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Network Working Group Request for Comments: 2274 Obsoletes: 2264 Category: Standards Track |
U. Blumenthal IBM T. J. Watson Research B. Wijnen IBM T. J. Watson Research January 1998 |
This document specifies an Internet standards track protocol for the Internet community, and requests discussion and suggestions for improvements. Please refer to the current edition of the "Internet Official Protocol Standards" (STD 1) for the standardization state and status of this protocol. Distribution of this memo is unlimited.
Copyright © The Internet Society (1998). All Rights Reserved.
Due to a clerical error in the assignment of the snmpModules in this memo, this RFC provides the corrected number assignment for this protocol. This memo obsoletes RFC 2264.
This document describes the User-based Security Model (USM) for SNMP version 3 for use in the SNMP architecture [RFC2271]. It defines the Elements of Procedure for providing SNMP message level security. This document also includes a MIB for remotely monitoring/managing the configuration parameters for this Security Model.
The Architecture for describing Internet Management Frameworks [RFC2271] describes that an SNMP engine is composed of:
1) a Dispatcher
2) a Message Processing Subsystem,
3) a Security Subsystem, and
4) an Access Control Subsystem.
Applications make use of the services of these subsystems.
It is important to understand the SNMP architecture and the terminology of the architecture to understand where the Security Model described in this document fits into the architecture and
interacts with other subsystems within the architecture. The reader is expected to have read and understood the description of the SNMP architecture, as defined in [RFC2271].
This memo [RFC2274] describes the User-based Security Model as it is used within the SNMP Architecture. The main idea is that we use the traditional concept of a user (identified by a userName) with which to associate security information.
This memo describes the use of HMAC-MD5-96 and HMAC-SHA-96 as the authentication protocols and the use of CBC-DES as the privacy protocol. The User-based Security Model however allows for other such protocols to be used instead of or concurrent with these protocols. Therefore, the description of HMAC-MD5-96, HMAC-SHA-96 and CBC-DES are in separate sections to reflect their self-contained nature and to indicate that they can be replaced or supplemented in the future.
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document are to be interpreted as described in [RFC2119].
Several of the classical threats to network protocols are applicable to the network management problem and therefore would be applicable to any SNMP Security Model. Other threats are not applicable to the network management problem. This section discusses principal threats, secondary threats, and threats which are of lesser importance.
The principal threats against which this SNMP Security Model should provide protection are:
- Modification of Information
The modification threat is the danger that some unauthorized entity
may alter in-transit SNMP messages generated on behalf of an
authorized user in such a way as to effect unauthorized management
operations, including falsifying the value of an object.
- Masquerade
The masquerade threat is the danger that management operations not
authorized for some user may be attempted by assuming the identity
of another user that has the appropriate authorizations.
Two secondary threats are also identified. The Security Model defined in this memo provides limited protection against:
- Disclosure
The disclosure threat is the danger of eavesdropping on the
exchanges between managed agents and a management station.
Protecting against this threat may be required as a matter of local
policy.
- Message Stream Modification
The SNMP protocol is typically based upon a connection-less
transport service which may operate over any sub-network service.
The re-ordering, delay or replay of messages can and does occur
through the natural operation of many such sub-network services.
The message stream modification threat is the danger that messages
may be maliciously re-ordered, delayed or replayed to an extent
which is greater than can occur through the natural operation of a
sub-network service, in order to effect unauthorized management
operations.
There are at least two threats that an SNMP Security Model need not protect against. The security protocols defined in this memo do not provide protection against:
- Denial of Service
This SNMP Security Model does not attempt to address the broad
range of attacks by which service on behalf of authorized users is
denied. Indeed, such denial-of-service attacks are in many cases
indistinguishable from the type of network failures with which any
viable network management protocol must cope as a matter of course.
- Traffic Analysis
This SNMP Security Model does not attempt to address traffic
analysis attacks. Indeed, many traffic patterns are predictable -
devices may be managed on a regular basis by a relatively small
number of management applications - and therefore there is no
significant advantage afforded by protecting against traffic
analysis.
Based on the foregoing account of threats in the SNMP network management environment, the goals of this SNMP Security Model are as follows.
1) Provide for verification that each received SNMP message has not been modified during its transmission through the network.
2) Provide for verification of the identity of the user on whose behalf a received SNMP message claims to have been generated.
3) Provide for detection of received SNMP messages, which request or contain management information, whose time of generation was not recent.
4) Provide, when necessary, that the contents of each received SNMP message are protected from disclosure.
In addition to the principal goal of supporting secure network management, the design of this SNMP Security Model is also influenced by the following constraints:
1) When the requirements of effective management in times of network stress are inconsistent with those of security, the design should prefer the former.
2) Neither the security protocol nor its underlying security mechanisms should depend upon the ready availability of other network services (e.g., Network Time Protocol (NTP) or key management protocols).
3) A security mechanism should entail no changes to the basic SNMP network management philosophy.
The security services necessary to support the goals of this SNMP Security Model are as follows:
- Data Integrity
is the provision of the property that data has not been altered or
destroyed in an unauthorized manner, nor have data sequences been
altered to an extent greater than can occur non-maliciously.
- Data Origin Authentication
is the provision of the property that the claimed identity of the
user on whose behalf received data was originated is corroborated.
- Data Confidentiality
is the provision of the property that information is not made
available or disclosed to unauthorized individuals, entities, or
processes.
- Message timeliness and limited replay protection
is the provision of the property that a message whose generation
time is outside of a specified time window is not accepted. Note
that message reordering is not dealt with and can occur in normal
conditions too.
For the protocols specified in this memo, it is not possible to assure the specific originator of a received SNMP message; rather, it is the user on whose behalf the message was originated that is authenticated.
For these protocols, it not possible to obtain data integrity without data origin authentication, nor is it possible to obtain data origin authentication without data integrity. Further, there is no provision for data confidentiality without both data integrity and data origin authentication.
The security protocols used in this memo are considered acceptably secure at the time of writing. However, the procedures allow for new authentication and privacy methods to be specified at a future time if the need arises.
The security protocols defined in this memo are split in three different modules and each has its specific responsibilities such that together they realize the goals and security services described above:
- The authentication module MUST provide for:
- Data Integrity,
- Data Origin Authentication
- The timeliness module MUST provide for:
- Protection against message delay or replay (to an extent
greater than can occur through normal operation)
The privacy module MUST provide for
- Protection against disclosure of the message payload.
The timeliness module is fixed for the User-based Security Model while there is provision for multiple authentication and/or privacy modules, each of which implements a specific authentication or privacy protocol respectively.
Section 3 (Elements of Procedure) uses the timeliness values in an SNMP message to do timeliness checking. The timeliness check is only performed if authentication is applied to the message. Since the
complete message is checked for integrity, we can assume that the timeliness values in a message that passes the authentication module are trustworthy.
Section 6 describes the HMAC-MD5-96 authentication protocol which is the first authentication protocol that MUST be supported with the User-based Security Model. Section 7 describes the HMAC-SHA-96 authentication protocol which is another authentication protocol that SHOULD be supported with the User-based Security Model. In the future additional or replacement authentication protocols may be defined as new needs arise.
The User-based Security Model prescribes that, if authentication is used, then the complete message is checked for integrity in the authentication module.
For a message to be authenticated, it needs to pass authentication check by the authentication module and the timeliness check which is a fixed part of this User-based Security model.
Section 8 describes the CBC-DES Symmetric Encryption Protocol which is the first privacy protocol to be used with the User-based Security Model. In the future additional or replacement privacy protocols may be defined as new needs arise.
The User-based Security Model prescribes that the scopedPDU is protected from disclosure when a message is sent with privacy.
The User-based Security Model also prescribes that a message needs to be authenticated if privacy is in use.
In order to protect against message replay, delay and redirection, one of the SNMP engines involved in each communication is designated to be the authoritative SNMP engine. When an SNMP message contains a payload which expects a response (for example a Get, GetNext, GetBulk, Set or Inform PDU), then the receiver of such messages is authoritative. When an SNMP message contains a payload which does not expect a response (for example an SNMPv2-Trap, Response or Report PDU), then the sender of such a message is authoritative.
The following mechanisms are used:
1) To protect against the threat of message delay or replay (to an extent greater than can occur through normal operation), a set of timeliness indicators (for the authoritative SNMP engine) are included in each message generated. An SNMP engine evaluates the timeliness indicators to determine if a received message is recent. An SNMP engine may evaluate the timeliness indicators to ensure that a received message is at least as recent as the last message it received from the same source. A non-authoritative SNMP engine uses received authentic messages to advance its notion of the timeliness indicators at the remote authoritative source.
An SNMP engine MUST also use a mechanism to match incoming Responses to outstanding Requests and it MUST drop any Responses that do not match an outstanding request. For example, a msgID can be inserted in every message to cater for this functionality.
These mechanisms provide for the detection of authenticated messages whose time of generation was not recent.
This protection against the threat of message delay or replay does not imply nor provide any protection against unauthorized deletion or suppression of messages. Also, an SNMP engine may not be able to detect message reordering if all the messages involved are sent within the Time Window interval. Other mechanisms defined independently of the security protocol can also be used to detect the re-ordering replay, deletion, or suppression of messages containing Set operations (e.g., the MIB variable snmpSetSerialNo [RFC1907]).
