deprecated and is replaced by docsDevServerDhcpAddress."

           ::= { docsDevServer 2 }

docsDevServerTime OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-only
           STATUS      deprecated
           DESCRIPTION
               "The IP address of the Time server (RFC 0868).  Returns
                0.0.0.0 if the time server IP address is unknown, or if
                the time server is not an IPv4 server.

This object is deprecated and is replaced by


Page 30

docsDevServerTimeAddress."

           ::= { docsDevServer 3 }

docsDevServerTftp OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-only
           STATUS      deprecated
           DESCRIPTION
               "The IP address of the TFTP server responsible for
                downloading provisioning and configuration parameters
                to this device.  Returns 0.0.0.0 if the TFTP server
                address is unknown or is not an IPv4 address.

This object is deprecated and is replaced by docsDevServerConfigTftpAddress."

           ::= { docsDevServer 4 }

docsDevServerConfigFile OBJECT-TYPE

           SYNTAX      SnmpAdminString
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The name of the device configuration file read from
                the TFTP server.  Returns a zero-length string if
                the configuration file name is unknown."
           ::= { docsDevServer 5 }

docsDevServerDhcpAddressType OBJECT-TYPE

           SYNTAX      InetAddressType
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The type of address of docsDevServerDhcpAddress.  If
                DHCP was not used, this value should return
                unknown(0)."
           ::= { docsDevServer 6 }

docsDevServerDhcpAddress OBJECT-TYPE

           SYNTAX      InetAddress
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The internet address of the DHCP server that assigned
                an IP address to this device.  Returns the zero length
                octet string if DHCP was not used for IP address
                assignment."
           ::= { docsDevServer 7 }


Page 31

docsDevServerTimeAddressType OBJECT-TYPE

           SYNTAX      InetAddressType
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The type of address of docsDevServerTimeAddress.  If
                no time server exists, this value should return
                unknown(0)."
           ::= { docsDevServer 8 }

docsDevServerTimeAddress OBJECT-TYPE

           SYNTAX      InetAddress
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The Internet address of the RFC 868 Time server,
                as provided by DHCP option 4.

Note that if multiple values are provided to the CM in DHCP option 4, the value of this MIB object MUST be the Time server address from which the Time of Day reference was acquired as based on the DOCSIS RFI specification. During the period of time where the Time of Day have not been acquired, the Time server address reported by the CM may report the first address value in the DHCP option value or the last server address the CM attempted to get the Time of day value.

Returns the zero-length octet string if the time server IP address is not provisioned."
REFERENCE
"DOCSIS RFI 1.1 Specification, Section 9.2.7. and DOCSIS RFI 2.0 Specification, Section 11.2.7."

           ::= { docsDevServer 9 }

docsDevServerConfigTftpAddressType OBJECT-TYPE

           SYNTAX      InetAddressType
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The type of address of docsDevServerConfigTftpAddress.
                If no TFTP server exists, this value should return
                unknown(0)."
           ::= { docsDevServer 10 }

docsDevServerConfigTftpAddress OBJECT-TYPE

           SYNTAX      InetAddress


Page 32

MAX-ACCESS read-only

           STATUS      current
           DESCRIPTION
               "The internet address of the TFTP server responsible for
                downloading provisioning and configuration parameters
                to this device.  Returns the zero-length octet string if
                the config server address is unknown.  There are certain
                security risks that are involved with using TFTP."
           REFERENCE
               "RFC 3617, Section 5"
           ::= { docsDevServer 11 }

   --
   -- Event Reporting
   --

   docsDevEvent OBJECT IDENTIFIER ::= { docsDevMIBObjects 5 }

docsDevEvControl OBJECT-TYPE

           SYNTAX INTEGER {
               resetLog(1),
               useDefaultReporting(2)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "Setting this object to resetLog(1) empties the event
                log.  All data is deleted.  Setting it to
                useDefaultReporting(2) returns all event priorities to
                their factory-default reporting.  Reading this object
                always returns useDefaultReporting(2)."
           ::= { docsDevEvent 1 }

docsDevEvSyslog OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-write
           STATUS      deprecated
           DESCRIPTION
               "The IP address of the Syslog server.  If 0.0.0.0, either
                syslog transmission is inhibited, or the Syslog server
                address is not an IPv4 address.

This object is deprecated and is replaced by docsDevEvSyslogAddress."

           ::= { docsDevEvent 2 }

docsDevEvThrottleAdminStatus OBJECT-TYPE


Page 33

           SYNTAX INTEGER {
               unconstrained(1),
               maintainBelowThreshold(2),
               stopAtThreshold(3),
               inhibited(4)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "Controls the transmission of traps and syslog messages
                with respect to the trap pacing threshold.

unconstrained(1) causes traps and syslog messages to be transmitted without regard to the threshold settings.

maintainBelowThreshold(2) causes trap transmission and syslog messages to be suppressed if the number of traps would otherwise exceed the threshold.

stopAtThreshold(3) causes trap transmission to cease at the threshold and not to resume until directed to do so.

inhibited(4) causes all trap transmission and syslog messages to be suppressed.

A single event is always treated as a single event for threshold counting. That is, an event causing both a trap and a syslog message is still treated as a single event.

