Network Working Group
Request for Comments: 3343
Category: Experimental
M. Rose
Dover Beach Consulting, Inc.
G. Klyne
Nine by Nine
D. Crocker
Brandenburg InternetWorking
April 2003
Page 1

The Application Exchange (APEX) Presence Service

Status of this Memo

This memo defines an Experimental Protocol for the Internet community. It does not specify an Internet standard of any kind. Discussion and suggestions for improvement are requested. Distribution of this memo is unlimited.

Copyright Notice

Copyright © The Internet Society (2003). All Rights Reserved.

Abstract

This memo describes the Application Exchange (APEX) presence service, addressed as the well-known endpoint "apex=presence". The presence service is used to manage presence information for APEX endpoints.

Table of Contents

1. Introduction
2. Use and Management of Presence Information
2.1 Update of Presence Information
2.2 Distribution of Presence Information
2.3 Distribution of Watcher Information
3. Format of Presence Entries
4. The Presence Service
4.1 Use of XML and MIME
4.2 The Subscribe Operation
4.3 The Watch Operation
4.4 The Publish Operation
4.5 The Terminate Operation
4.6 The Notify Operation
4.7 The Reply Operation
5. Registration: The Presence Service
6. The Presence Service DTD
7. Security Considerations
References


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Acknowledgements
Authors' Addresses
Full Copyright Statement

1 Introduction

This memo describes a presence service that is built upon the APEX [1] "relaying mesh". The APEX presence service is used to manage presence information for APEX endpoints.

APEX, at its core, provides a best-effort datagram service. Within an administrative domain, all relays must be able to handle messages for any endpoint within that domain. APEX services are logically defined as endpoints, but given their ubiquitous semantics they do not necessarily need to be associated with a single physical endpoint. As such, they may be provisioned co-resident with each relay within an administrative domain, even though they are logically provided on top of the relaying mesh, i.e.,

      +----------+     +----------+    +----------+    +---------+
      |   APEX   |     |   APEX   |    |   APEX   |    |         |
      |  access  |     | presence |    |  report  |    |   ...   |
      | service  |     |  service |    | service  |    |         |
      +----------+     +----------+    +----------+    +---------+
           |                |               |               |
           |                |               |               |
   +----------------------------------------------------------------+
   |                                                                |
   |                            APEX core                           |
   |                                                                |
   +----------------------------------------------------------------+

That is, applications communicate with an APEX service by exchanging data with a "well-known endpoint" (WKE).

APEX applications communicate with the presence service by exchanging data with the well-known endpoint "apex=presence" in the
corresponding administrative domain, e.g.,
"apex=presence@example.com" is the endpoint associated with the presence service in the "example.com" administrative domain.

Note that within a single administrative domain, the presence service makes use of the APEX access [3] service in order to determine if an originator is allowed to view or manage presence information.


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2 Use and Management of Presence Information

Management of presence information falls into three categories:

Each is now described in turn.

2.1 Update of Presence Information

When an application wants to modify the presence information associated with an endpoint, it sends a publish operation to the service, e.g.,

       +-------+                  +-------+
       |       | -- data -------> |       |
       | appl. |                  | relay |
       |       | <--------- ok -- |       |
       +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='fred@example.com' />
            <recipient identity='apex=presence@example.com' />
            <data-content Name='Content'>
                <publish publisher='fred@example.com' transID='1'
                         timeStamp='2000-05-14T13:30:00-08:00'>
                    <presence publisher='fred@example.com'
                           lastUpdate='2000-05-14T13:02:00-08:00'
                           publisherInfo='http://www.example.com/fred/'>
                        <tuple
                          destination='apex:fred/appl=im@example.com'
                          availableUntil='2000-05-14T14:02:00-08:00' />
                        <tuple destination='mailto:fred@flintstone.com'
                          availableUntil='2525-12-31T23:59:59-08:00' />
                    </presence>
                </publish>
            </data-content>
        </data>
     S: <ok />


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Note that this example uses the "subaddress" convention specified in Section 2.2 of [1] (e.g., "fred/appl=im") to denote multiplexing of traffic for a particular endpoint. Of course, popular applications may have their own URI method assigned to them (e.g.,
"im:fred@example.com").