2) Verification that a message sent to/from one authoritative SNMP engine cannot be replayed to/as-if-from another authoritative SNMP engine.
Included in each message is an identifier unique to the authoritative SNMP engine associated with the sender or intended recipient of the message.
A Report, Response or Trap message sent by an authoritative SNMP engine to one non-authoritative SNMP engine can potentially be replayed to another non-authoritative SNMP engine. The latter non-authoritative SNMP engine might (if it knows about the same userName with the same secrets at the authoritative SNMP engine) as a result update its notion of timeliness indicators of the authoritative SNMP engine, but that is not considered a threat.
In this case, A Report or Response message will be discarded by the Message Processing Model, because there should not be an outstanding Request message. A Trap will possibly be accepted. Again, that is not considered a threat, because the communication was authenticated and timely. It is as if the authoritative SNMP engine was configured to start sending Traps to the second SNMP engine, which theoretically can happen without the knowledge of the second SNMP engine anyway. Anyway, the second SNMP engine may not expect to receive this Trap, but is allowed to see the management information contained in it.
3) Detection of messages which were not recently generated.
A set of time indicators are included in the message, indicating the time of generation. Messages without recent time indicators are not considered authentic. In addition, an SNMP engine MUST drop any Responses that do not match an outstanding request. This however is the responsibility of the Message Processing Model.
This memo allows the same user to be defined on multiple SNMP engines. Each SNMP engine maintains a value, snmpEngineID, which uniquely identifies the SNMP engine. This value is included in each message sent to/from the SNMP engine that is authoritative (see section 1.5.1). On receipt of a message, an authoritative SNMP engine checks the value to ensure that it is the intended recipient, and a non-authoritative SNMP engine uses the value to ensure that the message is processed using the correct state information.
Each SNMP engine maintains two values, snmpEngineBoots and snmpEngineTime, which taken together provide an indication of time at that SNMP engine. Both of these values are included in an authenticated message sent to/received from that SNMP engine. On receipt, the values are checked to ensure that the indicated timeliness value is within a Time Window of the current time. The Time Window represents an administrative upper bound on acceptable delivery delay for protocol messages.
For an SNMP engine to generate a message which an authoritative SNMP engine will accept as authentic, and to verify that a message received from that authoritative SNMP engine is authentic, such an SNMP engine must first achieve timeliness synchronization with the authoritative SNMP engine. See section 2.3.
Abstract service interfaces have been defined to describe the conceptual interfaces between the various subsystems within an SNMP entity. Similarly a set of abstract service interfaces have been
defined within the User-based Security Model (USM) to describe the conceptual interfaces between the generic USM services and the self- contained authentication and privacy services.
These abstract service interfaces are defined by a set of primitives that define the services provided and the abstract data elements that must be passed when the services are invoked. This section lists the primitives that have been defined for the User-based Security Model.
The User-based Security Model provides the following internal primitives to pass data back and forth between the Security Model itself and the authentication service:
statusInformation =
authenticateOutgoingMsg(
IN authKey -- secret key for authentication
IN wholeMsg -- unauthenticated complete message
OUT authenticatedWholeMsg -- complete authenticated message
)
statusInformation =
authenticateIncomingMsg(
IN authKey -- secret key for authentication
IN authParameters -- as received on the wire
IN wholeMsg -- as received on the wire
OUT authenticatedWholeMsg -- complete authenticated message
)
The User-based Security Model provides the following internal primitives to pass data back and forth between the Security Model itself and the privacy service:
statusInformation =
encryptData(
IN encryptKey -- secret key for encryption
IN dataToEncrypt -- data to encrypt (scopedPDU)
OUT encryptedData -- encrypted data (encryptedPDU)
OUT privParameters -- filled in by service provider
)
statusInformation =
decryptData(
IN decryptKey -- secret key for decrypting
IN privParameters -- as received on the wire
IN encryptedData -- encrypted data (encryptedPDU)
OUT decryptedData -- decrypted data (scopedPDU)
)
This section contains definitions required to realize the security model defined by this memo.
Management operations using this Security Model make use of a defined set of user identities. For any user on whose behalf management operations are authorized at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes to communicate with another SNMP engine must also have knowledge of a user known to that engine, including knowledge of the applicable attributes of that user.
A user and its attributes are defined as follows:
userName
A string representing the name of the user.
securityName
A human-readable string representing the user in a format that is
Security Model independent.
authProtocol
An indication of whether messages sent on behalf of this user can
be authenticated, and if so, the type of authentication protocol
which is used. Two such protocols are defined in this memo:
- the HMAC-MD5-96 authentication protocol.
- the HMAC-SHA-96 authentication protocol.
authKey
If messages sent on behalf of this user can be authenticated,
the (private) authentication key for use with the authentication
protocol. Note that a user's authentication key will normally
be different at different authoritative SNMP engines. The authKey
is not accessible via SNMP. The length requirements of the authKey
are defined by the authProtocol in use.
authKeyChange and authOwnKeyChange
The only way to remotely update the authentication key. Does
that in a secure manner, so that the update can be completed
without the need to employ privacy protection.
privProtocol
An indication of whether messages sent on behalf of this user
can be protected from disclosure, and if so, the type of privacy
protocol which is used. One such protocol is defined in this
memo: the CBC-DES Symmetric Encryption Protocol.
privKey
If messages sent on behalf of this user can be en/decrypted,
the (private) privacy key for use with the privacy protocol.
Note that a user's privacy key will normally be different at
different authoritative SNMP engines. The privKey is not
accessible via SNMP. The length requirements of the privKey are
defined by the privProtocol in use.
privKeyChange and privOwnKeyChange
The only way to remotely update the encryption key. Does that
in a secure manner, so that the update can be completed without
the need to employ privacy protection.
Each SNMP engine maintains three objects:
- snmpEngineID, which (at least within an administrative domain)
uniquely and unambiguously identifies an SNMP engine.
- snmpEngineBoots, which is a count of the number of times the
SNMP engine has re-booted/re-initialized since snmpEngineID
was last configured; and,
- snmpEngineTime, which is the number of seconds since the
snmpEngineBoots counter was last incremented.
Each SNMP engine is always authoritative with respect to these
objects in its own SNMP entity. It is the responsibility of a
non-authoritative SNMP engine to synchronize with the
authoritative SNMP engine, as appropriate.
An authoritative SNMP engine is required to maintain the values of its snmpEngineID and snmpEngineBoots in non-volatile storage.
The msgAuthoritativeEngineID value contained in an authenticated message is used to defeat attacks in which messages from one SNMP engine to another SNMP engine are replayed to a different SNMP engine. It represents the snmpEngineID at the authoritative SNMP engine involved in the exchange of the message.
When an authoritative SNMP engine is first installed, it sets its local value of snmpEngineID according to a enterprise-specific algorithm (see the definition of the Textual Convention for SnmpEngineID in the SNMP Architecture document [RFC2271]).
The msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime values contained in an authenticated message are used to defeat attacks in which messages are replayed when they are no longer valid. They represent the snmpEngineBoots and snmpEngineTime values at the authoritative SNMP engine involved in the exchange of the message.
Through use of snmpEngineBoots and snmpEngineTime, there is no requirement for an SNMP engine to have a non-volatile clock which ticks (i.e., increases with the passage of time) even when the SNMP engine is powered off. Rather, each time an SNMP engine re-boots, it retrieves, increments, and then stores snmpEngineBoots in non-volatile storage, and resets snmpEngineTime to zero.
When an SNMP engine is first installed, it sets its local values
of snmpEngineBoots and snmpEngineTime to zero. If snmpEngineTime
ever reaches its maximum value (2147483647), then snmpEngineBoots
is incremented as if the SNMP engine has re-booted and
snmpEngineTime is reset to zero and starts incrementing again.
Each time an authoritative SNMP engine re-boots, any SNMP engines holding that authoritative SNMP engine's values of snmpEngineBoots and snmpEngineTime need to re-synchronize prior to sending correctly authenticated messages to that authoritative SNMP engine (see Section 2.3 for (re-)synchronization procedures). Note, however, that the procedures do provide for a notification to be accepted as authentic by a receiving SNMP engine, when sent by an authoritative SNMP engine which has re-booted since the receiving SNMP engine last (re-)synchronized.
If an authoritative SNMP engine is ever unable to determine its latest snmpEngineBoots value, then it must set its snmpEngineBoots value to 2147483647.
Whenever the local value of snmpEngineBoots has the value 2147483647 it latches at that value and an authenticated message always causes an notInTimeWindow authentication failure.
In order to reset an SNMP engine whose snmpEngineBoots value has reached the value 2147483647, manual intervention is required. The engine must be physically visited and re-configured, either
with a new snmpEngineID value, or with new secret values for the authentication and privacy protocols of all users known to that SNMP engine. Note that even if an SNMP engine re-boots once a second that it would still take approximately 68 years before the max value of 2147483647 would be reached.
The Time Window is a value that specifies the window of time in which a message generated on behalf of any user is valid. This memo specifies that the same value of the Time Window, 150 seconds, is used for all users.