Writing to this object resets the thresholding state." DEFVAL { unconstrained }

           ::= { docsDevEvent 3 }

docsDevEvThrottleInhibited OBJECT-TYPE

           SYNTAX      TruthValue
           MAX-ACCESS  read-only
           STATUS      deprecated
           DESCRIPTION
               "If true(1), trap and syslog transmission is currently
                inhibited due to thresholds and/or the current setting
                of docsDevEvThrottleAdminStatus.  In addition, this is
                true(1) when transmission is inhibited because no
                syslog (docsDevEvSyslog) or trap (docsDevNmAccessEntry)
                destinations have been set.

This object is deprecated and is replaced by docsDevEvThrottleThresholdExceeded."


Page 34

           ::= { docsDevEvent 4 }

docsDevEvThrottleThreshold OBJECT-TYPE

           SYNTAX      Unsigned32
           UNITS       "events"
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "Number of events per docsDevEvThrottleInterval permitted
                before throttling is to occur.

A single event, whether the notification could result in messages transmitted using syslog, SNMP, or both protocols, and regardless of the number of destinations, (including zero) is always treated as a single event for threshold counting. For example, an event causing both a trap and a syslog message is still treated as a single event.

All system notifications that occur within the device should be taken into consideration when calculating and monitoring the threshold."
DEFVAL { 0 }

           ::= { docsDevEvent 5 }

docsDevEvThrottleInterval OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           UNITS       "seconds"
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The interval over which docsDevEvThrottleThreshold
                applies."
           DEFVAL { 1 }
           ::= { docsDevEvent 6 }

   --
   -- The following table controls the reporting of the various classes
   -- of events.
   --

docsDevEvControlTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevEvControlEntry
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "This table allows control of the reporting of event
                classes.  For each event priority, a combination of


Page 35

logging and reporting mechanisms may be chosen. The mapping of event types to priorities is
vendor dependent. Vendors may also choose to allow the user to control that mapping through proprietary means. Table entries MUST persist across reboots for CMTS devices and MUST NOT persist across reboots for CM devices."

           ::= {  docsDevEvent 7 }

docsDevEvControlEntry OBJECT-TYPE

           SYNTAX      DocsDevEvControlEntry
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "Allows configuration of the reporting mechanisms for a
                particular event priority."
           INDEX { docsDevEvPriority }
           ::= { docsDevEvControlTable 1 }

   DocsDevEvControlEntry ::= SEQUENCE {
               docsDevEvPriority        INTEGER,
               docsDevEvReporting       BITS
           }

docsDevEvPriority OBJECT-TYPE

           SYNTAX INTEGER {
               emergency(1),
               alert(2),
               critical(3),
               error(4),
               warning(5),
               notice(6),
               information(7),
               debug(8)
           }
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "The priority level that is controlled by this
                entry.  These are ordered from most (emergency) to least
                (debug) critical.  Each event with a CM or CMTS has a
                particular priority level associated with it (as defined
                by the vendor).

emergency(1) events indicate vendor-specific fatal hardware or software errors that prevent normal system operation.


Page 36

alert(2) events indicate a serious failure that causes the reporting system to reboot but is not caused by hardware or software malfunctioning.

critical(3) events indicate a serious failure that requires attention and prevents the device from transmitting data but that could be recovered without rebooting the system.

error(4) and warning(5) events indicate that a failure occurred that could interrupt the normal data flow but that does not cause the device to re-register.

notice(6) and information(7) events indicate a milestone or checkpoint in normal operation that could be of particular importance for troubleshooting.

debug(8) events are reserved for vendor-specific events.

During normal operation, no event more
critical than notice(6) should be generated. Events between warning and emergency should be generated at appropriate levels of problems (e.g., emergency when the box is about to crash)."

           ::= { docsDevEvControlEntry 1 }

docsDevEvReporting OBJECT-TYPE

           SYNTAX BITS {
               local(0),
               traps(1),
               syslog(2),
               -- The following are extensions to the original set of
               -- labels.  The extensions start at an octet boundary.
               -- So for bits 3 - 7, one MUST set them to zero on send
               -- and one MUST ignore them on receipt.
               localVolatile(8),
               stdInterface(9)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "Defines the action to be taken on occurrence of this
                event class.  Implementations may not necessarily
                support all options for all event classes but at
                minimum must allow traps and syslogging to be
                disabled.


Page 37

If the local(0) bit is set, then log to the internal log and update non-volatile store, for backward compatibility with the original RFC 2669 definition. If the traps(1) bit is set, then generate
an SNMP trap; if the syslog(2) bit is set, then send a syslog message (assuming that the syslog address is set). If the localVolatile(8) bit is set, then log to the internal log without updating non-volatile store. If the stdInterface(9) bit is set, then the agent ignores all other bits except the local(0), syslog(2), and localVolatile(8) bits. Setting the stdInterface(9) bit indicates that RFC3413 and RFC3014 are being used to control event reporting mechanisms."

           ::= { docsDevEvControlEntry 2 }

docsDevEventTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevEventEntry
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "Contains a log of network and device events that may be
                of interest in fault isolation and troubleshooting.
                If the local(0) bit is set in docsDevEvReporting,
                entries in this table MUST persist across reboots."
           ::= {  docsDevEvent 8 }

docsDevEventEntry OBJECT-TYPE

           SYNTAX      DocsDevEventEntry
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "Describes a network or device event that may be of
                interest in fault isolation and troubleshooting.
                Multiple sequential identical events are represented by
                incrementing docsDevEvCounts and setting
                docsDevEvLastTime to the current time rather than
                creating multiple rows.