The service immediately responds with a reply operation containing the same transaction-identifier, e.g.,

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='fred@example.com' />
            <data-content Name='Content'>
                <reply code='250' transID='1' />
            </data-content>
        </data>
     S: <ok />

2.2 Distribution of Presence Information

When an application wants to (periodically) receive the presence information associated with an endpoint, it sends a subscribe operation to the service, e.g.,

       +-------+                  +-------+
       |       | -- data -------> |       |
       | appl. |                  | relay |
       |       | <--------- ok -- |       |
       +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='wilma@example.com' />
            <recipient identity='apex=presence@example.com' />
            <data-content Name='Content'>
                <subscribe publisher='fred@example.com' duration='86400'
                           transID='100' />
            </data-content>
        </data>
     S: <ok />


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The service immediately responds with a publish operation containing the same transaction-identifier, e.g.,

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='wilma@example.com' />
            <data-content Name='Content'>
                <publish publisher='fred@example.com' transID='100'
                         timeStamp='2000-05-14T13:30:00-08:00'>
                    <presence publisher='fred@example.com'
                           lastUpdate='2000-05-14T13:02:00-08:00'
                           publisherInfo='http://www.example.com/fred/'>
                        <tuple
                          destination='apex:fred/appl=im@example.com'
                          availableUntil='2000-05-14T14:02:00-08:00' />
                    </presence>
                </publish>
            </data-content>
        </data>
     S: <ok />

Subsequently, for up to the specified "duration", the service sends new publish operations whenever there are any changes to the endpoint's presence information. If the "duration" is zero-valued, a one time poll of the presence information is achieved; otherwise, at the end of the "duration", a terminate operation is sent.

Note that Step 5 of Section 4.4 requires that the "lastUpdate" attribute of a presence entry be supplied in order to update that entry; accordingly, applications must successfully retrieve a presence entry prior to trying to update that entry. This is usually accomplished by subscribing with a zero-valued duration.
(Regardless, administrators should ensure that applications authorized to update a presence entry are also authorized to retrieve that entry.)


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Either the subscriber or the service may cancel a subscription by sending a terminate operation, e.g.,

       +-------+                  +-------+
       |       | -- data -------> |       |
       | appl. |                  | relay |
       |       | <--------- ok -- |       |
       +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='wilma@example.com' />
            <recipient identity='apex=presence@example.com' />
            <data-content Name='Content'>
                <terminate transID='100' />
            </data-content>
        </data>
     S: <ok />

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='wilma@example.com' />
            <data-content Name='Content'>
                <reply code='250' transID='100' />
            </data-content>
        </data>
     S: <ok />

or

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='wilma@example.com' />
            <data-content Name='Content'>
                <terminate transID='100' />
            </data-content>
        </data>
     S: <ok />


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2.3 Distribution of Watcher Information

When an application wants to (periodically) receive notices about endpoints that are subscribed to receive presence information, it sends a watch operation to the service, e.g.,

       +-------+                  +-------+
       |       | -- data -------> |       |
       | appl. |                  | relay |
       |       | <--------- ok -- |       |
       +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='fred@example.com' />
            <recipient identity='apex=presence@example.com' />
            <data-content Name='Content'>
                <watch publisher='fred@example.com' duration='86400'
                       transID='2' />
            </data-content>
        </data>
     S: <ok />

The service immediately responds with a reply operation containing the same transaction-identifier, e.g.,

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='fred@example.com' />
            <data-content Name='Content'
                <reply code='250' transID='2' />
            </data-content>
        </data>
     S: <ok />


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For each current subscriber, the service immediately sends a notify operation containing the same transaction-identifier, e.g.,

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='fred@example.com' />
            <data-content Name='Content'>
                <notify subscriber='wilma@example.com' transID='2'
                        duration='86000' action='subscribe' />
            </data-content>
        </data>
     S: <ok />

Subsequently, for up to the specified "duration", the service sends new notify operations whenever an application subscribes successfully or a subscription is terminated. If the "duration" is zero-valued, a one time poll of the watcher information is achieved; otherwise, at the end of the "duration", a terminate operation is sent.


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Either the watcher or the service may cancel the request by sending a terminate operation, e.g.,

       +-------+                  +-------+
       |       | -- data -------> |       |
       | appl. |                  | relay |
       |       | <--------- ok -- |       |
       +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='fred@example.com' />
            <recipient identity='apex=presence@example.com' />
            <data-content Name='Content'>
                <terminate transID='2' />
            </data-content>
        </data>
     S: <ok />

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='fred@example.com' />
            <data-content Name='Content'>
                <reply code='250' transID='2' />
             </data-content>
        </data>
     S: <ok />

or

                                  +-------+                  +-------+
                                  |       | <------- data -- |       |
                                  | relay |                  | pres. |
                                  |       | -- ok ---------> |  svc. |
                                  +-------+                  +-------+

     C: <data content='#Content'>
            <originator identity='apex=presence@example.com' />
            <recipient identity='fred@example.com' />
            <data-content Name='Content'>
                <terminate transID='2' />
             </data-content>
        </data>
     S: <ok />


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3 Format of Presence Entries

Each administrative domain is responsible for maintaining a "presence entry" for each of its endpoints (regardless of whether those endpoints are currently attached to the relaying mesh).