Time synchronization, required by a non-authoritative SNMP engine
in order to proceed with authentic communications, has occurred
when the non-authoritative SNMP engine has obtained a local notion
of the authoritative SNMP engine's values of snmpEngineBoots and
snmpEngineTime from the authoritative SNMP engine. These values
must be (and remain) within the authoritative SNMP engine's Time
Window. So the local notion of the authoritative SNMP engine's
values must be kept loosely synchronized with the values stored
at the authoritative SNMP engine. In addition to keeping a local
copy of snmpEngineBoots and snmpEngineTime from the authoritative
SNMP engine, a non-authoritative SNMP engine must also keep one
local variable, latestReceivedEngineTime. This value records the
highest value of snmpEngineTime that was received by the
non-authoritative SNMP engine from the authoritative SNMP engine
and is used to eliminate the possibility of replaying messages
that would prevent the non-authoritative SNMP engine's notion of
the snmpEngineTime from advancing.
A non-authoritative SNMP engine must keep local notions of these values for each authoritative SNMP engine with which it wishes to communicate. Since each authoritative SNMP engine is uniquely and unambiguously identified by its value of snmpEngineID, the non-authoritative SNMP engine may use this value as a key in order to cache its local notions of these values.
Time synchronization occurs as part of the procedures of receiving an SNMP message (Section 3.2, step 7b). As such, no explicit time synchronization procedure is required by a non-authoritative SNMP engine. Note, that whenever the local value of snmpEngineID is changed (e.g., through discovery) or when secure communications are first established with an authoritative SNMP engine, the local
values of snmpEngineBoots and latestReceivedEngineTime should be set to zero. This will cause the time synchronization to occur when the next authentic message is received.
The syntax of an SNMP message using this Security Model adheres to the message format defined in the version-specific Message Processing Model document (for example [RFC2272]).
The field msgSecurityParameters in SNMPv3 messages has a data type of OCTET STRING. Its value is the BER serialization of the following ASN.1 sequence:
USMSecurityParametersSyntax DEFINITIONS IMPLICIT TAGS ::= BEGIN
UsmSecurityParameters ::=
SEQUENCE {
-- global User-based security parameters
msgAuthoritativeEngineID OCTET STRING,
msgAuthoritativeEngineBoots INTEGER (0..2147483647),
msgAuthoritativeEngineTime INTEGER (0..2147483647),
msgUserName OCTET STRING (SIZE(1..32)),
-- authentication protocol specific parameters
msgAuthenticationParameters OCTET STRING,
-- privacy protocol specific parameters
msgPrivacyParameters OCTET STRING
}
END
The fields of this sequence are:
- The msgAuthoritativeEngineID specifies the snmpEngineID of the
authoritative SNMP engine involved in the exchange of the message.
- The msgAuthoritativeEngineBoots specifies the snmpEngineBoots
value at the authoritative SNMP engine involved in the exchange of
the message.
- The msgAuthoritativeEngineTime specifies the snmpEngineTime value
at the authoritative SNMP engine involved in the exchange of the
message.
- The msgUserName specifies the user (principal) on whose behalf
the message is being exchanged.
- The msgAuthenticationParameters are defined by the authentication
protocol in use for the message, as defined by the
usmUserAuthProtocol column in the user's entry in the usmUserTable.
- The msgPrivacyParameters are defined by the privacy protocol in
use for the message, as defined by the usmUserPrivProtocol column
in the user's entry in the usmUserTable).
See appendix A.4 for an example of the BER encoding of field msgSecurityParameters.
This section describes the services provided by the User-based Security Model with their inputs and outputs.
The services are described as primitives of an abstract service interface and the inputs and outputs are described as abstract data elements as they are passed in these abstract service primitives.
When the Message Processing (MP) Subsystem invokes the User-based Security module to secure an outgoing SNMP message, it must use the appropriate service as provided by the Security module. These two services are provided:
1) A service to generate a Request message. The abstract service primitive is:
statusInformation = -- success or errorIndication
generateRequestMsg(
IN messageProcessingModel -- typically, SNMP version
IN globalData -- message header, admin data
IN maxMessageSize -- of the sending SNMP entity
IN securityModel -- for the outgoing message
IN securityEngineID -- authoritative SNMP entity
IN securityName -- on behalf of this principal
IN securityLevel -- Level of Security requested
IN scopedPDU -- message (plaintext) payload
OUT securityParameters -- filled in by Security Module
OUT wholeMsg -- complete generated message
OUT wholeMsgLength -- length of generated message
)
2) A service to generate a Response message. The abstract service primitive is:
statusInformation = -- success or errorIndication
generateResponseMsg(
IN messageProcessingModel -- typically, SNMP version
IN globalData -- message header, admin data
IN maxMessageSize -- of the sending SNMP entity
IN securityModel -- for the outgoing message
IN securityEngineID -- authoritative SNMP entity
IN securityName -- on behalf of this principal
IN securityLevel -- Level of Security requested
IN scopedPDU -- message (plaintext) payload
IN securityStateReference -- reference to security state
-- information from original
-- request
OUT securityParameters -- filled in by Security Module
OUT wholeMsg -- complete generated message
OUT wholeMsgLength -- length of generated message
)
The abstract data elements passed as parameters in the abstract service primitives are as follows:
statusInformation
An indication of whether the encoding and securing of the message
was successful. If not it is an indication of the problem.
essageProcessingModel
The SNMP version number for the message to be generated. This
data is not used by the User-based Security module.
globalData
The message header (i.e., its administrative information). This
data is not used by the User-based Security module.
maxMessageSize
The maximum message size as included in the message. This data is
not used by the User-based Security module.
securityParameters
These are the security parameters. They will be filled in by the
User-based Security module.
securityModel
The securityModel in use. Should be User-based Security Model.
This data is not used by the User-based Security module.
securityName
Together with the snmpEngineID it identifies a row in the
usmUserTable that is to be used for securing the message. The
securityName has a format that is independent of the Security
Model. In case of a response this parameter is ignored and the
value from the cache is used.
securityLevel
The Level of Security from which the User-based Security module
determines if the message needs to be protected from disclosure
and if the message needs to be authenticated. In case of a
response this parameter is ignored and the value from the cache is
used.
securityEngineID
The snmpEngineID of the authoritative SNMP engine to which a
Request message is to be sent. In case of a response it is implied
to be the processing SNMP engine's snmpEngineID and so if it is
specified, then it is ignored.
scopedPDU
The message payload. The data is opaque as far as the User-based
Security Model is concerned.
securityStateReference
A handle/reference to cachedSecurityData to be used when securing
an outgoing Response message. This is the exact same
handle/reference as it was generated by the User-based Security
module when processing the incoming Request message to which this
is the Response message.
wholeMsg
The fully encoded and secured message ready for sending on the
wire.
wholeMsgLength
The length of the encoded and secured message (wholeMsg).
Upon completion of the process, the User-based Security module returns statusInformation. If the process was successful, the completed message with privacy and authentication applied if such was requested by the specified securityLevel is returned. If the process was not successful, then an errorIndication is returned.
When the Message Processing (MP) Subsystem invokes the User-based Security module to verify proper security of an incoming message, it must use the service provided for an incoming message. The abstract service primitive is:
statusInformation = -- errorIndication or success
-- error counter OID/value if error
processIncomingMsg(
IN messageProcessingModel -- typically, SNMP version
IN maxMessageSize -- of the sending SNMP entity
IN securityParameters -- for the received message
IN securityModel -- for the received message
IN securityLevel -- Level of Security
IN wholeMsg -- as received on the wire
IN wholeMsgLength -- length as received on the wire
OUT securityEngineID -- authoritative SNMP entity
OUT securityName -- identification of the principal
OUT scopedPDU, -- message (plaintext) payload
OUT maxSizeResponseScopedPDU -- maximum size of the Response PDU
OUT securityStateReference -- reference to security state
) -- information, needed for response
The abstract data elements passed as parameters in the abstract service primitives are as follows:
statusInformation
An indication of whether the process was successful or not. If
not, then the statusInformation includes the OID and the value of
the error counter that was incremented.
messageProcessingModel
The SNMP version number as received in the message. This data is
not used by the User-based Security module.
maxMessageSize
The maximum message size as included in the message. The User-
based Security module uses this value to calculate the
maxSizeResponseScopedPDU.
securityParameters
These are the security parameters as received in the message.
securityModel
The securityModel in use. Should be the User-based Security
Model. This data is not used by the User-based Security module.
securityLevel
The Level of Security from which the User-based Security module
determines if the message needs to be protected from disclosure
and if the message needs to be authenticated.
wholeMsg
The whole message as it was received.
wholeMsgLength
The length of the message as it was received (wholeMsg).
securityEngineID
The snmpEngineID that was extracted from the field
msgAuthoritativeEngineID and that was used to lookup the secrets
in the usmUserTable.
securityName
The security name representing the user on whose behalf the
message was received. The securityName has a format that is
independent of the Security Model.
scopedPDU
The message payload. The data is opaque as far as the User-based
Security Model is concerned.
maxSizeResponseScopedPDU
The maximum size of a scopedPDU to be included in a possible
Response message. The User-base Security module calculates
this size based on the mms (as received in the message) and the
space required for the message header (including the
securityParameters) for such a Response message.
securityStateReference
A handle/reference to cachedSecurityData to be used when securing
an outgoing Response message. When the Message Processing
Subsystem calls the User-based Security module to generate a
response to this incoming message it must pass this
handle/reference.