Entries are created with the first occurrence of an event. docsDevEvControl can be used to clear the table. Individual events cannot be deleted." INDEX { docsDevEvIndex }

           ::= { docsDevEventTable 1 }

   DocsDevEventEntry ::= SEQUENCE {
               docsDevEvIndex           Integer32,
               docsDevEvFirstTime       DateAndTime,


Page 38

               docsDevEvLastTime        DateAndTime,
               docsDevEvCounts          Counter32,
               docsDevEvLevel           INTEGER,
               docsDevEvId              Unsigned32,
               docsDevEvText            SnmpAdminString
           }

docsDevEvIndex OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "Provides relative ordering of the objects in the event
                log.  This object will always increase except when
                (a) the log is reset via docsDevEvControl,
                (b) the device reboots and does not implement
                non-volatile storage for this log, or (c) it reaches
                the value 2^31.  The next entry for all the above
                cases is 1."
           ::= { docsDevEventEntry 1 }

docsDevEvFirstTime OBJECT-TYPE

           SYNTAX      DateAndTime
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The value of docsDevDateTime at the time this entry was
                created."
           ::= { docsDevEventEntry 2 }

docsDevEvLastTime OBJECT-TYPE

           SYNTAX      DateAndTime
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "When an entry reports only one event, this object will
                have the same value as the corresponding instance of
                docsDevEvFirstTime.  When an entry reports multiple
                events, this object will record the value that
                docsDevDateTime had when the most recent event for this
                entry occurred."
           ::= { docsDevEventEntry 3 }

   -- This object was renamed from docsDevEvCount to meet naming
   -- requirements for Counter32
   docsDevEvCounts OBJECT-TYPE
           SYNTAX      Counter32
           UNITS       "events"


Page 39

MAX-ACCESS read-only

           STATUS      current
           DESCRIPTION
               "The number of consecutive event instances reported by
                this entry.  This starts at 1 with the creation of this
                row and increments by 1 for each subsequent duplicate
                event."
           ::= { docsDevEventEntry 4 }
   docsDevEvLevel OBJECT-TYPE
           SYNTAX INTEGER {
               emergency(1),
               alert(2),
               critical(3),
               error(4),
               warning(5),
               notice(6),
               information(7),
               debug(8)
           }
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "The priority level of this event, as defined by the
                vendor.  These are ordered from most serious (emergency)
                to least serious (debug).

emergency(1) events indicate vendor-specific fatal hardware or software errors that prevent normal system operation.

alert(2) events indicate a serious failure that causes the reporting system to reboot but that is not caused by hardware or software malfunctioning.

critical(3) events indicate a serious failure that requires attention and prevents the device from transmitting data but that could be recovered without rebooting the system.

error(4) and warning(5) events indicate that a failure occurred that could interrupt the normal data flow but that does not cause the device to re-register.

notice(6) and information(7) events indicate a milestone or checkpoint in normal operation that could be of particular importance for troubleshooting.

debug(8) events are reserved for vendor-specific


Page 40

events.

During normal operation, no event more
critical than notice(6) should be generated. Events between warning and emergency should be generated at appropriate levels of problems (e.g., emergency when the box is about to crash)."

           ::= { docsDevEventEntry 5 }

   --
   -- It is strongly recommended that implementors follow the CableLabs
   -- enumerations for docsDevEvId, per the DOCSIS OSSIv1.1 spec
   -- and follow-on specifications.
   --

docsDevEvId OBJECT-TYPE

           SYNTAX      Unsigned32
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "For this product, uniquely identifies the type of event
                that is reported by this entry."
           REFERENCE
               "DOCSIS OSSI 1.1 Specification, Appendix H and
                DOCSIS OSSI 2.0 Specification, Annex D."
           ::= { docsDevEventEntry 6 }

docsDevEvText OBJECT-TYPE

           SYNTAX      SnmpAdminString
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "Provides a human-readable description of the event,
                including all relevant context (interface numbers,
                etc.)."
           ::= { docsDevEventEntry 7 }

docsDevEvSyslogAddressType OBJECT-TYPE

           SYNTAX      InetAddressType
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The type of address of docsDevEvSyslogAddress.  If
                no syslog server exists, this value should return
                unknown(0)."
           DEFVAL { unknown }
           ::= { docsDevEvent 9 }


Page 41

docsDevEvSyslogAddress OBJECT-TYPE

           SYNTAX      InetAddress
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "The Internet address of the Syslog server, as provided
                by DHCP option 7 or set via SNMP management.  If the
                address of the server is set to the zero-length
                string, the 0.0.0.0 IPv4 address, or the 0: IPv6
                address, Syslog transmission is inhibited.

Note that if multiple values are provided to the CM in DHCP option 7, the value of this MIB object MUST be the first Syslog server address received.

By default at agent boot, this object returns the zero length string."

           ::= { docsDevEvent 10 }

docsDevEvThrottleThresholdExceeded OBJECT-TYPE
SYNTAX TruthValue
MAX-ACCESS read-only
STATUS current
DESCRIPTION
"If true(1), trap and syslog transmission is currently inhibited due to exceeding the trap/syslog event threshold in the current interval."