Section 6 defines the syntax for presence entries. Each presence entry has a "publisher" attribute, a "lastUpdate" attribute, a "publisherInfo" attribute, and contains one or more "tuple" elements:

Each "tuple" element has a "destination" attribute, an
"availableUntil" attribute, a "tupleInfo" attribute, and contains zero or more "capability" elements:

Each "capability" element contains arbitrary character data formatted according to the standard indicated in the element's "baseline" attribute.


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4 The Presence Service

Section 5 contains the APEX service registration for the presence service:

An implementation of the service must maintain information about both presence entries and in-progress operations in persistent storage.

Consult Section 6.1.1 of [1] for a discussion on the properties of long-lived transaction-identifiers.


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4.1 Use of XML and MIME

Section 4.1 of [1] describes how arbitrary MIME content is exchanged as a BEEP [2] payload. For example, to transmit:

       <data content='...'>
            <originator identity='apex=presence@example.com' />
           <recipient identity='fred@example.com' />
       </data>

where "..." refers to: <reply code='250' transID='1' />

then the corresponding BEEP message might look like this:

       C: MSG 1 1 . 42 1234
       C: Content-Type: multipart/related; boundary="boundary";
       C:               start="<1@example.com>";
       C:               type="application/beep+xml"
       C:
       C: --boundary
       C: Content-Type: application/beep+xml
       C: Content-ID: <1@example.com>
       C:
       C: <data content='cid:2@example.com'>
       C:     <originator identity='fred@example.com' />
       C:     <recipient identity='apex=presence@example.com' />
       C: </data>
       C: --boundary
       C: Content-Type: application/beep+xml
       C: Content-ID: <2@example.com>
       C:
       C: <reply code='250' transID='1' />
       C: --boundary--
       C: END

or this:

       C: MSG 1 1 . 42 1234
       C: Content-Type: application/beep+xml
       C:
       C: <data content='#Content'>
       C:     <originator identity='fred@example.com' />
       C:     <recipient identity='apex=presence@example.com' />
       C:     <data-content Name='Content'>
       C:         <reply code='250' transID='1' />
       C:     </data-content>
       C: </data>
       C: END


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4.2 The Subscribe Operation

When an application wants to (periodically) receive the presence information associated with an endpoint, it sends a "subscribe" element to the service.

The "subscribe" element has a "publisher" attribute, a "duration" attribute, a "transID" attribute, and no content:

When the service receives a "subscribe" element, we refer to the "publisher" attribute of that element as the "subject", and the service performs these steps:

1 If the subject is outside of this administrative domain, a "reply"
element having code 553 is sent to the originator.

2 If the subject does not refer to a valid endpoint, a "reply"
element having code 550 is sent to the originator.

3 If the subject's access entry does not contain a
"presence:subscribe" token for the originator, a "reply" element having code 537 is sent to the originator.

4 If the originator already has an in-progress subscribe operation
for the subject, then the previous subscribe operation is silently terminated, and processing continues.

5 If the "transID" attribute refers to an in-progress subscribe or
watch operation for the originator, a "reply" element having code 555 is sent to the originator.

6 Otherwise:

1 A "publish" element, corresponding to the subject's presence
entry, is immediately sent to the originator.


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2 For each endpoint currently watching subscribers to the
subject's presence information, a "notify" element is immediately as sent (c.f., Step 6.3 of Section 4.6).

3 For up to the amount of time indicated by the "duration"
attribute of the "subscribe" element, if the subject's presence entry changes, an updated "presence" element is sent to the originator using the publish operation (Section 4.4). Finally, when the amount of time indicated by the "duration" attribute expires, a terminate operation (Section 4.5) is sent to the originator.

Note that if the duration is zero-valued, then the subscribe operation is making a one-time poll of the presence information. Accordingly, Step 6.3 above does not occur.

Regardless of whether a "publish" or "reply" element is sent to the originator, the "transID" attribute is identical to the value found in the "subscribe" element sent by the originator.

4.3 The Watch Operation

When an application wants to (periodically) receive notices about endpoints that are subscribed to receive presence entry, it sends a "watch" element to the service.