Upon completion of the process, the User-based Security module returns statusInformation and, if the process was successful, the additional data elements for further processing of the message. If the process was not successful, then an errorIndication, possibly with a OID and value pair of an error counter that was incremented.
A localized key is a secret key shared between a user U and one authoritative SNMP engine E. Even though a user may have only one password and therefore one key for the whole network, the actual secrets shared between the user and each authoritative SNMP engine will be different. This is achieved by key localization [Localized- key].
First, if a user uses a password, then the user's password is converted into a key Ku using one of the two algorithms described in Appendices A.2.1 and A.2.2.
To convert key Ku into a localized key Kul of user U at the authoritative SNMP engine E, one appends the snmpEngineID of the authoritative SNMP engine to the key Ku and then appends the key Ku to the result, thus enveloping the snmpEngineID within the two copies of user's key Ku. Then one runs a secure hash function (which one depends on the authentication protocol defined for this user U at authoritative SNMP engine E; this document defines two authentication protocols with their associated algorithms based on MD5 and SHA). The output of the hash-function is the localized key Kul for user U at the authoritative SNMP engine E.
This section describes the security related procedures followed by an SNMP engine when processing SNMP messages according to the User-based Security Model.
This section describes the procedure followed by an SNMP engine whenever it generates a message containing a management operation (like a request, a response, a notification, or a report) on behalf of a user, with a particular securityLevel.
1) a) If any securityStateReference is passed (Response message),
then information concerning the user is extracted from the
cachedSecurityData. The securityEngineID and the
securityLevel are extracted from the cachedSecurityData. The
cachedSecurityData can now be discarded.
Otherwise,
b) based on the securityName, information concerning the
user at the destination snmpEngineID, specified by the
securityEngineID, is extracted from the Local Configuration
Datastore (LCD, usmUserTable). If information about the user
is absent from the LCD, then an error indication
(unknownSecurityName) is returned to the calling module.
2) If the securityLevel specifies that the message is to be protected from disclosure, but the user does not support both an authentication and a privacy protocol then the message cannot be sent. An error indication (unsupportedSecurityLevel) is returned to the calling module.
3) If the securityLevel specifies that the message is to be authenticated, but the user does not support an authentication protocol, then the message cannot be sent. An error indication (unsupportedSecurityLevel) is returned to the calling module.
4) a) If the securityLevel specifies that the message is to be protected from disclosure, then the octet sequence representing the serialized scopedPDU is encrypted according to the user's privacy protocol. To do so a call is made to the privacy module that implements the user's privacy protocol according to the abstract primitive:
statusInformation = -- success or failure
encryptData(
IN encryptKey -- user's localized privKey
IN dataToEncrypt -- serialized scopedPDU
OUT encryptedData -- serialized encryptedPDU
OUT privParameters -- serialized privacy parameters
)
statusInformation
indicates if the encryption process was successful or not.
encryptKey
the user's localized private privKey is the secret key that
can be used by the encryption algorithm.
dataToEncrypt
the serialized scopedPDU is the data that to be encrypted.
encryptedData
the encryptedPDU represents the encrypted scopedPDU,
encoded as an OCTET STRING.
privParameters
the privacy parameters, encoded as an OCTET STRING.
If the privacy module returns failure, then the message cannot be sent and an error indication (encryptionError) is returned to the calling module.
If the privacy module returns success, then the returned privParameters are put into the msgPrivacyParameters field of the securityParameters and the encryptedPDU serves as the payload of the message being prepared.
Otherwise,
b) If the securityLevel specifies that the message is not to be protected from disclosure, then the NULL string is encoded as an OCTET STRING and put into the msgPrivacyParameters field of the securityParameters and the plaintext scopedPDU serves as the payload of the message being prepared.
5) The snmpEngineID is encoded as an OCTET STRING into the
msgAuthoritativeEngineID field of the securityParameters. Note
that an empty (zero length) snmpEngineID is OK for a Request
message, because that will cause the remote (authoritative) SNMP
engine to return a Report PDU with the proper snmpEngineID
included in the msgAuthoritativeEngineID in the
securityParameters of that returned Report PDU.
6) a) If the securityLevel specifies that the message is to be authenticated, then the current values of snmpEngineBoots and snmpEngineTime corresponding to the snmpEngineID from the LCD are used.
Otherwise,
b) If this is a Response message, then the current value of snmpEngineBoots and snmpEngineTime corresponding to the local snmpEngineID from the LCD are used.
Otherwise,
c) If this is a Request message, then a zero value is used for both snmpEngineBoots and snmpEngineTime. This zero value gets used if snmpEngineID is empty.
The values are encoded as INTEGER respectively into the msgAuthoritativeEngineBoots and msgAuthoritativeEngineTime fields of the securityParameters.
7) The userName is encoded as an OCTET STRING into the msgUserName field of the securityParameters.
8) a) If the securityLevel specifies that the message is to be
authenticated, the message is authenticated according to the
user's authentication protocol. To do so a call is made to the
authentication module that implements the user's
authentication protocol according to the abstract service
primitive:
statusInformation =
authenticateOutgoingMsg(
IN authKey -- the user's localized authKey
IN wholeMsg -- unauthenticated message
OUT authenticatedWholeMsg -- authenticated complete message
)
statusInformation
indicates if authentication was successful or not.
authKey
the user's localized private authKey is the secret key that
can be used by the authentication algorithm.
wholeMsg
the complete serialized message to be authenticated.
authenticatedWholeMsg
the same as the input given to the authenticateOutgoingMsg
service, but with msgAuthenticationParameters properly
filled in.
If the authentication module returns failure, then the message cannot be sent and an error indication (authenticationFailure) is returned to the calling module.
If the authentication module returns success, then the
msgAuthenticationParameters field is put into the
securityParameters and the authenticatedWholeMsg represents
the serialization of the authenticated message being prepared.
Otherwise,
b) If the securityLevel specifies that the message is not to be authenticated then the NULL string is encoded as an OCTET STRING into the msgAuthenticationParameters field of the securityParameters. The wholeMsg is now serialized and then represents the unauthenticated message being prepared.
9) The completed message with its length is returned to the calling module with the statusInformation set to success.
This section describes the procedure followed by an SNMP engine whenever it receives a message containing a management operation on behalf of a user, with a particular securityLevel.
To simplify the elements of procedure, the release of state
information is not always explicitly specified. As a general rule, if
state information is available when a message gets discarded, the
state information should also be released. Also, when an error
indication with an OID and value for an incremented counter is
returned, then the available information (like
securityStateReference) must be passed back to the caller so it can
generate a Report PDU.
1) If the received securityParameters is not the serialization (according to the conventions of [RFC1906]) of an OCTET STRING formatted according to the UsmSecurityParameters defined in section 2.4, then the snmpInASNParseErrs counter [RFC1907] is incremented, and an error indication (parseError) is returned to the calling module. Note that we return without the OID and value of the incremented counter, because in this case there is not enough information to generate a Report PDU.
2) The values of the security parameter fields are extracted from the securityParameters. The securityEngineID to be returned to the caller is the value of the msgAuthoritativeEngineID field. The cachedSecurityData is prepared and a securityStateReference is prepared to reference this data. Values to be cached are:
msgUserName
securityEngineID
securityLevel
3) If the value of the msgAuthoritativeEngineID field in the securityParameters is unknown then:
a) a non-authoritative SNMP engine that performs discovery may optionally create a new entry in its Local Configuration Datastore (LCD) and continue processing;
or
b) the usmStatsUnknownEngineIDs counter is incremented, and an error indication (unknownEngineID) together with the OID and value of the incremented counter is returned to the calling module.
4) Information about the value of the msgUserName and
msgAuthoritativeEngineID fields is extracted from the Local
Configuration Datastore (LCD, usmUserTable). If no information
is available for the user, then the usmStatsUnknownUserNames
counter is incremented and an error indication
(unknownSecurityName) together with the OID and value of the
incremented counter is returned to the calling module.
5) If the information about the user indicates that it does not support the securityLevel requested by the caller, then the usmStatsUnsupportedSecLevels counter is incremented and an error indication (unsupportedSecurityLevel) together with the OID and value of the incremented counter is returned to the calling module.
6) If the securityLevel specifies that the message is to be authenticated, then the message is authenticated according to the user's authentication protocol. To do so a call is made to the authentication module that implements the user's authentication protocol according to the abstract service primitive:
statusInformation = -- success or failure
authenticateIncomingMsg(
IN authKey -- the user's localized authKey
IN authParameters -- as received on the wire
IN wholeMsg -- as received on the wire
OUT authenticatedWholeMsg -- checked for authentication
)
statusInformation
indicates if authentication was successful or not.
authKey
the user's localized private authKey is the secret key that
can be used by the authentication algorithm.
wholeMsg
the complete serialized message to be authenticated.
authenticatedWholeMsg
the same as the input given to the authenticateIncomingMsg
service, but after authentication has been checked.
If the authentication module returns failure, then the message cannot be trusted, so the usmStatsWrongDigests counter is incremented and an error indication (authenticationFailure) together with the OID and value of the incremented counter is returned to the calling module.
If the authentication module returns success, then the message is authentic and can be trusted so processing continues.