           ::= { docsDevEvent 11 }

   --
   -- Link Level Control Filtering
   --

   docsDevFilter OBJECT IDENTIFIER ::= { docsDevMIBObjects 6 }

docsDevFilterLLCUnmatchedAction OBJECT-TYPE

           SYNTAX INTEGER {
               discard(1),
               accept(2)
           }
           MAX-ACCESS  read-write
           STATUS      current
           DESCRIPTION
               "LLC (Link Level Control) filters can be defined on an
                inclusive or exclusive basis: CMs can be configured to
                forward only packets matching a set of layer three
                protocols, or to drop packets matching a set of layer
                three protocols.  Typical use of these filters is to


Page 42

filter out possibly harmful (given the context of a large metropolitan LAN) protocols.

If set to discard(1), any L2 packet that does not match at least one filter in the docsDevFilterLLCTable will be discarded. If set to accept(2), any L2 packet that does not match at least one filter in the
docsDevFilterLLCTable will be accepted for further processing (e.g., bridging). In other words, if the packet does not match an entry in the table, it takes this action; if it does match an entry in the table, it takes the opposite of this action."
DEFVAL { accept }

           ::= { docsDevFilter 1 }

docsDevFilterLLCTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevFilterLLCEntry
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "A list of filters to apply to (bridged) LLC
                traffic.  The filters in this table are applied to
                incoming traffic on the appropriate interface(s)  prior
                to any further processing (e.g., before the packet
                is handed off for level 3 processing, or for bridging).
                The specific action taken when no filter is matched is
                controlled by docsDevFilterLLCUnmatchedAction.  Table
                entries MUST NOT persist across reboots for any device."
           ::= { docsDevFilter 2 }

docsDevFilterLLCEntry OBJECT-TYPE

           SYNTAX      DocsDevFilterLLCEntry
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "Describes a single filter to apply to (bridged) LLC
                traffic received on a specified interface. "
           INDEX { docsDevFilterLLCIndex }
           ::= { docsDevFilterLLCTable 1 }

   DocsDevFilterLLCEntry ::= SEQUENCE {
               docsDevFilterLLCIndex               Integer32,
               docsDevFilterLLCStatus              RowStatus,
               docsDevFilterLLCIfIndex             InterfaceIndexOrZero,
               docsDevFilterLLCProtocolType        INTEGER,
               docsDevFilterLLCProtocol            Integer32,
               docsDevFilterLLCMatches             Counter32
           }


Page 43

docsDevFilterLLCIndex OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           MAX-ACCESS  not-accessible
           STATUS      current
           DESCRIPTION
               "Index used for the identification of filters (note that
                LLC filter order is irrelevant)."
           ::= { docsDevFilterLLCEntry 1 }
   docsDevFilterLLCStatus OBJECT-TYPE
           SYNTAX      RowStatus
           MAX-ACCESS  read-create
           STATUS      current
           DESCRIPTION
               "Controls and reflects the status of rows in this
                table.  There is no restriction on changing any of the
                associated columns for this row while this object is set
                to active.

Specifying only this object (with the
appropriate index) on a CM is sufficient to create a filter row that matches all inbound packets on the ethernet interface and results in the packets being discarded. docsDevFilterLLCIfIndex (at least) must be specified on a CMTS to create a row."

           ::= { docsDevFilterLLCEntry 2}

docsDevFilterLLCIfIndex OBJECT-TYPE

           SYNTAX      InterfaceIndexOrZero
           MAX-ACCESS  read-create
           STATUS      current
           DESCRIPTION
               "The entry interface to which this filter applies.  The
                value corresponds to ifIndex for either a CATV MAC or
                another network interface.  If the value is zero, the
                filter applies to all interfaces.  In Cable Modems, the
                default value is the customer side interface(s).  In
                CMTSs, this object has to be specified to
                create a row in this table.

Note that according to the DOCSIS OSSIv1.1
specification, ifIndex '1' in the CM means that this row applies to all Cable Modem-to-CPE Interfaces (CMCI)."
REFERENCE
"DOCSIS OSSI 1.1 Specification, Section 3.3.4.1. and DOCSIS OSSI 2.0 Specification, Section 6.3.4.1."

           ::= { docsDevFilterLLCEntry 3 }


Page 44

docsDevFilterLLCProtocolType OBJECT-TYPE

           SYNTAX INTEGER {
               ethertype(1),
               dsap(2)
           }
           MAX-ACCESS  read-create
           STATUS      current
           DESCRIPTION
               "The format of the value in docsDevFilterLLCProtocol:
                either a two-byte Ethernet Ethertype, or a one-byte
                802.2 Service Access Point (SAP) value.  ethertype(1)
                also applies to Standard Network Access Protocol
                (SNAP) encapsulated frames."
           DEFVAL { ethertype }
           ::= { docsDevFilterLLCEntry 4 }

docsDevFilterLLCProtocol OBJECT-TYPE

           SYNTAX      Integer32 (0..65535)
           MAX-ACCESS  read-create
           STATUS      current
           DESCRIPTION
               "The layer-three protocol for which this filter applies.
                The protocol value format depends on
                docsDevFilterLLCProtocolType.  Note that for SNAP
                frames, ethertype filtering is performed rather than
                Destination Service Access Point (DSAP) =0xAA."
           DEFVAL { 0 }
           ::= { docsDevFilterLLCEntry 5 }

docsDevFilterLLCMatches OBJECT-TYPE

           SYNTAX      Counter32
           UNITS       "matches"
           MAX-ACCESS  read-only
           STATUS      current
           DESCRIPTION
               "Counts the number of times this filter was matched."
           ::= { docsDevFilterLLCEntry 6 }

   --
   -- IPv4 Filtering
   --

docsDevFilterIpDefault OBJECT-TYPE

           SYNTAX INTEGER {
               discard(1),
               accept(2)
           }
           MAX-ACCESS  read-write


Page 45

           STATUS      deprecated
           DESCRIPTION
               "The default behavior for (bridged) packets that do not
                match IP filters (or Internet filters, if implemented)
                is defined by docsDevFilterIpDefault.