The "watch" element has a "publisher" attribute, a "duration" attribute, a "transID" attribute, and no content:

When the service receives a "watch" element, we refer to the "publisher" attribute of that element as the "subject", and the service performs these steps:

1 If the subject is outside of this administrative domain, a "reply"
element having code 553 is sent to the originator.

2 If the subject does not refer to a valid endpoint, a "reply"
element having code 550 is sent to the originator.


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3 If the subject's access entry does not contain a "presence:watch"
token for the originator, a "reply" element having code 537 is sent to the originator.

4 If the originator already has an in-progress watch operation for
the subject, then the previous watch operation is silently terminated, and processing continues.

5 If the "transID" attribute refers to an in-progress subscribe or
watch operation for the originator, a "reply" element having code 555 is sent to the originator.

6 Otherwise:

1 A "reply" element having code 250 is sent to the originator.

2 For each endpoint currently subscribing to the subject's
presence information, a "notify" element is immediately sent to the originator (c.f., Section 4.6).

3 For up to the amount of time indicated by the "duration"
attribute of the "watch" element, whenever a subscribe operation succeeds or a subscription is terminated, a "notify" element is sent to the originator. Finally, when the amount of time indicated by the "duration" attribute expires, a terminate operation (Section 4.5) is sent to the originator.

Note that if the duration is zero-valued, then the watch operation is making a one-time poll of the presence information. Accordingly, Step 6.3 above does not occur.

Regardless of whether a "notify" or "reply" element is sent to the originator, the "transID" attribute is identical to the value found in the "presence" element sent by the originator.

4.4 The Publish Operation

When an application wants to modify the presence entry associated with an endpoint, it sends a "publish" element to the service. In addition, the service sends a "publish" element to endpoints that have subscribed to see presence information (c.f., Section 4.2).

The "publish" element has a "publisher" attribute, a "transID" attribute, a "timeStamp" attribute, and contains a "presence" element:


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When the service sends a "publish" element, the "transID" attribute specifies the transaction-identifier associated with the subscribe operation that caused this "publish" element to be sent, and the "timeStamp" attribute specifies the service's notion of the current date and time. No reply is sent by the receiving endpoint.

When the service receives a "publish" element, we refer to the "publisher" attribute of that element as the "subject", and the service performs these steps:

1 If the "publisher" attribute of the "publish" element doesn't
match the "publisher" attribute of the "presence" element contained in the "publish" element, a "reply" element having code 503 is sent to the originator.

2 If the subject is outside of this administrative domain, a "reply"
element having code 553 is sent to the originator.

3 If the subject does not refer to a valid endpoint, a "reply"
element having code 550 is sent to the originator.

4 If the subject's access entry does not contain a
"presence:publish" token for the originator, a "reply" element having code 537 is sent to the originator.

5 If the "lastUpdate" attribute of the "publish" element is not
semantically identical to the "lastUpdate" attribute of the subject's presence entry, a "reply" element having code 555 is sent to the originator. (This allows a simple mechanism for atomic updates.)

6 Otherwise:

1 The subject's presence entry is updated from the "publish"
element.

2 The "lastUpdate" attribute of the presence entry is set to the
service's notion of the current date and time.


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3 A "reply" element having code 250 is sent to the originator.

When sending the "reply" element, the "transID" attribute is identical to the value found in the "publish" element sent by the originator.

4.5 The Terminate Operation

When an application no longer wishes to subscribe to presence information or to watch endpoints that are subscribed to receive presence information, it sends a "terminate" element to the service; similarly, when the service no longer considers an application to be subscribing or watching, a "terminate" element is sent to the application.

The "terminate" element contains only a "transID" attribute that specifies the transaction-identifier associated an in-progress subscribe or watch operation. Section 9.1 of [1] defines the syntax for the "terminate" element.

When the service receives a "terminate" element, it performs these steps:

1 If the transaction-identifier does not refer to a previous
subscribe or watch operation for the originator, an "error" element having code 550 is returned.

2 Otherwise, the previous subscribe or watch operation for the
originator is terminated, and a "reply" element having code 250 is sent to the originator.

Note that following a terminate operation, the originator may receive further presence or watcher updates. Although the service will send no further updates after processing a terminate operation and sending the reply operation, earlier updates may be in transit.

4.6 The Notify Operation

The service sends a "notify" element to endpoints that are watching other endpoints subscribed to presence information (c.f., Section 4.3).

The "notify" element has a "subscriber" attribute, a "transID" attribute, a "duration" attribute, an "action" attribute, and no content:


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No reply is sent by the receiving endpoint.

4.7 The Reply Operation

While processing operations, the service may respond with a "reply" element. Consult Sections 10.2 and 6.1.2 of [1], respectively, for the definition and an exposition of the syntax of the reply element.