7) If the securityLevel indicates an authenticated message, then the local values of snmpEngineBoots and snmpEngineTime corresponding to the value of the msgAuthoritativeEngineID field are extracted from the Local Configuration Datastore.
a) If the extracted value of msgAuthoritativeEngineID is the same as the value of snmpEngineID of the processing SNMP engine (meaning this is the authoritative SNMP engine), then if any of the following conditions is true, then the message is considered to be outside of the Time Window:
- the local value of snmpEngineBoots is 2147483647;
- the value of the msgAuthoritativeEngineBoots field differs
from the local value of snmpEngineBoots; or,
- the value of the msgAuthoritativeEngineTime field differs
from the local notion of snmpEngineTime by more than
+/- 150 seconds.
If the message is considered to be outside of the Time Window then the usmStatsNotInTimeWindows counter is incremented and an error indication (notInTimeWindow) together with the OID and value of the incremented counter is returned to the calling module.
b) If the extracted value of msgAuthoritativeEngineID is not the same as the value snmpEngineID of the processing SNMP engine (meaning this is not the authoritative SNMP engine), then:
1) if at least one of the following conditions is true:
- the extracted value of the msgAuthoritativeEngineBoots
field is greater than the local notion of the value of
snmpEngineBoots; or,
- the extracted value of the msgAuthoritativeEngineBoots
field is equal to the local notion of the value of
snmpEngineBoots, the extracted value of
msgAuthoritativeEngineTime field is greater than the
value of latestReceivedEngineTime,
then the LCD entry corresponding to the extracted value of the msgAuthoritativeEngineID field is updated, by setting:
- the local notion of the value of snmpEngineBoots to
the value of the msgAuthoritativeEngineBoots field,
- the local notion of the value of snmpEngineTime to
the value of the msgAuthoritativeEngineTime field,
and
- the latestReceivedEngineTime to the value of the
value of the msgAuthoritativeEngineTime field.
2) if any of the following conditions is true, then the message is considered to be outside of the Time Window:
- the local notion of the value of snmpEngineBoots is
2147483647;
- the value of the msgAuthoritativeEngineBoots field is
less than the local notion of the value of
snmpEngineBoots; or,
- the value of the msgAuthoritativeEngineBoots field is
equal to the local notion of the value of
snmpEngineBoots and the value of the
msgAuthoritativeEngineTime field is more than 150
seconds less than the local notion of of the value of
snmpEngineTime.
If the message is considered to be outside of the Time Window then an error indication (notInTimeWindow) is returned to the calling module;
Note that this means that a too old (possibly replayed) message has been detected and is deemed unauthentic.
Note that this procedure allows for the value of msgAuthoritativeEngineBoots in the message to be greater than the local notion of the value of snmpEngineBoots to allow for received messages to be accepted as authentic
when received from an authoritative SNMP engine that has
re-booted since the receiving SNMP engine last
(re-)synchronized.
Note that this procedure does not allow for automatic time synchronization if the non-authoritative SNMP engine has a real out-of-sync situation whereby the authoritative SNMP engine is more than 150 seconds behind the non-authoritative SNMP engine.
8) a) If the securityLevel indicates that the message was protected from disclosure, then the OCTET STRING representing the encryptedPDU is decrypted according to the user's privacy protocol to obtain an unencrypted serialized scopedPDU value. To do so a call is made to the privacy module that implements the user's privacy protocol according to the abstract primitive:
statusInformation = -- success or failure
decryptData(
IN decryptKey -- the user's localized privKey
IN privParameters -- as received on the wire
IN encryptedData -- encryptedPDU as received
OUT decryptedData -- serialized decrypted scopedPDU
)
statusInformation
indicates if the decryption process was successful or not.
decryptKey
the user's localized private privKey is the secret key that
can be used by the decryption algorithm.
privParameters
the msgPrivacyParameters, encoded as an OCTET STRING.
encryptedData
the encryptedPDU represents the encrypted scopedPDU, encoded
as an OCTET STRING.
decryptedData
the serialized scopedPDU if decryption is successful.
If the privacy module returns failure, then the message can not be processed, so the usmStatsDecryptionErrors counter is incremented and an error indication (decryptionError) together with the OID and value of the incremented counter is returned to the calling module.
If the privacy module returns success, then the decrypted scopedPDU is the message payload to be returned to the calling module.
Otherwise,
b) The scopedPDU component is assumed to be in plain text and is the message payload to be returned to the calling module.
9) The maxSizeResponseScopedPDU is calculated. This is the maximum size allowed for a scopedPDU for a possible Response message. Provision is made for a message header that allows the same securityLevel as the received Request.
10) The securityName for the user is retrieved from the
usmUserTable.
11) The security data is cached as cachedSecurityData, so that a possible response to this message can and will use the same authentication and privacy secrets, the same securityLevel and the same value for msgAuthoritativeEngineID. Information to be saved/cached is as follows:
msgUserName,
usmUserAuthProtocol, usmUserAuthKey
usmUserPrivProtocol, usmUserPrivKey
securityEngineID, securityLevel
12) The statusInformation is set to success and a return is made to the calling module passing back the OUT parameters as specified in the processIncomingMsg primitive.
The User-based Security Model requires that a discovery process
obtains sufficient information about other SNMP engines in order to
communicate with them. Discovery requires an non-authoritative SNMP
engine to learn the authoritative SNMP engine's snmpEngineID value
before communication may proceed. This may be accomplished by
generating a Request message with a securityLevel of noAuthNoPriv, a
msgUserName of "initial", a msgAuthoritativeEngineID value of zero
length, and the varBindList left empty. The response to this message
will be a Report message containing the snmpEngineID of the
authoritative SNMP engine as the value of the
msgAuthoritativeEngineID field within the msgSecurityParameters
field. It contains a Report PDU with the usmStatsUnknownEngineIDs
counter in the varBindList.
If authenticated communication is required, then the discovery process should also establish time synchronization with the authoritative SNMP engine. This may be accomplished by sending an
authenticated Request message with the value of
msgAuthoritativeEngineID set to the newly learned snmpEngineID and
with the values of msgAuthoritativeEngineBoots and
msgAuthoritativeEngineTime set to zero. The response to this
authenticated message will be a Report message containing the up to
date values of the authoritative SNMP engine's snmpEngineBoots and
snmpEngineTime as the value of the msgAuthoritativeEngineBoots and
msgAuthoritativeEngineTime fields respectively. It also contains the
usmStatsNotInTimeWindows counter in the varBindList of the Report
PDU. The time synchronization then happens automatically as part of
the procedures in section 3.2 step 7b. See also section 2.3.
SNMP-USER-BASED-SM-MIB DEFINITIONS ::= BEGIN
snmpModules, Counter32 FROM SNMPv2-SMI
TEXTUAL-CONVENTION, TestAndIncr,
RowStatus, RowPointer,
StorageType, AutonomousType FROM SNMPv2-TC
MODULE-COMPLIANCE, OBJECT-GROUP FROM SNMPv2-CONF
SnmpAdminString, SnmpEngineID,
snmpAuthProtocols, snmpPrivProtocols FROM SNMP-FRAMEWORK-MIB;
LAST-UPDATED "9711200000Z" -- 20 Nov 1997, midnight
ORGANIZATION "SNMPv3 Working Group"
CONTACT-INFO "WG-email: snmpv3@tis.com
Subscribe: majordomo@tis.com
In msg body: subscribe snmpv3
Chair: Russ Mundy
Trusted Information Systems
postal: 3060 Washington Rd
Glenwood MD 21738
USA
email: mundy@tis.com
phone: +1-301-854-6889
Co-editor Uri Blumenthal
IBM T. J. Watson Research
postal: 30 Saw Mill River Pkwy,
Hawthorne, NY 10532
USA
email: uri@watson.ibm.com
phone: +1-914-784-7964
Co-editor: Bert Wijnen
IBM T. J. Watson Research
postal: Schagen 33
3461 GL Linschoten
Netherlands
email: wijnen@vnet.ibm.com
phone: +31-348-432-794
"
DESCRIPTION "The management information definitions for the
SNMP User-based Security Model.
"
::= { snmpModules 15 }
-- Administrative assignments ****************************************
usmMIBObjects OBJECT IDENTIFIER ::= { snmpUsmMIB 1 }
usmMIBConformance OBJECT IDENTIFIER ::= { snmpUsmMIB 2 }
-- Identification of Authentication and Privacy Protocols ************
STATUS current
DESCRIPTION "No Authentication Protocol."
::= { snmpAuthProtocols 1 }
STATUS current
DESCRIPTION "The HMAC-MD5-96 Digest Authentication Protocol."
REFERENCE "- H. Krawczyk, M. Bellare, R. Canetti HMAC:
Keyed-Hashing for Message Authentication,
RFC2104, Feb 1997.
- Rivest, R., Message Digest Algorithm MD5, RFC1321.
"
::= { snmpAuthProtocols 2 }
STATUS current
DESCRIPTION "The HMAC-SHA-96 Digest Authentication Protocol."
REFERENCE "- H. Krawczyk, M. Bellare, R. Canetti, HMAC:
Keyed-Hashing for Message Authentication,
RFC2104, Feb 1997.
- Secure Hash Algorithm. NIST FIPS 180-1.
"
::= { snmpAuthProtocols 3 }
STATUS current
DESCRIPTION "No Privacy Protocol."
::= { snmpPrivProtocols 1 }
STATUS current
DESCRIPTION "The CBC-DES Symmetric Encryption Protocol."