If set to discard(1), all packets not matching an IP filter in docsDevFilterIpTable will be discarded. If set to accept(2), all packets not matching an IP filter or an Internet filter will be accepted for further processing (e.g., bridging)."
DEFVAL { accept }

           ::= { docsDevFilter 3 }

docsDevFilterIpTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevFilterIpEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "An ordered list of filters or classifiers to apply to
                IP traffic.  Filter application is ordered by the filter
                index, rather than by a best match algorithm (note that
                this implies that the filter table may have gaps in the
                index values).  Packets that match no filters will have
                policy 0 in the docsDevFilterPolicyTable applied to
                them, if it exists.  Otherwise, Packets that match no
                filters are discarded or forwarded according to the
                setting of docsDevFilterIpDefault.

Any IP packet can theoretically match multiple rows of this table. When considering a packet, the table is scanned in row index order (e.g., filter 10 is checked before filter 20). If the packet matches that filter (which means that it matches ALL criteria for that row), actions appropriate to docsDevFilterIpControl and docsDevFilterPolicyId are taken. If the packet was discarded processing is complete. If
docsDevFilterIpContinue is set to true, the filter comparison continues with the next row in the table, looking for additional matches.

If the packet matches no filter in the table, the packet is accepted or dropped for further processing according to the setting of docsDevFilterIpDefault. If the packet is accepted, the actions specified by policy group 0 (e.g., the rows in
docsDevFilterPolicyTable that have a value of 0 for docsDevFilterPolicyId) are taken, if that policy


Page 46

group exists.

Logically, this table is consulted twice during the processing of any IP packet: once upon its acceptance from the L2 entity, and once upon its transmission to the L2 entity. In actuality, for cable modems, IP filtering is generally the only IP processing done for transit traffic. This means that inbound and outbound filtering can generally be done at the same time with one pass through the filter table.

The objects in this table are only accessible from cable devices that are not operating in DiffServ MIB mode (RFC 3289). See the conformance section for details.

Note that some devices are required by other specifications (e.g., the DOCSIS OSSIv1.1 specification) to support the legacy SNMPv1/v2c docsDevFilter mode for backward compatibility.

Table entries MUST NOT persist across reboots for any device.

This table is deprecated. Instead, use the DiffServ MIB from RFC 3289."

           ::= { docsDevFilter 4 }

docsDevFilterIpEntry OBJECT-TYPE

           SYNTAX      DocsDevFilterIpEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "Describes a filter to apply to IP traffic received on a
                specified interface.  All identity objects in this table
                (e.g., source and destination address/mask, protocol,
                source/dest port, TOS/mask, interface and direction)
                must match their respective fields in the packet for
                any given filter to match.

To create an entry in this table, docsDevFilterIpIfIndex must be specified."
INDEX { docsDevFilterIpIndex }

           ::= { docsDevFilterIpTable 1 }

   DocsDevFilterIpEntry ::= SEQUENCE {
               docsDevFilterIpIndex             Integer32,
               docsDevFilterIpStatus            RowStatus,
               docsDevFilterIpControl           INTEGER,


Page 47

               docsDevFilterIpIfIndex           InterfaceIndexOrZero,
               docsDevFilterIpDirection         INTEGER,
               docsDevFilterIpBroadcast         TruthValue,
               docsDevFilterIpSaddr             IpAddress,
               docsDevFilterIpSmask             IpAddress,
               docsDevFilterIpDaddr             IpAddress,
               docsDevFilterIpDmask             IpAddress,
               docsDevFilterIpProtocol          Integer32,
               docsDevFilterIpSourcePortLow     Integer32,
               docsDevFilterIpSourcePortHigh    Integer32,
               docsDevFilterIpDestPortLow       Integer32,
               docsDevFilterIpDestPortHigh      Integer32,
               docsDevFilterIpMatches           ZeroBasedCounter32,
               docsDevFilterIpTos               OCTET STRING,
               docsDevFilterIpTosMask           OCTET STRING,
               docsDevFilterIpContinue          TruthValue,
               docsDevFilterIpPolicyId          Integer32
           }

docsDevFilterIpIndex OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "Index used to order the application of filters.
                The filter with the lowest index is always applied
                first."
           ::= { docsDevFilterIpEntry 1 }

docsDevFilterIpStatus OBJECT-TYPE

           SYNTAX      RowStatus
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Controls and reflects the status of rows in this
                table.  Specifying only this object (with the
                appropriate index) on a CM is sufficient to create a
                filter row that matches all inbound packets on the
                ethernet interface and results in the packets being
                discarded.  docsDevFilterIpIfIndex (at least) must be
                specified on a CMTS to create a row.  Creation of the
                rows may be done via either create-and-wait or
                create-and-go, but the filter is not applied until this
                object is set to (or changes to) active.  There is no
                restriction in changing any object in a row while this
                object is set to active."
           ::= { docsDevFilterIpEntry 2 }