5 Registration: The Presence Service

Well-Known Endpoint: apex=presence

Syntax of Messages Exchanged: c.f., Section 6

Sequence of Messages Exchanged: c.f., Section 4

Access Control Tokens: presence:subscribe, presence:watch, presence:publish

Contact Information: c.f., the "Authors' Addresses" section of this memo

6 The Presence Service DTD

   <!--
     DTD for the APEX presence service, as of 2001-05-08

Refer to this DTD as:

       <!ENTITY % APEXPRESENCE PUBLIC "-//IETF//DTD APEX PRESENCE//EN"
                  "">
       %APEXPRESENCE;
     -->

   <!ENTITY % APEXCORE PUBLIC "-//IETF//DTD APEX CORE//EN" "">
   %APEXCORE;


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   <!--
     Synopsis of the APEX presence service

service WKE: apex=presence

message exchanges:

           consumer initiates    service replies
           ==================    ================
           subscribe             publish or reply
           terminate             reply
           watch                 reply
           publish               reply

           service initiates     consumer replies
           =================     ================
           terminate             (nothing)
           publish               (nothing)
           notify                (nothing)

access control:

           token                 target
           ==================    ======
           presence:subscribe    for "publisher" of "subscribe" element
           presence:watch        for "publisher" of "watch" element
           presence:publish      for "publisher" of "publish" element
     -->

   <!ELEMENT subscribe   EMPTY>
   <!ATTLIST subscribe
             publisher   %ENDPOINT;        #REQUIRED
             transID     %UNIQID;          #REQUIRED
             duration    %SECONDS;         #REQUIRED>

   <!ELEMENT watch       EMPTY>
   <!ATTLIST watch
             publisher   %ENDPOINT;        #REQUIRED
             transID     %UNIQID;          #REQUIRED
             duration    %SECONDS;         #REQUIRED>

   <!-- publisher attributes must match in publish and presence -->
   <!ELEMENT publish     (presence)>
   <!ATTLIST publish
             publisher   %ENDPOINT;        #REQUIRED
             transID     %UNIQID;          #REQUIRED
             timeStamp   %TIMESTAMP;       #REQUIRED>


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   <!ELEMENT notify      EMPTY>
   <!ATTLIST notify
             subscriber  %ENDPOINT;        #REQUIRED
             transID     %UNIQID;          #REQUIRED
             duration    %SECONDS;         "0"
             action     (subscribe|terminate)
                                           "subscribe">
   <!--
     presence entries
     -->

   <!ELEMENT presence    (tuple+)>
   <!ATTLIST presence
             publisher   %ENDPOINT;        #REQUIRED
             lastUpdate  %TIMESTAMP;       #REQUIRED
             publisherInfo
                         %URI;             "">

   <!ELEMENT tuple       (capability*)>
   <!ATTLIST tuple
             destination %URI;             #REQUIRED
             availableUntil
                         %TIMESTAMP;       #REQUIRED
             tupleInfo   %URI;             "">

   <!-- e.g., baseline='urn:ietf:rfc:rfc2533' -->
   <!ELEMENT capability (#PCDATA)>
   <!ATTLIST capability
             baseline    %URI              #REQUIRED>


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7 Security Considerations

Consult [1]'s Section 11 for a discussion of security issues.

In addition, timestamps issued by the the presence service may disclose location information. If this information is considered sensitive, the special timezone value "-00:00" may be used (after converting the local time accordingly).

References

   [1]   Rose, M., Klyne, G. and D. Crocker, "The Application Exchange
         Core", RFC 3340, July 2002.

   [2]   Rose, M., "The Blocks Extensible Exchange Protocol Core", RFC
         3080, March 2001.

   [3]   Rose, M., Klyne, G. and D. Crocker, "The Application Exchange
         (APEX) Access Service", RFC 3341, July 2002.


Page 22

Acknowledgements

The authors gratefully acknowledge the contributions of: Neil Cook, Eric Dixon, Darren New, Scott Pead, and Bob Wyman.

Authors' Addresses

Marshall T. Rose
Dover Beach Consulting, Inc.
POB 255268
Sacramento, CA 95865-5268
US

Phone: +1 916 483 8878
EMail: mrose@dbc.mtview.ca.us

Graham Klyne
Nine by Nine

EMail: gk@ninebynine.org

David H. Crocker
Brandenburg InternetWorking
675 Spruce Drive
Sunnyvale, CA 94086
US

Phone: +1 408 246 8253
EMail: dcrocker@brandenburg.com

   URI:   http://www.brandenburg.com/


Page 23

Full Copyright Statement

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