REFERENCE "- Data Encryption Standard, National Institute of
Standards and Technology. Federal Information
Processing Standard (FIPS) Publication 46-1.
Supersedes FIPS Publication 46,
(January, 1977; reaffirmed January, 1988).
- Data Encryption Algorithm, American National
Standards Institute. ANSI X3.92-1981,
(December, 1980).
- DES Modes of Operation, National Institute of
Standards and Technology. Federal Information
Processing Standard (FIPS) Publication 81,
(December, 1980).
- Data Encryption Algorithm - Modes of Operation,
American National Standards Institute.
ANSI X3.106-1983, (May 1983).
"
::= { snmpPrivProtocols 2 }
-- Textual Conventions ***********************************************
KeyChange ::= TEXTUAL-CONVENTION
STATUS current
DESCRIPTION
"Every definition of an object with this syntax must identify
a protocol P, a secret key K, and a hash algorithm H
that produces output of L octets.
The object's value is a manager-generated, partially-random value which, when modified, causes the value of the secret key K, to be modified via a one-way function.
The value of an instance of this object is the concatenation of two components: first a 'random' component and then a 'delta' component.
The lengths of the random and delta components
are given by the corresponding value of the protocol P;
if P requires K to be a fixed length, the length of both the
random and delta components is that fixed length; if P
allows the length of K to be variable up to a particular
maximum length, the length of the random component is that
maximum length and the length of the delta component is any
length less than or equal to that maximum length.
For example, usmHMACMD5AuthProtocol requires K to be a fixed
length of 16 octets and L - of 16 octets.
usmHMACSHAAuthProtocol requires K to be a fixed length of
20 octets and L - of 20 octets. Other protocols may define
other sizes, as deemed appropriate.
When a requestor wants to change the old key K to a new key keyNew on a remote entity, the 'random' component is obtained from either a true random generator, or from a pseudorandom generator, and the 'delta' component is computed as follows:
- a temporary variable is initialized to the existing value
of K;
- if the length of the keyNew is greater than L octets,
then:
- the random component is appended to the value of the
temporary variable, and the result is input to the
the hash algorithm H to produce a digest value, and
the temporary variable is set to this digest value;
- the value of the temporary variable is XOR-ed with
the first (next) L-octets (16 octets in case of MD5)
of the keyNew to produce the first (next) L-octets
(16 octets in case of MD5) of the 'delta' component.
- the above two steps are repeated until the unused
portion of the delta component is L octets or less,
- the random component is appended to the value of the
temporary variable, and the result is input to the
hash algorithm H to produce a digest value;
- this digest value, truncated if necessary to be the same
length as the unused portion of the keyNew, is XOR-ed
with the unused portion of the keyNew to produce the
(final portion of the) 'delta' component.
For example, using MD5 as the hash algorithm H:
iterations = (lenOfDelta - 1)/16; /* integer division */
temp = keyOld;
for (i = 0; i < iterations; i++) {
temp = MD5 (temp || random);
delta[i*16 .. (i*16)+15] =
temp XOR keyNew[i*16 .. (i*16)+15];
}
temp = MD5 (temp || random);
delta[i*16 .. lenOfDelta-1] =
temp XOR keyNew[i*16 .. lenOfDelta-1];
The 'random' and 'delta' components are then concatenated as described above, and the resulting octet string is sent to the receipient as the new value of an instance of this object.
At the receiver side, when an instance of this object is set to a new value, then a new value of K is computed as follows:
- a temporary variable is initialized to the existing value
of K;
- if the length of the delta component is greater than L
octets, then:
- the random component is appended to the value of the
temporary variable, and the result is input to the
the hash algorithm H to produce a digest value, and
the temporary variable is set to this digest value;
- the value of the temporary variable is XOR-ed with
the first (next) L-octets (16 octets in case of MD5)
of the delta component to produce the first (next)
L-octets (16 octets in case of MD5) of the new value
of K.
- the above two steps are repeated until the unused
portion of the delta component is L octets or less,
- the random component is appended to the value of the
temporary variable, and the result is input to the
hash algorithm H to produce a digest value;
- this digest value, truncated if necessary to be the same
length as the unused portion of the delta component, is
XOR-ed with the unused portion of the delta component to
produce the (final portion of the) new value of K.
For example, using MD5 as the hash algorithm H:
iterations = (lenOfDelta - 1)/16; /* integer division */
temp = keyOld;
for (i = 0; i < iterations; i++) {
temp = MD5 (temp || random);
keyNew[i*16 .. (i*16)+15] =
temp XOR delta[i*16 .. (i*16)+15];
}
temp = MD5 (temp || random);
keyNew[i*16 .. lenOfDelta-1] =
temp XOR delta[i*16 .. lenOfDelta-1];
The value of an object with this syntax, whenever it is
retrieved by the management protocol, is always the zero
length string.
"
SYNTAX OCTET STRING
-- Statistics for the User-based Security Model **********************
usmStats OBJECT IDENTIFIER ::= { usmMIBObjects 1 }
SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION "The total number of packets received by the SNMP
engine which were dropped because they requested a
securityLevel that was unknown to the SNMP engine
or otherwise unavailable.
"
::= { usmStats 1 }
SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION "The total number of packets received by the SNMP
engine which were dropped because they appeared
outside of the authoritative SNMP engine's window.
"
::= { usmStats 2 }
SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION "The total number of packets received by the SNMP
engine which were dropped because they referenced a
user that was not known to the SNMP engine.
"
::= { usmStats 3 }
SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION "The total number of packets received by the SNMP
engine which were dropped because they referenced an
snmpEngineID that was not known to the SNMP engine.
"
::= { usmStats 4 }
SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION "The total number of packets received by the SNMP
engine which were dropped because they didn't
contain the expected digest value.
"
::= { usmStats 5 }
SYNTAX Counter32
MAX-ACCESS read-only
STATUS current
DESCRIPTION "The total number of packets received by the SNMP
engine which were dropped because they could not be
decrypted.
"
::= { usmStats 6 }
-- The usmUser Group ************************************************
usmUser OBJECT IDENTIFIER ::= { usmMIBObjects 2 }
SYNTAX TestAndIncr
MAX-ACCESS read-write
STATUS current
DESCRIPTION "An advisory lock used to allow several cooperating
Command Generator Applications to coordinate their
use of facilities to alter secrets in the
usmUserTable.
"
::= { usmUser 1 }
-- The table of valid users for the User-based Security Model ********
SYNTAX SEQUENCE OF UsmUserEntry
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION "The table of users configured in the SNMP engine's
Local Configuration Datastore (LCD)."
::= { usmUser 2 }
SYNTAX UsmUserEntry
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION "A user configured in the SNMP engine's Local
Configuration Datastore (LCD) for the User-based
Security Model.
"
INDEX { usmUserEngineID,
usmUserName
}
::= { usmUserTable 1 }
UsmUserEntry ::= SEQUENCE
{
usmUserEngineID SnmpEngineID,
usmUserName SnmpAdminString,
usmUserSecurityName SnmpAdminString,
usmUserCloneFrom RowPointer,
usmUserAuthProtocol AutonomousType,
usmUserAuthKeyChange KeyChange,
usmUserOwnAuthKeyChange KeyChange,
usmUserPrivProtocol AutonomousType,
usmUserPrivKeyChange KeyChange,
usmUserOwnPrivKeyChange KeyChange,
usmUserPublic OCTET STRING,
usmUserStorageType StorageType,
usmUserStatus RowStatus
}
SYNTAX SnmpEngineID
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION "An SNMP engine's administratively-unique identifier.
In a simple agent, this value is always that agent's own snmpEngineID value.
The value can also take the value of the snmpEngineID of a remote SNMP engine with which this user can communicate.
"
::= { usmUserEntry 1 }
SYNTAX SnmpAdminString (SIZE(1..32))
MAX-ACCESS not-accessible
STATUS current
DESCRIPTION "A human readable string representing the name of
the user.
This is the (User-based Security) Model dependent
security ID.
"
::= { usmUserEntry 2 }
SYNTAX SnmpAdminString
MAX-ACCESS read-only
STATUS current
DESCRIPTION "A human readable string representing the user in
Security Model independent format.
The default transformation of the User-based Security
Model dependent security ID to the securityName and
vice versa is the identity function so that the
securityName is the same as the userName.
"
::= { usmUserEntry 3 }
SYNTAX RowPointer
MAX-ACCESS read-create
STATUS current
DESCRIPTION "A pointer to another conceptual row in this
usmUserTable. The user in this other conceptual
row is called the clone-from user.
When a new user is created (i.e., a new conceptual row is instantiated in this table), the privacy and authentication parameters of the new user are cloned from its clone-from user.
The first time an instance of this object is set by
a management operation (either at or after its
instantiation), the cloning process is invoked.
Subsequent writes are successful but invoke no
action to be taken by the receiver.
The cloning process fails with an 'inconsistentName'
error if the conceptual row representing the clone-from user is not in an active state when the cloning process is invoked.
Cloning also causes the initial values of the secret authentication key and the secret encryption key of the new user to be set to the same value as the corresponding secret of the clone-from user.
When this object is read, the ZeroDotZero OID
is returned.