Page 48

docsDevFilterIpControl OBJECT-TYPE

           SYNTAX INTEGER {
               discard(1),
               accept(2),
               policy(3)
           }
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "If set to discard(1), all packets matching this filter
                will be discarded, and scanning of the remainder of the
                filter list will be aborted.  If set to accept(2), all
                packets matching this filter will be accepted for
                further processing (e.g., bridging).  If
                docsDevFilterIpContinue is set to true, see if there
                are other matches; otherwise, done.  If set to
                policy (3), execute the policy entries
                matched by docsDevFilterIpPolicyId in
                docsDevFilterPolicyTable.

If docsDevFilterIpContinue is set to true, continue scanning the table for other matches; otherwise, done." DEFVAL { discard }

           ::= { docsDevFilterIpEntry 3 }

docsDevFilterIpIfIndex OBJECT-TYPE

           SYNTAX      InterfaceIndexOrZero
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The entry interface to which this filter applies.  The
                value corresponds to ifIndex for either a CATV MAC or
                another interface.  If the value is zero, the
                filter applies to all interfaces.  Default value in CMs
                is the index of the customer-side (e.g., ethernet)
                interface(s).  In CMTSes, this object MUST be
                specified to create a row in this table.

Note that according to the DOCSIS OSSIv1.1
specification, ifIndex '1' in the Cable Modem means that this row applies to all CMCI (customer-facing) interfaces."
REFERENCE
"DOCSIS OSSI 1.1 Specification, Section 3.3.4.1. and DOCSIS OSSI 2.0 Specification, Section 6.3.4.1."

           ::= { docsDevFilterIpEntry 4 }

docsDevFilterIpDirection OBJECT-TYPE


Page 49

           SYNTAX INTEGER {
               inbound(1),
               outbound(2),
               both(3)
           }
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Determines whether the filter is applied to inbound(1)
                traffic, outbound(2) traffic, or traffic in both(3)
                directions."
           DEFVAL { inbound }
           ::= { docsDevFilterIpEntry 5 }

docsDevFilterIpBroadcast OBJECT-TYPE

           SYNTAX      TruthValue
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "If set to true(1), the filter only applies to multicast
                and broadcast traffic.  If set to false(2), the filter
                applies to all traffic."
           DEFVAL { false }
           ::= { docsDevFilterIpEntry 6 }

docsDevFilterIpSaddr OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The source IP address, or portion thereof, that is to be
                matched for this filter.  The source address is first
                masked (ANDed) against docsDevFilterIpSmask before
                being compared to this value.  A value of 0 for this
                object and 0 for the mask matches all IP addresses."
           DEFVAL { '00000000'h }
           ::= { docsDevFilterIpEntry 7 }

docsDevFilterIpSmask OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "A bit mask that is to be applied to the source address
                prior to matching.  This mask is not necessarily the
                same as a subnet mask, but 1s bits must be leftmost and
                contiguous."
           DEFVAL { '00000000'h }


Page 50

           ::= { docsDevFilterIpEntry 8 }

docsDevFilterIpDaddr OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The destination IP address, or portion thereof, that is
                to be matched for this filter.  The destination address
                is first masked (ANDed) against docsDevFilterIpDmask
                before being compared to this value.  A value of
                00000000 for this object and 00000000 for the mask
                matches all IP addresses."
           DEFVAL { '00000000'h }
           ::= { docsDevFilterIpEntry 9 }

docsDevFilterIpDmask OBJECT-TYPE

           SYNTAX      IpAddress
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "A bit mask that is to be applied to the destination
                address prior to matching.  This mask is not necessarily
                the same as a subnet mask, but 1s bits MUST be leftmost
                and contiguous."
           DEFVAL { '00000000'h }
           ::= { docsDevFilterIpEntry 10 }

docsDevFilterIpProtocol OBJECT-TYPE
SYNTAX Integer32 (0..256)
MAX-ACCESS read-create

           STATUS      deprecated
           DESCRIPTION
               "The IP protocol value that is to be matched.  For
                example, icmp is 1, tcp is 6, and udp is 17.  A value of
                256 matches ANY protocol."
           REFERENCE "www.iana.org/assignments/protocol-numbers"
           DEFVAL { 256 }
           ::= { docsDevFilterIpEntry 11 }

docsDevFilterIpSourcePortLow OBJECT-TYPE

           SYNTAX      Integer32 (0..65535)
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This is the inclusive lower bound of the transport-layer
                source port range that is to be matched.  If the IP
                protocol of the packet is neither UDP nor TCP, this


Page 51

object is ignored during matching."
REFERENCE "www.iana.org/assignments/port-numbers" DEFVAL { 0 }

           ::= { docsDevFilterIpEntry 12 }

docsDevFilterIpSourcePortHigh OBJECT-TYPE

           SYNTAX      Integer32 (0..65535)
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This is the inclusive upper bound of the transport-layer
                source port range that is to be matched.  If the IP
                protocol of the packet is neither UDP nor TCP, this
                object is ignored during matching."
           REFERENCE "www.iana.org/assignments/port-numbers"
           DEFVAL { 65535 }
           ::= { docsDevFilterIpEntry 13 }

docsDevFilterIpDestPortLow OBJECT-TYPE

           SYNTAX      Integer32 (0..65535)
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This is the inclusive lower bound of the transport-layer
                destination port range that is to be matched.  If the IP
                protocol of the packet is neither UDP nor TCP, this
                object is ignored during matching."
           REFERENCE "www.iana.org/assignments/port-numbers"
           DEFVAL { 0 }
           ::= { docsDevFilterIpEntry 14 }

docsDevFilterIpDestPortHigh OBJECT-TYPE

           SYNTAX      Integer32 (0..65535)
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This is the inclusive upper bound of the transport-layer
                destination port range that is to be matched.  If the IP
                protocol of the packet is neither UDP nor TCP, this
                object is ignored during matching."
           REFERENCE "www.iana.org/assignments/port-numbers"
           DEFVAL { 65535 }
           ::= { docsDevFilterIpEntry 15 }

docsDevFilterIpMatches OBJECT-TYPE

           SYNTAX      ZeroBasedCounter32
           UNITS       "matches"
           MAX-ACCESS  read-only


Page 52

           STATUS      deprecated
           DESCRIPTION
               "Counts the number of times this filter was matched.
                This object is initialized to 0 at boot, or at row
                creation, and is reset only upon reboot."
           ::= { docsDevFilterIpEntry 16 }

docsDevFilterIpTos OBJECT-TYPE

           SYNTAX      OCTET STRING (SIZE (1))
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This is the value to be matched to the packet's
                TOS (Type of Service) value (after the TOS value
                is ANDed with docsDevFilterIpTosMask).  A value for this
                object of 0 and a mask of 0 matches all TOS values."
           DEFVAL { '00'h }
           ::= { docsDevFilterIpEntry 17 }

docsDevFilterIpTosMask OBJECT-TYPE

           SYNTAX      OCTET STRING (SIZE (1))
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The mask to be applied to the packet's TOS value before
                matching."
           DEFVAL { '00'h }
           ::= { docsDevFilterIpEntry 18 }

docsDevFilterIpContinue OBJECT-TYPE

           SYNTAX      TruthValue
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "If this value is set to true and docsDevFilterIpControl
                is anything but discard (1), continue scanning and
                applying policies.  See Section 3.3.3 for more
                details."
           DEFVAL { false }
           ::= { docsDevFilterIpEntry 19 }

docsDevFilterIpPolicyId OBJECT-TYPE

           SYNTAX      Integer32 (0..2147483647)
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This object points to an entry in
                docsDevFilterPolicyTable.  If docsDevFilterIpControl


Page 53

is set to policy (3), execute all matching policies in docsDevFilterPolicyTable. If no matching policy exists, treat as if docsDevFilterIpControl were set to accept (1). If this object is set to the value of 0, there is no matching policy, and
docsDevFilterPolicyTable MUST NOT be consulted." DEFVAL { 0 }

           ::= { docsDevFilterIpEntry 20 }

   --
   -- Policy Mapping Table
   --

docsDevFilterPolicyTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevFilterPolicyEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "A Table that maps between a policy group ID and a set
                of pointers to policies to be applied.  All rows with
                the same docsDevFilterPolicyId are part of the same
                group of policy pointers and are applied in the order
                in this table.  docsDevFilterPolicyTable exists to
                allow multiple policy actions (referenced by policy
                pointers) to be applied to any given classified packet.
                The policy actions are applied in index order.
                For example:

                Index   ID    Type    Action
                 1      1      TOS     1
                 9      5      TOS     1
                 12     1      IPSEC   3

This says that a packet that matches a filter with policy id 1 first has TOS policy 1 applied (which might set the TOS bits to enable a higher priority) and next has the IPSEC policy 3 applied (which may result in the packets being dumped into a secure VPN to a remote encryptor).

Policy ID 0 is reserved for default actions and is applied only to packets that match no filters in docsDevFilterIpTable.

Table entries MUST NOT persist across reboots for any device.

This table is deprecated. Instead, use the DiffServ MIB


Page 54

from RFC 3289."

           ::= { docsDevFilter 5 }

docsDevFilterPolicyEntry OBJECT-TYPE

           SYNTAX      DocsDevFilterPolicyEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "An entry in the docsDevFilterPolicyTable.  Entries are
                created by Network Management.  To create an entry,
                docsDevFilterPolicyId MUST be specified."
           INDEX { docsDevFilterPolicyIndex }
           ::= { docsDevFilterPolicyTable 1 }

   DocsDevFilterPolicyEntry ::= SEQUENCE {
               docsDevFilterPolicyIndex   Integer32,
               docsDevFilterPolicyId      Integer32,
   --          docsDevFilterPolicyType    INTEGER,
   --          docsDevFilterPolicyAction  Integer32,
               docsDevFilterPolicyStatus  RowStatus,
               docsDevFilterPolicyPtr     RowPointer
           }

docsDevFilterPolicyIndex OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION "Index value for the table."
           ::= { docsDevFilterPolicyEntry 1 }

docsDevFilterPolicyId OBJECT-TYPE

           SYNTAX      Integer32 (0..2147483647)
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Policy ID for this entry.  If a policy ID can apply to
                multiple rows of this table, all relevant policies are
                executed.  Policy 0 (if populated) is applied to all
                packets that do not match any of the filters.  N.B. If
                docsDevFilterIpPolicyId is set to 0, it DOES NOT match
                policy 0 of this table."
           ::= { docsDevFilterPolicyEntry 2 }