"
::= { usmUserEntry 4 }
SYNTAX AutonomousType
MAX-ACCESS read-create
STATUS current
DESCRIPTION "An indication of whether messages sent on behalf of
this user to/from the SNMP engine identified by
usmUserEngineID, can be authenticated, and if so,
the type of authentication protocol which is used.
An instance of this object is created concurrently with the creation of any other object instance for the same user (i.e., as part of the processing of the set operation which creates the first object instance in the same conceptual row). Once created, the value of an instance of this object can not be changed.
If a set operation tries to set a value for an unknown
or unsupported protocol, then a wrongValue error must
be returned.
"
DEFVAL { usmHMACMD5AuthProtocol }
::= { usmUserEntry 5 }
SYNTAX KeyChange -- typically (SIZE (0..32))
MAX-ACCESS read-create
STATUS current
DESCRIPTION "An object, which when modified, causes the secret
authentication key used for messages sent on behalf
of this user to/from the SNMP engine identified by
usmUserEngineID, to be modified via a one-way
function.
The associated protocol is the usmUserAuthProtocol. The associated secret key is the user's secret authentication key (authKey). The associated hash algorithm is the algorithm used by the user's usmUserAuthProtocol.
When creating a new user, it is an 'inconsistentName'
error for a Set operation to refer to this object
unless it is previously or concurrently initialized
through a set operation on the corresponding value
of usmUserCloneFrom.
"
DEFVAL { ''H } -- the empty string
::= { usmUserEntry 6 }
SYNTAX KeyChange -- typically (SIZE (0..32))
MAX-ACCESS read-create
STATUS current
DESCRIPTION "Behaves exactly as usmUserAuthKeyChange, with one
notable difference: in order for the Set operation
to succeed, the usmUserName of the operation
requester must match the usmUserName that
indexes the row which is targeted by this
operation.
The idea here is that access to this column can be public, since it will only allow a user to change his own secret authentication key (authKey). "
DEFVAL { ''H } -- the empty string
::= { usmUserEntry 7 }
SYNTAX AutonomousType
MAX-ACCESS read-create
STATUS current
DESCRIPTION "An indication of whether messages sent on behalf of
this user to/from the SNMP engine identified by
usmUserEngineID, can be protected from disclosure,
and if so, the type of privacy protocol which is used.
An instance of this object is created concurrently with the creation of any other object instance for the same user (i.e., as part of the processing of the set operation which creates the first object instance in the same conceptual row). Once created, the value of an instance of this object can not be
changed.
If a set operation tries to set a value for an unknown
or unsupported protocol, then a wrongValue error must
be returned.
"
DEFVAL { usmNoPrivProtocol }
::= { usmUserEntry 8 }
SYNTAX KeyChange -- typically (SIZE (0..32))
MAX-ACCESS read-create
STATUS current
DESCRIPTION "An object, which when modified, causes the secret
encryption key used for messages sent on behalf
of this user to/from the SNMP engine identified by
usmUserEngineID, to be modified via a one-way
function.
The associated protocol is the usmUserPrivProtocol.
The associated secret key is the user's secret
privacy key (privKey). The associated hash
algorithm is the algorithm used by the user's
usmUserAuthProtocol.
When creating a new user, it is an 'inconsistentName'
error for a set operation to refer to this object
unless it is previously or concurrently initialized
through a set operation on the corresponding value
of usmUserCloneFrom.
"
DEFVAL { ''H } -- the empty string
::= { usmUserEntry 9 }
SYNTAX KeyChange -- typically (SIZE (0..32))
MAX-ACCESS read-create
STATUS current
DESCRIPTION "Behaves exactly as usmUserPrivKeyChange, with one
notable difference: in order for the Set operation
to succeed, the usmUserName of the operation
requester must match the usmUserName that indexes
the row which is targeted by this operation.
The idea here is that access to this column can be
public, since it will only allow a user to change
his own secret privacy key (privKey).
"
DEFVAL { ''H } -- the empty string
::= { usmUserEntry 10 }
SYNTAX OCTET STRING (SIZE(0..32))
MAX-ACCESS read-create
STATUS current
DESCRIPTION "A publicly-readable value which is written as part
of the procedure for changing a user's secret
authentication and/or privacy key, and later read to
determine whether the change of the secret was
effected.
"
DEFVAL { ''H } -- the empty string
::= { usmUserEntry 11 }
SYNTAX StorageType
MAX-ACCESS read-create
STATUS current
DESCRIPTION "The storage type for this conceptual row.
Conceptual rows having the value 'permanent' must allow write-access at a minimum to:
- usmUserAuthKeyChange, usmUserOwnAuthKeyChange
and usmUserPublic for a user who employs
authentication, and
- usmUserPrivKeyChange, usmUserOwnPrivKeyChange
and usmUserPublic for a user who employs
privacy.
Note that any user who employs authentication or
privacy must allow its secret(s) to be updated and
thus cannot be 'readOnly'.
"
DEFVAL { nonVolatile }
::= { usmUserEntry 12 }
SYNTAX RowStatus
MAX-ACCESS read-create
STATUS current
DESCRIPTION "The status of this conceptual row.
Until instances of all corresponding columns are
appropriately configured, the value of the
corresponding instance of the usmUserStatus column
is 'notReady'.
In particular, a newly created row cannot be made active until the corresponding usmUserCloneFrom, usmUserAuthKeyChange, usmUserOwnAuthKeyChange, usmUserPrivKeyChange and usmUserOwnPrivKeyChange have all been set.
The RowStatus TC [RFC1903] requires that this DESCRIPTION clause states under which circumstances other objects in this row can be modified:
The value of this object has no effect on whether other objects in this conceptual row can be modified. "
::= { usmUserEntry 13 }
-- Conformance Information *******************************************
usmMIBCompliances OBJECT IDENTIFIER ::= { usmMIBConformance 1 }
usmMIBGroups OBJECT IDENTIFIER ::= { usmMIBConformance 2 }
-- Compliance statements
STATUS current
DESCRIPTION "The compliance statement for SNMP engines which
implement the SNMP-USER-BASED-SM-MIB.
"
MODULE -- this module
MANDATORY-GROUPS { usmMIBBasicGroup }
OBJECT usmUserAuthProtocol
MIN-ACCESS read-only
DESCRIPTION "Write access is not required."
OBJECT usmUserPrivProtocol
MIN-ACCESS read-only
DESCRIPTION "Write access is not required."
::= { usmMIBCompliances 1 }
-- Units of compliance
OBJECTS {
usmStatsUnsupportedSecLevels,
usmStatsNotInTimeWindows,
usmStatsUnknownUserNames,
usmStatsUnknownEngineIDs,
usmStatsWrongDigests,
usmStatsDecryptionErrors,
usmUserSpinLock,
usmUserSecurityName,
usmUserCloneFrom,
usmUserAuthProtocol,
usmUserAuthKeyChange,
usmUserOwnAuthKeyChange,
usmUserPrivProtocol,
usmUserPrivKeyChange,
usmUserOwnPrivKeyChange,
usmUserPublic,
usmUserStorageType,
usmUserStatus
}
STATUS current
DESCRIPTION "A collection of objects providing for configuration
of an SNMP engine which implements the SNMP
User-based Security Model.
"
::= { usmMIBGroups 1 }
This section describes the HMAC-MD5-96 authentication protocol. This authentication protocol is the first defined for the User-based Security Model. It uses MD5 hash-function which is described in [MD5], in HMAC mode described in [RFC2104], truncating the output to 96 bits.
This protocol is identified by usmHMACMD5AuthProtocol.
Over time, other authentication protocols may be defined either as a replacement of this protocol or in addition to this protocol.
- In support of data integrity, a message digest algorithm is
required. A digest is calculated over an appropriate portion of an
SNMP message and included as part of the message sent to the
recipient.
- In support of data origin authentication and data integrity,
a secret value is prepended to SNMP message prior to computing the
digest; the calculated digest is partially inserted into the SNMP
message prior to transmission, and the prepended value is not
transmitted. The secret value is shared by all SNMP engines
authorized to originate messages on behalf of the appropriate user.
The Digest Authentication Mechanism defined in this memo provides for:
- verification of the integrity of a received message, i.e., the
message received is the message sent.
The integrity of the message is protected by computing a digest over an appropriate portion of the message. The digest is computed by the originator of the message, transmitted with the message, and verified by the recipient of the message.
- verification of the user on whose behalf the message was generated.
A secret value known only to SNMP engines authorized to generate messages on behalf of a user is used in HMAC mode (see [RFC2104]). It also recommends the hash-function output used as Message Authentication Code, to be truncated.
This protocol uses the MD5 [MD5] message digest algorithm. A 128-bit MD5 digest is calculated in a special (HMAC) way over the designated portion of an SNMP message and the first 96 bits of this digest is included as part of the message sent to the recipient. The size of the digest carried in a message is 12 octets. The size of the private authentication key (the secret) is 16 octets. For the details see section 6.3.
This section contains definitions required to realize the authentication module defined in this section of this memo.
Authentication using this authentication protocol makes use of a defined set of userNames. For any user on whose behalf a message must be authenticated at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes to
communicate with another SNMP engine must also have knowledge of a user known to that engine, including knowledge of the applicable attributes of that user.
A user and its attributes are defined as follows:
<userName>
A string representing the name of the user.
<authKey>
A user's secret key to be used when calculating a digest.
It MUST be 16 octets long for MD5.
The msgAuthoritativeEngineID value contained in an authenticated message specifies the authoritative SNMP engine for that particular message (see the definition of SnmpEngineID in the SNMP Architecture document [RFC2271]).
The user's (private) authentication key is normally different at each authoritative SNMP engine and so the snmpEngineID is used to select the proper key for the authentication process.
Messages using this authentication protocol carry a
msgAuthenticationParameters field as part of the
msgSecurityParameters. For this protocol, the
msgAuthenticationParameters field is the serialized OCTET STRING
representing the first 12 octets of the HMAC-MD5-96 output done over
the wholeMsg.
The digest is calculated over the wholeMsg so if a message is authenticated, that also means that all the fields in the message are intact and have not been tampered with.
This section describes the inputs and outputs that the HMAC-MD5-96 Authentication module expects and produces when the User-based Security module calls the HMAC-MD5-96 Authentication module for services.
The HMAC-MD5-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.
Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg with the digest inserted at the proper place. The abstract service primitive is:
statusInformation = -- success or failure
authenticateOutgoingMsg(
IN authKey -- secret key for authentication
IN wholeMsg -- unauthenticated complete message
OUT authenticatedWholeMsg -- complete authenticated message
)
The abstract data elements are:
statusInformation
An indication of whether the authentication process was
successful. If not it is an indication of the problem.
authKey
The secret key to be used by the authentication algorithm.
The length of this key MUST be 16 octets.
wholeMsg
The message to be authenticated.
authenticatedWholeMsg
The authenticated message (including inserted digest) on output.
Note, that authParameters field is filled by the authentication module and this field should be already present in the wholeMsg before the Message Authentication Code (MAC) is generated.
The HMAC-MD5-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.
Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg as it was processed. The abstract service primitive is:
statusInformation = -- success or failure
authenticateIncomingMsg(
IN authKey -- secret key for authentication
IN authParameters -- as received on the wire
IN wholeMsg -- as received on the wire
OUT authenticatedWholeMsg -- complete authenticated message
)
The abstract data elements are:
statusInformation
An indication of whether the authentication process was
successful. If not it is an indication of the problem.
authKey
The secret key to be used by the authentication algorithm.
The length of this key MUST be 16 octets.
authParameters
The authParameters from the incoming message.
wholeMsg
The message to be authenticated on input and the authenticated
message on output.
authenticatedWholeMsg
The whole message after the authentication check is complete.
This section describes the procedures for the HMAC-MD5-96 authentication protocol.
This section describes the procedure followed by an SNMP engine whenever it must authenticate an outgoing message using the usmHMACMD5AuthProtocol.
1) The msgAuthenticationParameters field is set to the
serialization, according to the rules in [RFC1906], of an OCTET
STRING containing 12 zero octets.
2) From the secret authKey, two keys K1 and K2 are derived:
a) extend the authKey to 64 octets by appending 48 zero
octets; save it as extendedAuthKey
b) obtain IPAD by replicating the octet 0x36 64 times;
c) obtain K1 by XORing extendedAuthKey with IPAD;
d) obtain OPAD by replicating the octet 0x5C 64 times;
e) obtain K2 by XORing extendedAuthKey with OPAD.
4) Prepend K1 to the wholeMsg and calculate MD5 digest over it according to [MD5].
5) Prepend K2 to the result of the step 4 and calculate MD5 digest over it according to [MD5]. Take the first 12 octets of the final digest - this is Message Authentication Code (MAC).
6) Replace the msgAuthenticationParameters field with MAC obtained in the step 5.
7) The authenticatedWholeMsg is then returned to the caller together with statusInformation indicating success.
This section describes the procedure followed by an SNMP engine whenever it must authenticate an incoming message using the usmHMACMD5AuthProtocol.
1) If the digest received in the msgAuthenticationParameters field is not 12 octets long, then an failure and an errorIndication (authenticationError) is returned to the calling module.
2) The MAC received in the msgAuthenticationParameters field is saved.
3) The digest in the msgAuthenticationParameters field is replaced by the 12 zero octets.
4) From the secret authKey, two keys K1 and K2 are derived:
a) extend the authKey to 64 octets by appending 48 zero
octets; save it as extendedAuthKey
b) obtain IPAD by replicating the octet 0x36 64 times;
c) obtain K1 by XORing extendedAuthKey with IPAD;
d) obtain OPAD by replicating the octet 0x5C 64 times;
e) obtain K2 by XORing extendedAuthKey with OPAD.
5) The MAC is calculated over the wholeMsg:
a) prepend K1 to the wholeMsg and calculate the MD5 digest
over it;
b) prepend K2 to the result of step 5.a and calculate the
MD5 digest over it;
c) first 12 octets of the result of step 5.b is the MAC.
The msgAuthenticationParameters field is replaced with the MAC value that was saved in step 2.
6) Then the newly calculated MAC is compared with the MAC saved in step 2. If they do not match, then an failure and an errorIndication (authenticationFailure) is returned to the calling module.
7) The authenticatedWholeMsg and statusInformation indicating success are then returned to the caller.
This section describes the HMAC-SHA-96 authentication protocol. This protocol uses the SHA hash-function which is described in [SHA-NIST], in HMAC mode described in [RFC2104], truncating the output to 96 bits.
This protocol is identified by usmHMACSHAAuthProtocol.
Over time, other authentication protocols may be defined either as a replacement of this protocol or in addition to this protocol.
- In support of data integrity, a message digest algorithm is
required. A digest is calculated over an appropriate portion of an
SNMP message and included as part of the message sent to the
recipient.
- In support of data origin authentication and data integrity,
a secret value is prepended to the SNMP message prior to computing
the digest; the calculated digest is then partially inserted into
the message prior to transmission. The prepended secret is not
transmitted. The secret value is shared by all SNMP engines
authorized to originate messages on behalf of the appropriate user.
The Digest Authentication Mechanism defined in this memo provides for:
- verification of the integrity of a received message, i.e., the
the message received is the message sent.
The integrity of the message is protected by computing a digest over an appropriate portion of the message. The digest is computed by the originator of the message, transmitted with the message, and verified by the recipient of the message.
- verification of the user on whose behalf the message was generated.
A secret value known only to SNMP engines authorized to generate messages on behalf of a user is used in HMAC mode (see [RFC2104]). It also recommends the hash-function output used as Message Authentication Code, to be truncated.
This mechanism uses the SHA [SHA-NIST] message digest algorithm. A 160-bit SHA digest is calculated in a special (HMAC) way over the designated portion of an SNMP message and the first 96 bits of this digest is included as part of the message sent to the recipient. The size of the digest carried in a message is 12 octets. The size of the private authentication key (the secret) is 20 octets. For the details see section 7.3.
This section contains definitions required to realize the authentication module defined in this section of this memo.
Authentication using this authentication protocol makes use of a defined set of userNames. For any user on whose behalf a message must be authenticated at a particular SNMP engine, that SNMP engine must have knowledge of that user. An SNMP engine that wishes to communicate with another SNMP engine must also have knowledge of a user known to that engine, including knowledge of the applicable attributes of that user.
A user and its attributes are defined as follows:
<userName>
A string representing the name of the user.
<authKey>
A user's secret key to be used when calculating a digest.
It MUST be 20 octets long for SHA.
The msgAuthoritativeEngineID value contained in an authenticated message specifies the authoritative SNMP engine for that particular message (see the definition of SnmpEngineID in the SNMP Architecture document [RFC2271]).
The user's (private) authentication key is normally different at each authoritative SNMP engine and so the snmpEngineID is used to select the proper key for the authentication process.
Messages using this authentication protocol carry a
msgAuthenticationParameters field as part of the
msgSecurityParameters. For this protocol, the
msgAuthenticationParameters field is the serialized OCTET STRING
representing the first 12 octets of HMAC-SHA-96 output done over the
wholeMsg.
The digest is calculated over the wholeMsg so if a message is authenticated, that also means that all the fields in the message are intact and have not been tampered with.
This section describes the inputs and outputs that the HMAC-SHA-96 Authentication module expects and produces when the User-based Security module calls the HMAC-SHA-96 Authentication module for services.
HMAC-SHA-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.
Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg with the digest inserted at the proper place. The abstract service primitive is:
statusInformation = -- success or failure
authenticateOutgoingMsg(
IN authKey -- secret key for authentication
IN wholeMsg -- unauthenticated complete message
OUT authenticatedWholeMsg -- complete authenticated message
)
The abstract data elements are:
statusInformation
An indication of whether the authentication process was
successful. If not it is an indication of the problem.
authKey
The secret key to be used by the authentication algorithm.
The length of this key MUST be 20 octets.
wholeMsg
The message to be authenticated.
authenticatedWholeMsg
The authenticated message (including inserted digest) on output.
Note, that authParameters field is filled by the authentication module and this field should be already present in the wholeMsg before the Message Authentication Code (MAC) is generated.
HMAC-SHA-96 authentication protocol assumes that the selection of the authKey is done by the caller and that the caller passes the secret key to be used.
Upon completion the authentication module returns statusInformation and, if the message digest was correctly calculated, the wholeMsg as it was processed. The abstract service primitive is:
statusInformation = -- success or failure
authenticateIncomingMsg(
IN authKey -- secret key for authentication
IN authParameters