   -- The following two objects were removed and never used; however,
   -- to preserve OID numbering, they are simply commented out to
   -- to ensure that they are not used again.
   -- docsDevFilterPolicyType ::= { docsDevFilterPolicyEntry 3 }
   -- docsDevFilterPolicyAction ::= { docsDevFilterPolicyEntry 4 }


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docsDevFilterPolicyStatus OBJECT-TYPE

           SYNTAX      RowStatus
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "Object used to create an entry in this table.  There is
                no restriction in changing any object in a row while
                this object is set to active.
                The following object MUST have a valid value before this
                object can be set to active:  docsDevFilterPolicyPtr."
           ::= { docsDevFilterPolicyEntry 5 }

docsDevFilterPolicyPtr OBJECT-TYPE

           SYNTAX      RowPointer
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This object points to a row in an applicable filter
                policy table.  Currently, the only standard policy
                table is docsDevFilterTosTable.

Per the textual convention, this object points to the first accessible object in the row; e.g., to point to a row in docsDevFilterTosTable with an index of 21, the value of this object would be the object identifier docsDevTosStatus.21.

Vendors are recommended to adhere to the same convention when adding vendor-specific policy table extensions.

If this pointer references an empty or non-existent row, then no policy action is taken.

The default upon row creation is a null pointer that results in no policy action being taken."
DEFVAL { zeroDotZero }

           ::= { docsDevFilterPolicyEntry 6 }

   --
   -- TOS Policy action table
   --

docsDevFilterTosTable OBJECT-TYPE

           SYNTAX      SEQUENCE OF DocsDevFilterTosEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "Table used to describe Type of Service (TOS) bits


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processing.

This table is an adjunct to the docsDevFilterIpTable and the docsDevFilterPolicy table. Entries in the latter table can point to specific rows in this (and other) tables and cause specific actions to be taken. This table permits the manipulation of the value of the Type of Service bits in the IP header of the matched packet as follows:

Set the tosBits of the packet to
(tosBits & docsDevFilterTosAndMask) |
docsDevFilterTosOrMask

This construct allows you to do a clear and set of all the TOS bits in a flexible manner.

Table entries MUST NOT persist across reboots for any device.

This table is deprecated. Instead, use the DiffServ MIB from RFC 3289."

           ::= { docsDevFilter 6 }

docsDevFilterTosEntry OBJECT-TYPE

           SYNTAX      DocsDevFilterTosEntry
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "A TOS policy entry."
           INDEX { docsDevFilterTosIndex }
           ::= { docsDevFilterTosTable 1 }

   DocsDevFilterTosEntry ::= SEQUENCE {
               docsDevFilterTosIndex   Integer32,
               docsDevFilterTosStatus  RowStatus,
               docsDevFilterTosAndMask OCTET STRING,
               docsDevFilterTosOrMask  OCTET STRING
           }

docsDevFilterTosIndex OBJECT-TYPE

           SYNTAX      Integer32 (1..2147483647)
           MAX-ACCESS  not-accessible
           STATUS      deprecated
           DESCRIPTION
               "The unique index for this row.  There are no ordering
                requirements for this table, and any valid index may be
                specified."


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           ::= { docsDevFilterTosEntry 1 }

docsDevFilterTosStatus OBJECT-TYPE

           SYNTAX      RowStatus
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "The object used to create and delete entries in this
                table.  A row created by specifying just this object
                results in a row that specifies no change to the TOS
                bits.  A row may be created using either the
                create-and-go or create-and-wait paradigms.  There is
                no restriction on the ability to change values in this
                row while the row is active."
           ::= { docsDevFilterTosEntry 2 }

docsDevFilterTosAndMask OBJECT-TYPE

           SYNTAX      OCTET STRING (SIZE (1))
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This value is bitwise ANDed with the matched packet's
                TOS bits."
           DEFVAL { 'ff'h }
           ::= { docsDevFilterTosEntry 3 }

docsDevFilterTosOrMask OBJECT-TYPE

           SYNTAX      OCTET STRING (SIZE (1))
           MAX-ACCESS  read-create
           STATUS      deprecated
           DESCRIPTION
               "This value is bitwise ORed with the result from the
                AND procedure (tosBits & docsDevFilterTosAndMask).
                The result then replaces the packet's TOS bits."
           DEFVAL { '00'h }
           ::= { docsDevFilterTosEntry 4 }

   --
   -- CPE IP Management and anti-spoofing group.  Only implemented on
   -- Cable Modems.
   --

   docsDevCpe OBJECT IDENTIFIER ::= { docsDevMIBObjects 7 }

docsDevCpeEnroll OBJECT-TYPE

           SYNTAX      INTEGER {
               none(1),
               any(2)


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}
MAX-ACCESS read-write

           STATUS      current
           DESCRIPTION
               "This object controls the population of
                docsDevFilterCpeTable.
                If set to none, the filters must be set manually
                by a network management action (either configuration
                or SNMP set).
                If set to any, the CM wiretaps the packets originating
                from the ethernet and enrolls up to docsDevCpeIpMax
                addresses as based on the source IPv4 or v6 addresses of
                those packets."
           DEFVAL { any }
           ::= { docsDevCpe